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Analyzing Images of Legal Documents: Toward Multi-Modal LLMs for Access to Justice

arXiv.org Artificial Intelligence

Interacting with the legal system and the government requires the assembly and analysis of various pieces of information that can be spread across different (paper) documents, such as forms, certificates and contracts (e.g. leases). This information is required in order to understand one's legal rights, as well as to fill out forms to file claims in court or obtain government benefits. However, finding the right information, locating the correct forms and filling them out can be challenging for laypeople. Large language models (LLMs) have emerged as a powerful technology that has the potential to address this gap, but still rely on the user to provide the correct information, which may be challenging and error-prone if the information is only available in complex paper documents. We present an investigation into utilizing multi-modal LLMs to analyze images of handwritten paper forms, in order to automatically extract relevant information in a structured format. Our initial results are promising, but reveal some limitations (e.g., when the image quality is low). Our work demonstrates the potential of integrating multi-modal LLMs to support laypeople and self-represented litigants in finding and assembling relevant information.


How Private are Language Models in Abstractive Summarization?

arXiv.org Artificial Intelligence

Language models (LMs) have shown outstanding performance in text summarization including sensitive domains such as medicine and law. In these settings, it is important that personally identifying information (PII) included in the source document should not leak in the summary. Prior efforts have mostly focused on studying how LMs may inadvertently elicit PII from training data. However, to what extent LMs can provide privacy-preserving summaries given a non-private source document remains under-explored. In this paper, we perform a comprehensive study across two closed- and three open-weight LMs of different sizes and families. We experiment with prompting and fine-tuning strategies for privacy-preservation across a range of summarization datasets across three domains. Our extensive quantitative and qualitative analysis including human evaluation shows that LMs often cannot prevent PII leakage on their summaries and that current widely-used metrics cannot capture context dependent privacy risks.


The Open Source Advantage in Large Language Models (LLMs)

arXiv.org Artificial Intelligence

Large language models (LLMs) mark a key shift in natural language processing (NLP), having advanced text generation, translation, and domain-specific reasoning. Closed-source models like GPT-4, powered by proprietary datasets and extensive computational resources, lead with state-of-the-art performance today. However, they face criticism for their "black box" nature and for limiting accessibility in a manner that hinders reproducibility and equitable AI development. By contrast, open-source initiatives like LLaMA and BLOOM prioritize democratization through community-driven development and computational efficiency. These models have significantly reduced performance gaps, particularly in linguistic diversity and domain-specific applications, while providing accessible tools for global researchers and developers. Notably, both paradigms rely on foundational architectural innovations, such as the Transformer framework by Vaswani et al. (2017). Closed-source models excel by scaling effectively, while open-source models adapt to real-world applications in underrepresented languages and domains. Techniques like Low-Rank Adaptation (LoRA) and instruction-tuning datasets enable open-source models to achieve competitive results despite limited resources. To be sure, the tension between closed-source and open-source approaches underscores a broader debate on transparency versus proprietary control in AI. Ethical considerations further highlight this divide. Closed-source systems restrict external scrutiny, while open-source models promote reproducibility and collaboration but lack standardized auditing documentation frameworks to mitigate biases. Hybrid approaches that leverage the strengths of both paradigms are likely to shape the future of LLM innovation, ensuring accessibility, competitive technical performance, and ethical deployment.


LIFBench: Evaluating the Instruction Following Performance and Stability of Large Language Models in Long-Context Scenarios

arXiv.org Artificial Intelligence

As Large Language Models (LLMs) evolve in natural language processing (NLP), their ability to stably follow instructions in long-context inputs has become critical for real-world applications. However, existing benchmarks seldom focus on instruction-following in long-context scenarios or stability on different inputs. To bridge this gap, we introduce LIFBench, a scalable dataset designed to evaluate LLMs' instruction-following capabilities and stability across long contexts. LIFBench comprises three long-context scenarios and eleven diverse tasks, featuring 2,766 instructions generated through an automated expansion method across three dimensions: length, expression, and variables. For evaluation, we propose LIFEval, a rubric-based assessment method that enables precise, automated scoring of complex LLM responses without reliance on LLM-assisted assessments or human judgment. This method allows for a comprehensive analysis of model performance and stability from multiple perspectives. We conduct detailed experiments on 20 prominent LLMs across six length intervals. Our work contributes LIFBench and LIFEval as robust tools for assessing LLM performance in complex and long-context settings, offering valuable insights to guide future advancements in LLM development.


