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Towards Data Governance of Frontier AI Models

arXiv.org Artificial Intelligence

Data is essential to train and fine-tune today's frontier artificial intelligence (AI) models and to develop future ones. To date, academic, legal, and regulatory work has primarily addressed how data can directly harm consumers and creators, such as through privacy breaches, copyright infringements, and bias and discrimination. Our work, instead, focuses on the comparatively neglected question of how data can enable new governance capacities for frontier AI models. This approach for "frontier data governance" opens up new avenues for monitoring and mitigating risks from advanced AI models, particularly as they scale and acquire specific dangerous capabilities. Still, frontier data governance faces challenges that stem from the fundamental properties of data itself: data is non-rival, often non-excludable, easily replicable, and increasingly synthesizable. Despite these inherent difficulties, we propose a set of policy mechanisms targeting key actors along the data supply chain, including data producers, aggregators, model developers, and data vendors. We provide a brief overview of 15 governance mechanisms, of which we centrally introduce five, underexplored policy recommendations. These include developing canary tokens to detect unauthorized use for producers; (automated) data filtering to remove malicious content for pre-training and post-training datasets; mandatory dataset reporting requirements for developers and vendors; improved security for datasets and data generation algorithms; and know-your-customer requirements for vendors. By considering data not just as a source of potential harm, but as a critical governance lever, this work aims to equip policymakers with a new tool for the governance and regulation of frontier AI models.


JPC: Flexible Inference for Predictive Coding Networks in JAX

arXiv.org Artificial Intelligence

We introduce JPC, a JAX library for training neural networks with Predictive Coding. JPC provides a simple, fast and flexible interface to train a variety of PC networks (PCNs) including discriminative, generative and hybrid models. Unlike existing libraries, JPC leverages ordinary differential equation solvers to integrate the gradient flow inference dynamics of PCNs. We find that a second-order solver achieves significantly faster runtimes compared to standard Euler integration, with comparable performance on a range of datasets and network depths. JPC also provides some theoretical tools that can be used to study PCNs. We hope that JPC will facilitate future research of PC.


Global MMLU: Understanding and Addressing Cultural and Linguistic Biases in Multilingual Evaluation

arXiv.org Artificial Intelligence

Cultural biases in multilingual datasets pose significant challenges for their effectiveness as global benchmarks. These biases stem not only from language but also from the cultural knowledge required to interpret questions, reducing the practical utility of translated datasets like MMLU. Furthermore, translation often introduces artifacts that can distort the meaning or clarity of questions in the target language. A common practice in multilingual evaluation is to rely on machine-translated evaluation sets, but simply translating a dataset is insufficient to address these challenges. In this work, we trace the impact of both of these issues on multilingual evaluations and ensuing model performances. Our large-scale evaluation of state-of-the-art open and proprietary models illustrates that progress on MMLU depends heavily on learning Western-centric concepts, with 28% of all questions requiring culturally sensitive knowledge. Moreover, for questions requiring geographic knowledge, an astounding 84.9% focus on either North American or European regions. Rankings of model evaluations change depending on whether they are evaluated on the full portion or the subset of questions annotated as culturally sensitive, showing the distortion to model rankings when blindly relying on translated MMLU. We release Global-MMLU, an improved MMLU with evaluation coverage across 42 languages -- with improved overall quality by engaging with compensated professional and community annotators to verify translation quality while also rigorously evaluating cultural biases present in the original dataset. This comprehensive Global-MMLU set also includes designated subsets labeled as culturally sensitive and culturally agnostic to allow for more holistic, complete evaluation.


Node Classification With Integrated Reject Option

arXiv.org Artificial Intelligence

One of the key tasks in graph learning is node classification. While Graph neural networks have been used for various applications, their adaptivity to reject option setting is not previously explored. In this paper, we propose NCwR, a novel approach to node classification in Graph Neural Networks (GNNs) with an integrated reject option, which allows the model to abstain from making predictions when uncertainty is high. We propose both cost-based and coverage-based methods for classification with abstention in node classification setting using GNNs. We perform experiments using our method on three standard citation network datasets Cora, Citeseer and Pubmed and compare with relevant baselines. We also model the Legal judgment prediction problem on ILDC dataset as a node classification problem where nodes represent legal cases and edges represent citations. We further interpret the model by analyzing the cases that the model abstains from predicting by visualizing which part of the input features influenced this decision.


