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Causally Consistent Normalizing Flow

arXiv.org Artificial Intelligence

Causal inconsistency arises when the underlying causal graphs captured by generative models like \textit{Normalizing Flows} (NFs) are inconsistent with those specified in causal models like \textit{Struct Causal Models} (SCMs). This inconsistency can cause unwanted issues including the unfairness problem. Prior works to achieve causal consistency inevitably compromise the expressiveness of their models by disallowing hidden layers. In this work, we introduce a new approach: \textbf{C}ausally \textbf{C}onsistent \textbf{N}ormalizing \textbf{F}low (CCNF). To the best of our knowledge, CCNF is the first causally consistent generative model that can approximate any distribution with multiple layers. CCNF relies on two novel constructs: a sequential representation of SCMs and partial causal transformations. These constructs allow CCNF to inherently maintain causal consistency without sacrificing expressiveness. CCNF can handle all forms of causal inference tasks, including interventions and counterfactuals. Through experiments, we show that CCNF outperforms current approaches in causal inference. We also empirically validate the practical utility of CCNF by applying it to real-world datasets and show how CCNF addresses challenges like unfairness effectively.


AUEB-Archimedes at RIRAG-2025: Is obligation concatenation really all you need?

arXiv.org Artificial Intelligence

This paper presents the systems we developed for RIRAG-2025, a shared task that requires answering regulatory questions by retrieving relevant passages. The generated answers are evaluated using RePASs, a reference-free and model-based metric. Our systems use a combination of three retrieval models and a reranker. We show that by exploiting a neural component of RePASs that extracts important sentences ('obligations') from the retrieved passages, we achieve a dubiously high score (0.947), even though the answers are directly extracted from the retrieved passages and are not actually generated answers. We then show that by selecting the answer with the best RePASs among a few generated alternatives and then iteratively refining this answer by reducing contradictions and covering more obligations, we can generate readable, coherent answers that achieve a more plausible and relatively high score (0.639).


Using Instruction-Tuned Large Language Models to Identify Indicators of Vulnerability in Police Incident Narratives

arXiv.org Artificial Intelligence

Objectives: Compare qualitative coding of instruction tuned large language models (IT-LLMs) against human coders in classifying the presence or absence of vulnerability in routinely collected unstructured text that describes police-public interactions. Evaluate potential bias in IT-LLM codings. Methods: Analyzing publicly available text narratives of police-public interactions recorded by Boston Police Department, we provide humans and IT-LLMs with qualitative labelling codebooks and compare labels generated by both, seeking to identify situations associated with (i) mental ill health; (ii) substance misuse; (iii) alcohol dependence; and (iv) homelessness. We explore multiple prompting strategies and model sizes, and the variability of labels generated by repeated prompts. Additionally, to explore model bias, we utilize counterfactual methods to assess the impact of two protected characteristics - race and gender - on IT-LLM classification. Results: Results demonstrate that IT-LLMs can effectively support human qualitative coding of police incident narratives. While there is some disagreement between LLM and human generated labels, IT-LLMs are highly effective at screening narratives where no vulnerabilities are present, potentially vastly reducing the requirement for human coding. Counterfactual analyses demonstrate that manipulations to both gender and race of individuals described in narratives have very limited effects on IT-LLM classifications beyond those expected by chance. Conclusions: IT-LLMs offer effective means to augment human qualitative coding in a way that requires much lower levels of resource to analyze large unstructured datasets. Moreover, they encourage specificity in qualitative coding, promote transparency, and provide the opportunity for more standardized, replicable approaches to analyzing large free-text police data sources.


"They've Stolen My GPL-Licensed Model!": Toward Standardized and Transparent Model Licensing

arXiv.org Artificial Intelligence

As model parameter sizes reach the billion-level range and their training consumes zettaFLOPs of computation, components reuse and collaborative development are become increasingly prevalent in the Machine Learning (ML) community. These components, including models, software, and datasets, may originate from various sources and be published under different licenses, which govern the use and distribution of licensed works and their derivatives. However, commonly chosen licenses, such as GPL and Apache, are software-specific and are not clearly defined or bounded in the context of model publishing. Meanwhile, the reused components may also have free-content licenses and model licenses, which pose a potential risk of license noncompliance and rights infringement within the model production workflow. In this paper, we propose addressing the above challenges along two lines: 1) For license analysis, we have developed a new vocabulary for ML workflow management and encoded license rules to enable ontological reasoning for analyzing rights granting and compliance issues. 2) For standardized model publishing, we have drafted a set of model licenses that provide flexible options to meet the diverse needs of model publishing. Our analysis tool is built on Turtle language and Notation3 reasoning engine, envisioned as a first step toward Linked Open Model Production Data. We have also encoded our proposed model licenses into rules and demonstrated the effects of GPL and other commonly used licenses in model publishing, along with the flexibility advantages of our licenses, through comparisons and experiments.



