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Standardised schema and taxonomy for AI incident databases in critical digital infrastructure

arXiv.org Artificial Intelligence

The rapid deployment of Artificial Intelligence (AI) in critical digital infrastructure introduces significant risks, necessitating a robust framework for systematically collecting AI incident data to prevent future incidents. Existing databases lack the granularity as well as the standardized structure required for consistent data collection and analysis, impeding effective incident management. This work proposes a standardized schema and taxonomy for AI incident databases, addressing these challenges by enabling detailed and structured documentation of AI incidents across sectors. Key contributions include developing a unified schema, introducing new fields such as incident severity, causes, and harms caused, and proposing a taxonomy for classifying AI incidents in critical digital infrastructure. The proposed solution facilitates more effective incident data collection and analysis, thus supporting evidence-based policymaking, enhancing industry safety measures, and promoting transparency. This work lays the foundation for a coordinated global response to AI incidents, ensuring trust, safety, and accountability in using AI across regions.


Beyond Accuracy, SHAP, and Anchors -- On the difficulty of designing effective end-user explanations

arXiv.org Artificial Intelligence

Modern machine learning produces models that are impossible for users or developers to fully understand -- raising concerns about trust, oversight and human dignity. Transparency and explainability methods aim to provide some help in understanding models, but it remains challenging for developers to design explanations that are understandable to target users and effective for their purpose. Emerging guidelines and regulations set goals but may not provide effective actionable guidance to developers. In a controlled experiment with 124 participants, we investigate whether and how specific forms of policy guidance help developers design explanations for an ML-powered screening tool for diabetic retinopathy. Contrary to our expectations, we found that participants across the board struggled to produce quality explanations, comply with the provided policy requirements for explainability, and provide evidence of compliance. We posit that participant noncompliance is in part due to a failure to imagine and anticipate the needs of their audience, particularly non-technical stakeholders. Drawing on cognitive process theory and the sociological imagination to contextualize participants' failure, we recommend educational interventions.


Data-adaptive Safety Rules for Training Reward Models

arXiv.org Artificial Intelligence

Reinforcement Learning from Human Feedback (RLHF) is commonly employed to tailor models to human preferences, especially to improve the safety of outputs from large language models (LLMs). Traditionally, this method depends on selecting preferred responses from pairs. However, due to the variability in human opinions and the challenges in directly comparing two responses, there is an increasing trend towards fine-grained annotation approaches that evaluate responses using multiple targeted metrics or rules. The challenge lies in efficiently choosing and applying these rules to handle the diverse range of preference data. In this paper, we propose a dynamic method that adaptively selects the most important rules for each response pair. We introduce a mathematical framework that utilizes the maximum discrepancy across paired responses and demonstrate theoretically that this approach maximizes the mutual information between the rule-based annotations and the underlying true preferences. We then train an 8B reward model using this adaptively labeled preference dataset and assess its efficacy using RewardBench. As of January 25, 2025, our model achieved the highest safety performance on the leaderboard, surpassing various larger models.


Translating fiction: how AI could assist humans in expanding access to global literature and culture

AIHub

News that Dutch publishing house Veen Bosch & Keuning (VBK) has confirmed plans to experiment using AI to translate fiction has stirred up a thought-provoking debate. Some believe it marks the beginning of the end for human translators, while others see this as the opening up of a new world of possibilities to bring more literature to even more people. These arguments are becoming increasingly vocal as the advance of AI accelerates at an ever-increasing rate. This debate interests me as my work examines the intersections of art, ethics, technology and culture, and I have published research in areas of emerging technologies, particularly in relation to human enhancement. Across every new technology, debate centres on what we stand to lose by embracing change and, with AI, this echoes the developments in the recent history of genetic science.


The Unbearable Lightness of Prompting: A Critical Reflection on the Environmental Impact of genAI use in Design Education

arXiv.org Artificial Intelligence

Design educators are finding ways to support students in skillfully using Generative Artificial Intelligence (GenAI) tools in their practices while encouraging the critical scrutiny of ethical and social issues around these technologies. However, the problem of environmental sustainability remains largely unaddressed. There is a lack of both resources to grasp the environmental costs of genAI in education and a lack of shared practices around the issue. This work contributes filling this gap by counting the energy costs of using genAI in design education and critically reflecting on the impact of these costs. We leverage the image data collected during a genAI workshop for designers held in 2023 with 49 students, to calculate the energy costs of these types of activities. The results reveal that a genAI workshop for designers can easily double the energy costs associated with students' use of computers, countering the efforts of educational institutions to minimize their energy expenditure. We critically reflect on this finding to distill a set of five alternative stances, with related actions, that can support a conscious use of genAI in design education, while respecting individual positions. The work contributes to the field of design pedagogy, and education more broadly, by bringing together ways for educators to reflect on their practices and informing the future development of educational programs around genAI.


