Law
Multi-Agent Simulator Drives Language Models for Legal Intensive Interaction
Yue, Shengbin, Huang, Ting, Jia, Zheng, Wang, Siyuan, Liu, Shujun, Song, Yun, Huang, Xuanjing, Wei, Zhongyu
Large Language Models (LLMs) have significantly advanced legal intelligence, but the scarcity of scenario data impedes the progress toward interactive legal scenarios. This paper introduces a Multi-agent Legal Simulation Driver (MASER) to scalably generate synthetic data by simulating interactive legal scenarios. Leveraging real-legal case sources, MASER ensures the consistency of legal attributes between participants and introduces a supervisory mechanism to align participants' characters and behaviors as well as addressing distractions. A Multi-stage Interactive Legal Evaluation (MILE) benchmark is further constructed to evaluate LLMs' performance in dynamic legal scenarios. Extensive experiments confirm the effectiveness of our framework.
Reading between the Lines: Can LLMs Identify Cross-Cultural Communication Gaps?
Saha, Sougata, Pandey, Saurabh Kumar, Gupta, Harshit, Choudhury, Monojit
In a rapidly globalizing and digital world, content such as book and product reviews created by people from diverse cultures are read and consumed by others from different corners of the world. In this paper, we investigate the extent and patterns of gaps in understandability of book reviews due to the presence of culturally-specific items and elements that might be alien to users from another culture. Our user-study on 57 book reviews from Goodreads reveal that 83\% of the reviews had at least one culture-specific difficult-to-understand element. We also evaluate the efficacy of GPT-4o in identifying such items, given the cultural background of the reader; the results are mixed, implying a significant scope for improvement. Our datasets are available here: https://github.com/sougata-ub/reading_between_lines
Towards Trustworthy Retrieval Augmented Generation for Large Language Models: A Survey
Ni, Bo, Liu, Zheyuan, Wang, Leyao, Lei, Yongjia, Zhao, Yuying, Cheng, Xueqi, Zeng, Qingkai, Dong, Luna, Xia, Yinglong, Kenthapadi, Krishnaram, Rossi, Ryan, Dernoncourt, Franck, Tanjim, Md Mehrab, Ahmed, Nesreen, Liu, Xiaorui, Fan, Wenqi, Blasch, Erik, Wang, Yu, Jiang, Meng, Derr, Tyler
Retrieval-Augmented Generation (RAG) is an advanced technique designed to address the challenges of Artificial Intelligence-Generated Content (AIGC). By integrating context retrieval into content generation, RAG provides reliable and up-to-date external knowledge, reduces hallucinations, and ensures relevant context across a wide range of tasks. However, despite RAG's success and potential, recent studies have shown that the RAG paradigm also introduces new risks, including robustness issues, privacy concerns, adversarial attacks, and accountability issues. Addressing these risks is critical for future applications of RAG systems, as they directly impact their trustworthiness. Although various methods have been developed to improve the trustworthiness of RAG methods, there is a lack of a unified perspective and framework for research in this topic. Thus, in this paper, we aim to address this gap by providing a comprehensive roadmap for developing trustworthy RAG systems. We place our discussion around five key perspectives: reliability, privacy, safety, fairness, explainability, and accountability. For each perspective, we present a general framework and taxonomy, offering a structured approach to understanding the current challenges, evaluating existing solutions, and identifying promising future research directions. To encourage broader adoption and innovation, we also highlight the downstream applications where trustworthy RAG systems have a significant impact.
Agency in Artificial Intelligence Systems
There is a general concern that present developments in artificial intelligence (AI) research will lead to sentient AI systems, and these may pose an existential threat to humanity. But why cannot sentient AI systems benefit humanity instead? This paper endeavours to put this question in a tractable manner. I ask whether a putative AI system will develop an altruistic or a malicious disposition towards our society, or what would be the nature of its agency? Given that AI systems are being developed into formidable problem solvers, we can reasonably expect these systems to preferentially take on conscious aspects of human problem solving. I identify the relevant phenomenal aspects of agency in human problem solving. The functional aspects of conscious agency can be monitored using tools provided by functionalist theories of consciousness. A recent expert report (Butlin et al. 2023) has identified functionalist indicators of agency based on these theories. I show how to use the Integrated Information Theory (IIT) of consciousness, to monitor the phenomenal nature of this agency. If we are able to monitor the agency of AI systems as they develop, then we can dissuade them from becoming a menace to society while encouraging them to be an aid.
Investigating the Shortcomings of LLMs in Step-by-Step Legal Reasoning
Mishra, Venkatesh, Pathiraja, Bimsara, Parmar, Mihir, Chidananda, Sat, Srinivasa, Jayanth, Liu, Gaowen, Payani, Ali, Baral, Chitta
Reasoning abilities of LLMs have been a key focus in recent years. One challenging reasoning domain with interesting nuances is legal reasoning, which requires careful application of rules, and precedents while balancing deductive and analogical reasoning, and conflicts between rules. Although there have been a few works on using LLMs for legal reasoning, their focus has been on overall accuracy. In this paper, we dig deeper to do a step-by-step analysis and figure out where they commit errors. We use the college-level Multiple Choice Question-Answering (MCQA) task from the \textit{Civil Procedure} dataset and propose a new error taxonomy derived from initial manual analysis of reasoning chains with respect to several LLMs, including two objective measures: soundness and correctness scores. We then develop an LLM-based automated evaluation framework to identify reasoning errors and evaluate the performance of LLMs. The computation of soundness and correctness on the dataset using the auto-evaluator framework reveals several interesting insights. Furthermore, we show that incorporating the error taxonomy as feedback in popular prompting techniques marginally increases LLM performance. Our work will also serve as an evaluation framework that can be used in detailed error analysis of reasoning chains for logic-intensive complex tasks.