Challenges in Guardrailing Large Language Models for Science

arXiv.org Artificial Intelligence

The rapid development in large language models (LLMs) has transformed the landscape of natural language processing and understanding (NLP/NLU), offering significant benefits across various domains. However, when applied to scientific research, these powerful models exhibit critical failure modes related to scientific integrity and trustworthiness. Existing general-purpose LLM guardrails are insufficient to address these unique challenges in the scientific domain. We provide comprehensive guidelines for deploying LLM guardrails in the scientific domain. We identify specific challenges -- including time sensitivity, knowledge contextualization, conflict resolution, and intellectual property concerns -- and propose a guideline framework for the guardrails that can align with scientific needs. These guardrail dimensions include trustworthiness, ethics & bias, safety, and legal aspects. We also outline in detail the implementation strategies that employ white-box, black-box, and gray-box methodologies that can be enforced within scientific contexts.


'Progressive except for Palestine': how a tech charity imploded over a statement on Gaza

The Guardian

Miliaku Nwabueze, a senior program manager at Code for Science & Society, had been concerned for some time about the role of technology in state violence. Then, on 7 October of last year, Hamas entered Israel, killing and kidnapping about 1,400 people. Less than a week later, as Israel ordered 1.1 million Palestinians out of northern Gaza in the onset of its deadly retaliation, Nwabueze decided to write a message to her colleagues on the US-based non-profit organization's Slack channel. "Hey y'all … I have been watching multiple genocides around the world," she began, naming Palestine as well as Sudan, the Congo and Artsakh. "All of these have heavy linkages to the tech industry." The 30-year-old went on to assert that CS&S – whose stated mission is to "advance the power of data to improve the social and economic lives of all people" – should say, at the minimum, "we support demands for a ceasefire" in Gaza.


'It feels like a startup energy': Google's UK boss on the advent of AI

The Guardian

Google's central London office cost as much as a tech unicorn and the company's UK boss, Debbie Weinstein, says it pulses with a similar spirit. "It feels like a startup energy," she says. However, we are meeting on a morning when Google has been threatened with a reckoning reserved for members of the corporate establishment, not tech ingenues: a breakup. Hours earlier, the US Department of Justice had asked a federal judge to order the sale of Google's Chrome browser, along with a host of other actions including making its search index – a database of all the webpages it has crawled – available to competitors. It follows a ruling by the same judge in August that the 2tn company has built an illegal monopoly in the search market.


Adaptive Two-Phase Finetuning LLMs for Japanese Legal Text Retrieval

arXiv.org Artificial Intelligence

Text Retrieval (TR) involves finding and retrieving text-based content relevant to a user's query from a large repository, with applications in real-world scenarios such as legal document retrieval. While most existing studies focus on English, limited work addresses Japanese contexts. In this paper, we introduce a new dataset specifically designed for Japanese legal contexts and propose a novel two-phase pipeline tailored to this domain. In the first phase, the model learns a broad understanding of global contexts, enhancing its generalization and adaptability to diverse queries. In the second phase, the model is fine-tuned to address complex queries specific to legal scenarios. Extensive experiments are conducted to demonstrate the superior performance of our method, which outperforms existing baselines. Furthermore, our pipeline proves effective in English contexts, surpassing comparable baselines on the MS MARCO dataset. We have made our code publicly available on GitHub, and the model checkpoints are accessible via HuggingFace.


Words and Action: Modeling Linguistic Leadership in #BlackLivesMatter Communities

arXiv.org Artificial Intelligence

In this project we describe a method of modeling semantic leadership across a set of communities associated with the #BlackLivesMatter movement, which has been informed by qualitative research on the structure of social media and Black Twitter in particular. We describe our bespoke approaches to time-binning, community clustering, and connecting communities over time, as well as our adaptation of state-of-the-art approaches to semantic change detection and semantic leadership induction. We find substantial evidence of the leadership role of BLM activists and progressives, as well as Black celebrities. We also find evidence of the sustained engagement of the conservative community with this discourse, suggesting an alternative explanation for how we arrived at the present moment, in which "anti-woke" and "anti-CRT" bills are being enacted nation-wide.


GerPS-Compare: Comparing NER methods for legal norm analysis

arXiv.org Artificial Intelligence

We apply NER to a particular sub-genre of legal texts in German: the genre of legal norms regulating administrative processes in public service administration. The analysis of such texts involves identifying stretches of text that instantiate one of ten classes identified by public service administration professionals. We investigate and compare three methods for performing Named Entity Recognition (NER) to detect these classes: a Rule-based system, deep discriminative models, and a deep generative model. Our results show that Deep Discriminative models outperform both the Rule-based system as well as the Deep Generative model, the latter two roughly performing equally well, outperforming each other in different classes. The main cause for this somewhat surprising result is arguably the fact that the classes used in the analysis are semantically and syntactically heterogeneous, in contrast to the classes used in more standard NER tasks. Deep Discriminative models appear to be better equipped for dealing with this heterogenerity than both generic LLMs and human linguists designing rule-based NER systems.