Making Sense of Data in the Wild: Data Analysis Automation at Scale

arXiv.org Artificial Intelligence

As the volume of publicly available data continues to grow, researchers face the challenge of limited diversity in benchmarking machine learning tasks. Although thousands of datasets are available in public repositories, the sheer abundance often complicates the search for suitable data, leaving many valuable datasets underexplored. This situation is further amplified by the fact that, despite longstanding advocacy for improving data curation quality, current solutions remain prohibitively time-consuming and resource-intensive. In this paper, we propose a novel approach that combines intelligent agents with retrieval augmented generation to automate data analysis, dataset curation and indexing at scale. Our system leverages multiple agents to analyze raw, unstructured data across public repositories, generating dataset reports and interactive visual indexes that can be easily explored. We demonstrate that our approach results in more detailed dataset descriptions, higher hit rates and greater diversity in dataset retrieval tasks. Additionally, we show that the dataset reports generated by our method can be leveraged by other machine learning models to improve the performance on specific tasks, such as improving the accuracy and realism of synthetic data generation. By streamlining the process of transforming raw data into machine-learning-ready datasets, our approach enables researchers to better utilize existing data resources.


Enhancing the Convergence of Federated Learning Aggregation Strategies with Limited Data

arXiv.org Artificial Intelligence

The development of deep learning techniques is a leading field applied to cases in which medical data is used, particularly in cases of image diagnosis. This type of data has privacy and legal restrictions that in many cases prevent it from being processed from central servers. However, in this area collaboration between different research centers, in order to create models as robust as possible, trained with the largest quantity and diversity of data available, is a critical point to be taken into account. In this sense, the application of privacy aware distributed architectures, such as federated learning arises. When applying this type of architecture, the server aggregates the different local models trained with the data of each data owner to build a global model. This point is critical and therefore it is fundamental to analyze different ways of aggregation according to the use case, taking into account the distribution of the clients, the characteristics of the model, etc. In this paper we propose a novel aggregation strategy and we apply it to a use case of cerebral magnetic resonance image classification. In this use case the aggregation function proposed manages to improve the convergence obtained over the rounds of the federated learning process in relation to different aggregation strategies classically implemented and applied.


Indiana Jones: There Are Always Some Useful Ancient Relics

arXiv.org Artificial Intelligence

This paper introduces Indiana Jones, an innovative approach to jailbreaking Large Language Models (LLMs) by leveraging inter-model dialogues and keyword-driven prompts. Through orchestrating interactions among three specialised LLMs, the method achieves near-perfect success rates in bypassing content safeguards in both white-box and black-box LLMs. The research exposes systemic vulnerabilities within contemporary models, particularly their susceptibility to producing harmful or unethical outputs when guided by ostensibly innocuous prompts framed in historical or contextual contexts. Experimental evaluations highlight the efficacy and adaptability of Indiana Jones, demonstrating its superiority over existing jailbreak methods. These findings emphasise the urgent need for enhanced ethical safeguards and robust security measures in the development of LLMs. Moreover, this work provides a critical foundation for future studies aimed at fortifying LLMs against adversarial exploitation while preserving their utility and flexibility.


AI-assisted German Employment Contract Review: A Benchmark Dataset

arXiv.org Artificial Intelligence

Despite an increasing academic interest in Legal NLP research over the last years, AI-assisted contract review, especially in languages other than English, has received little attention [KATZ 2023]. One major hurdle for that may be the scarcity of sufficient, annotated training data. Semantic annotations of legal texts can only be done by legal experts, resulting in high costs and a scarcity of publicly available datasets. The situation worsens when legal texts, such as employment contracts, include sensitive personal information. A partnership with a German law firm specializing in Economic Law now enables us to conduct more research in this area. As part of a collaborative project, we aim to design, implement, and evaluate a prototypical AIbased system for assisting in the review and correction of German employment contracts. To initiate our research efforts and encourage further investigations and experiments by other researchers, we release an anonymized and annotated dataset of clauses from German employment contracts (License: CC BY-NC 4.0), along with their respective legality and categorization labels. Additionally, we provide benchmarks for both open-and closed-source baseline models.


Improving LLM Leaderboards with Psychometrical Methodology

arXiv.org Artificial Intelligence

The rapid development of large language models (LLMs) has necessitated the creation of benchmarks to evaluate their performance. These benchmarks resemble human tests and surveys, as they consist of sets of questions designed to measure emergent properties in the cognitive behavior of these systems. However, unlike the well-defined traits and abilities studied in social sciences, the properties measured by these benchmarks are often vaguer and less rigorously defined. The most prominent benchmarks are often grouped into leaderboards for convenience, aggregating performance metrics and enabling comparisons between models. Unfortunately, these leaderboards typically rely on simplistic aggregation methods, such as taking the average score across benchmarks. In this paper, we demonstrate the advantages of applying contemporary psychometric methodologies - originally developed for human tests and surveys - to improve the ranking of large language models on leaderboards. Using data from the Hugging Face Leaderboard as an example, we compare the results of the conventional naive ranking approach with a psychometrically informed ranking. The findings highlight the benefits of adopting psychometric techniques for more robust and meaningful evaluation of LLM performance.