Incongruence Identification in Eyewitness Testimony
Nair, Akshara, Afroz, Zeba, Akhtar, Md Shad
Incongruence detection in eyewitness narratives is critical for understanding the reliability of testimonies, yet traditional approaches often fail to address the nuanced inconsistencies inherent in such accounts. In this paper, we introduce a novel task of incongruence detection in eyewitness testimonies. Given a pair of testimonies containing of multiple pairs of question and answer by two subjects, we identify contextually related incongruence between the two subjects. We also mark the span of incongruences in the utterances. To achieve this, we developed MIND(MultI-EyewitNess Deception) - a comprehensive dataset consisting of 2927 pairs of contextually related answers designed to capture both explicit and implicit contradictions. INstruction - TunEd iNcongruity Detection framework based on 6W and multi-hop reasoning approach, aka. INTEND. Drawing from investigative techniques, INTEND address the task as a close-style problem, contradicting on the who, what, when, where and why aspect of the content. Our findings shows that prompt tuning, especially when utilizing our framework, enhances the detection of incongruences by a margin of +5.63 percent. We compare our approach with multiple fine-tuning and prompt tuning techniques on MLMs and LLMs. Emperical results demonstrate convincing performance improvement in F1-score over fine-tuned and regular prompt-tuning techniques, highlighting the effectiveness of our approach.
Training-Free Constrained Generation With Stable Diffusion Models
Zampini, Stefano, Christopher, Jacob, Oneto, Luca, Anguita, Davide, Fioretto, Ferdinando
Stable diffusion models represent the state-of-the-art in data synthesis across diverse domains and hold transformative potential for applications in science and engineering, e.g., by facilitating the discovery of novel solutions and simulating systems that are computationally intractable to model explicitly. However, their current utility in these fields is severely limited by an inability to enforce strict adherence to physical laws and domain-specific constraints. Without this grounding, the deployment of such models in critical applications, ranging from material science to safety-critical systems, remains impractical. This paper addresses this fundamental limitation by proposing a novel approach to integrate stable diffusion models with constrained optimization frameworks, enabling them to generate outputs that satisfy stringent physical and functional requirements. We demonstrate the effectiveness of this approach through material science experiments requiring adherence to precise morphometric properties, inverse design problems involving the generation of stress-strain responses using video generation with a simulator in the loop, and safety settings where outputs must avoid copyright infringement.
Effective Black-Box Multi-Faceted Attacks Breach Vision Large Language Model Guardrails
Yang, Yijun, Wang, Lichao, Yang, Xiao, Hong, Lanqing, Zhu, Jun
Vision Large Language Models (VLLMs) integrate visual data processing, expanding their real-world applications, but also increasing the risk of generating unsafe responses. In response, leading companies have implemented Multi-Layered safety defenses, including alignment training, safety system prompts, and content moderation. However, their effectiveness against sophisticated adversarial attacks remains largely unexplored. In this paper, we propose MultiFaceted Attack, a novel attack framework designed to systematically bypass Multi-Layered Defenses in VLLMs. It comprises three complementary attack facets: Visual Attack that exploits the multimodal nature of VLLMs to inject toxic system prompts through images; Alignment Breaking Attack that manipulates the model's alignment mechanism to prioritize the generation of contrasting responses; and Adversarial Signature that deceives content moderators by strategically placing misleading information at the end of the response. Extensive evaluations on eight commercial VLLMs in a black-box setting demonstrate that MultiFaceted Attack achieves a 61.56% attack success rate, surpassing state-of-the-art methods by at least 42.18%.
ACLU Warns DOGE's 'Unchecked' Access Could Violate Federal Law
The American Civil Liberties Union (ACLU) told federal lawmakers on Friday that Elon Musk and his Department of Government Efficiency (DOGE) have seized control over a number of federal computer systems that house data tightly restricted under federal statutes. In some cases, any deviations in the manner in which the data is being used may be not only illegal, the ACLU says, but unconstitutional. DOGE operatives have infiltrated or assumed control over a number of federal agencies that are responsible for managing personnel files on nearly two million federal employees, as well as offices that supply the government with a broad range of software and information technology services. Unauthorized use of sensitive or personally identifiable data as part of an effort to purge the government of ideologically unaligned staff may constitute a violation of federal law. The Privacy Act and the Federal Information Security Modernization Act strictly prohibit, for instance, unauthorized access and use of government personnel data.
AI is developing fast, but regulators must be faster Letters
The recent open letter regarding AI consciousness on which you report (AI systems could be'caused to suffer' if consciousness achieved, says research, 3 February) highlights a genuine moral problem: if we create conscious AI (whether deliberately or inadvertently) then we would have a duty not to cause it to suffer. What the letter fails to do, however, is to capture what a big "if" this is. Some promising theories of consciousness do indeed open the door to AI consciousness. But other equally promising theories suggest that being conscious requires being an organism. Although we can look for indicators of consciousness in AI, it is very difficult – perhaps impossible – to know whether an AI is actually conscious or merely presenting the outward signs of consciousness.