Analyzing Images of Legal Documents: Toward Multi-Modal LLMs for Access to Justice

arXiv.org Artificial Intelligence

Interacting with the legal system and the government requires the assembly and analysis of various pieces of information that can be spread across different (paper) documents, such as forms, certificates and contracts (e.g. leases). This information is required in order to understand one's legal rights, as well as to fill out forms to file claims in court or obtain government benefits. However, finding the right information, locating the correct forms and filling them out can be challenging for laypeople. Large language models (LLMs) have emerged as a powerful technology that has the potential to address this gap, but still rely on the user to provide the correct information, which may be challenging and error-prone if the information is only available in complex paper documents. We present an investigation into utilizing multi-modal LLMs to analyze images of handwritten paper forms, in order to automatically extract relevant information in a structured format. Our initial results are promising, but reveal some limitations (e.g., when the image quality is low). Our work demonstrates the potential of integrating multi-modal LLMs to support laypeople and self-represented litigants in finding and assembling relevant information.


How Private are Language Models in Abstractive Summarization?

arXiv.org Artificial Intelligence

Language models (LMs) have shown outstanding performance in text summarization including sensitive domains such as medicine and law. In these settings, it is important that personally identifying information (PII) included in the source document should not leak in the summary. Prior efforts have mostly focused on studying how LMs may inadvertently elicit PII from training data. However, to what extent LMs can provide privacy-preserving summaries given a non-private source document remains under-explored. In this paper, we perform a comprehensive study across two closed- and three open-weight LMs of different sizes and families. We experiment with prompting and fine-tuning strategies for privacy-preservation across a range of summarization datasets across three domains. Our extensive quantitative and qualitative analysis including human evaluation shows that LMs often cannot prevent PII leakage on their summaries and that current widely-used metrics cannot capture context dependent privacy risks.


The Open Source Advantage in Large Language Models (LLMs)

arXiv.org Artificial Intelligence

Large language models (LLMs) mark a key shift in natural language processing (NLP), having advanced text generation, translation, and domain-specific reasoning. Closed-source models like GPT-4, powered by proprietary datasets and extensive computational resources, lead with state-of-the-art performance today. However, they face criticism for their "black box" nature and for limiting accessibility in a manner that hinders reproducibility and equitable AI development. By contrast, open-source initiatives like LLaMA and BLOOM prioritize democratization through community-driven development and computational efficiency. These models have significantly reduced performance gaps, particularly in linguistic diversity and domain-specific applications, while providing accessible tools for global researchers and developers. Notably, both paradigms rely on foundational architectural innovations, such as the Transformer framework by Vaswani et al. (2017). Closed-source models excel by scaling effectively, while open-source models adapt to real-world applications in underrepresented languages and domains. Techniques like Low-Rank Adaptation (LoRA) and instruction-tuning datasets enable open-source models to achieve competitive results despite limited resources. To be sure, the tension between closed-source and open-source approaches underscores a broader debate on transparency versus proprietary control in AI. Ethical considerations further highlight this divide. Closed-source systems restrict external scrutiny, while open-source models promote reproducibility and collaboration but lack standardized auditing documentation frameworks to mitigate biases. Hybrid approaches that leverage the strengths of both paradigms are likely to shape the future of LLM innovation, ensuring accessibility, competitive technical performance, and ethical deployment.


LIFBench: Evaluating the Instruction Following Performance and Stability of Large Language Models in Long-Context Scenarios

arXiv.org Artificial Intelligence

As Large Language Models (LLMs) evolve in natural language processing (NLP), their ability to stably follow instructions in long-context inputs has become critical for real-world applications. However, existing benchmarks seldom focus on instruction-following in long-context scenarios or stability on different inputs. To bridge this gap, we introduce LIFBench, a scalable dataset designed to evaluate LLMs' instruction-following capabilities and stability across long contexts. LIFBench comprises three long-context scenarios and eleven diverse tasks, featuring 2,766 instructions generated through an automated expansion method across three dimensions: length, expression, and variables. For evaluation, we propose LIFEval, a rubric-based assessment method that enables precise, automated scoring of complex LLM responses without reliance on LLM-assisted assessments or human judgment. This method allows for a comprehensive analysis of model performance and stability from multiple perspectives. We conduct detailed experiments on 20 prominent LLMs across six length intervals. Our work contributes LIFBench and LIFEval as robust tools for assessing LLM performance in complex and long-context settings, offering valuable insights to guide future advancements in LLM development.


Large Language Models in Politics and Democracy: A Comprehensive Survey

arXiv.org Artificial Intelligence

The advancement of generative AI, particularly large language models (LLMs), has a significant impact on politics and democracy, offering potential across various domains, including policymaking, political communication, analysis, and governance. This paper surveys the recent and potential applications of LLMs in politics, examining both their promises and the associated challenges. This paper examines the ways in which LLMs are being employed in legislative processes, political communication, and political analysis. Moreover, we investigate the potential of LLMs in diplomatic and national security contexts, economic and social modeling, and legal applications. While LLMs offer opportunities to enhance efficiency, inclusivity, and decision-making in political processes, they also present challenges related to bias, transparency, and accountability. The paper underscores the necessity for responsible development, ethical considerations, and governance frameworks to ensure that the integration of LLMs into politics aligns with democratic values and promotes a more just and equitable society.