Large Language Models in Politics and Democracy: A Comprehensive Survey

arXiv.org Artificial Intelligence

The advancement of generative AI, particularly large language models (LLMs), has a significant impact on politics and democracy, offering potential across various domains, including policymaking, political communication, analysis, and governance. This paper surveys the recent and potential applications of LLMs in politics, examining both their promises and the associated challenges. This paper examines the ways in which LLMs are being employed in legislative processes, political communication, and political analysis. Moreover, we investigate the potential of LLMs in diplomatic and national security contexts, economic and social modeling, and legal applications. While LLMs offer opportunities to enhance efficiency, inclusivity, and decision-making in political processes, they also present challenges related to bias, transparency, and accountability. The paper underscores the necessity for responsible development, ethical considerations, and governance frameworks to ensure that the integration of LLMs into politics aligns with democratic values and promotes a more just and equitable society.


Granite Guardian

arXiv.org Artificial Intelligence

We introduce the Granite Guardian models, a suite of safeguards designed to provide risk detection for prompts and responses, enabling safe and responsible use in combination with any large language model (LLM). These models offer comprehensive coverage across multiple risk dimensions, including social bias, profanity, violence, sexual content, unethical behavior, jailbreaking, and hallucination-related risks such as context relevance, groundedness, and answer relevance for retrieval-augmented generation (RAG). Trained on a unique dataset combining human annotations from diverse sources and synthetic data, Granite Guardian models address risks typically overlooked by traditional risk detection models, such as jailbreaks and RAG-specific issues. With AUC scores of 0.871 and 0.854 on harmful content and RAG-hallucination-related benchmarks respectively, Granite Guardian is the most generalizable and competitive model available in the space. Released as open-source, Granite Guardian aims to promote responsible AI development across the community.


Analyzing Fairness of Computer Vision and Natural Language Processing Models

arXiv.org Artificial Intelligence

Machine learning (ML) algorithms play a crucial role in decision making across diverse fields such as healthcare, finance, education, and law enforcement. Despite their widespread adoption, these systems raise ethical and social concerns due to potential biases and fairness issues. This study focuses on evaluating and improving the fairness of Computer Vision and Natural Language Processing (NLP) models applied to unstructured datasets, emphasizing how biased predictions can reinforce existing systemic inequalities. A publicly available dataset from Kaggle was utilized to simulate a practical scenario for examining fairness in ML workflows. To address and mitigate biases, the study employed two leading fairness libraries: Fairlearn by Microsoft, and AIF360 by IBM. These tools offer comprehensive frameworks for fairness analysis, including metrics evaluation, result visualization, and bias mitigation techniques. The research aims to measure bias levels in ML models, compare the effectiveness of these fairness libraries, and provide actionable recommendations for practitioners. The results demonstrate that each library possesses distinct strengths and limitations in evaluating and mitigating fairness. By systematically analyzing these tools, the study contributes valuable insights to the growing field of ML fairness, offering practical guidance for integrating fairness solutions into real world applications. This research underscores the importance of building more equitable and responsible machine learning systems.


LL\"aMmlein: Compact and Competitive German-Only Language Models from Scratch

arXiv.org Artificial Intelligence

We create two German-only decoder models, LL\"aMmlein 120M and 1B, transparently from scratch and publish them, along with the training data, for the German NLP research community to use. The model training involved several key steps, including extensive data preprocessing, the creation of a custom German tokenizer, the training itself, as well as the evaluation of the final models on various benchmarks. Throughout the training process, multiple checkpoints were saved and analyzed using the SuperGLEBer benchmark to monitor the models' learning dynamics. Compared to state-of-the-art models on the SuperGLEBer benchmark, both LL\"aMmlein models performed competitively, consistently matching or surpassing models with similar parameter sizes. The results show that the models' quality scales with size as expected, but performance improvements on some tasks plateaued early, offering valuable insights into resource allocation for future model development.


SciSafeEval: A Comprehensive Benchmark for Safety Alignment of Large Language Models in Scientific Tasks

arXiv.org Artificial Intelligence

Large language models (LLMs) have a transformative impact on a variety of scientific tasks across disciplines including biology, chemistry, medicine, and physics. However, ensuring the safety alignment of these models in scientific research remains an underexplored area, with existing benchmarks primarily focusing on textual content and overlooking key scientific representations such as molecular, protein, and genomic languages. Moreover, the safety mechanisms of LLMs in scientific tasks are insufficiently studied. To address these limitations, we introduce SciSafeEval, a comprehensive benchmark designed to evaluate the safety alignment of LLMs across a range of scientific tasks. SciSafeEval spans multiple scientific languages-including textual, molecular, protein, and genomic-and covers a wide range of scientific domains. We evaluate LLMs in zero-shot, few-shot and chain-of-thought settings, and introduce a "jailbreak" enhancement feature that challenges LLMs equipped with safety guardrails, rigorously testing their defenses against malicious intention. Our benchmark surpasses existing safety datasets in both scale and scope, providing a robust platform for assessing the safety and performance of LLMs in scientific contexts. This work aims to facilitate the responsible development and deployment of LLMs, promoting alignment with safety and ethical standards in scientific research.