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OceanChat: The Effect of Virtual Conversational AI Agents on Sustainable Attitude and Behavior Change

arXiv.org Artificial Intelligence

Marine ecosystems face unprecedented threats from climate change and plastic pollution, yet traditional environmental education often struggles to translate awareness into sustained behavioral change. This paper presents OceanChat, an interactive system leveraging large language models to create conversational AI agents represented as animated marine creatures -- specifically a beluga whale, a jellyfish, and a seahorse -- designed to promote environmental behavior (PEB) and foster awareness through personalized dialogue. Through a between-subjects experiment (N=900), we compared three conditions: (1) Static Scientific Information, providing conventional environmental education through text and images; (2) Static Character Narrative, featuring first-person storytelling from 3D-rendered marine creatures; and (3) Conversational Character Narrative, enabling real-time dialogue with AI-powered marine characters. Our analysis revealed that the Conversational Character Narrative condition significantly increased behavioral intentions and sustainable choice preferences compared to static approaches. The beluga whale character demonstrated consistently stronger emotional engagement across multiple measures, including perceived anthropomorphism and empathy. However, impacts on deeper measures like climate policy support and psychological distance were limited, highlighting the complexity of shifting entrenched beliefs. Our work extends research on sustainability interfaces facilitating PEB and offers design principles for creating emotionally resonant, context-aware AI characters. By balancing anthropomorphism with species authenticity, OceanChat demonstrates how interactive narratives can bridge the gap between environmental knowledge and real-world behavior change.


Fairness in Survival Analysis: A Novel Conditional Mutual Information Augmentation Approach

arXiv.org Artificial Intelligence

ABSTRACT Survival analysis, a vital tool for predicting the time to event, has been used in many domains such as healthcare, criminal justice, and finance. Like classification tasks, survival analysis can exhibit bias against disadvantaged groups, often due to biases inherent in data or algorithms . Several studies in both the IS and CS communities have attempted to address fairness in survival analysis . However, existing methods often overlook the importance of prediction fairness at pre - defined evaluation time points, which is crucial in real - world applications where decision making often hinge s on specific time frames . To address this critical research gap, we introduce a new fairness concept: equalized odds (EO) in survival analysis, which emphasize s prediction fairness at pre - defined time points . To achieve th e EO fairness in survival analysis, we propose a Conditional Mutual Information Augmentation ( CMIA) approach, which features a novel fairness regularization term based on conditional mutual information and a n innovative censored data augmentation technique. Our CMIA approach can effectively balance prediction accuracy and fairness, and it is applicable to various survival models. W e evaluate the CMIA approach against several state - of - the - art methods within three different application domains, and the results demonstrate that CMIA consistently reduces prediction disparit y while maintaining good accuracy and significantly outperform s the other competing methods across multiple datasets and survival models (e.g., linear COX, deep AFT) . Keywords: survival analysis, equalized odds, fairness, pre - defined evaluation time points, conditional mutual information, cen sore d data augmentation 2 Fairness in Survival Analysis: A Novel Conditional Mutual Information Augmentation Approach 1. INTRODUCTION Survival analysis is a set of statistical methods designed to model data where the outcome of interest is the time to the occurrence of a particular event (P . It is widely applied across many domains, such as healthcare (Khuri et al., 2005; Reddy et al., 2015), education (Ameri et al., 2016), business intelligence (Li et al., 2016; Rakesh et al., 2016), etc . In these applications, survival analysis provide s likelihood estimation for the occurrence of event s over time, which is useful for a lot of crucial decision making.


Complying with the EU AI Act: Innovations in Explainable and User-Centric Hand Gesture Recognition

arXiv.org Artificial Intelligence

The EU AI Act underscores the importance of transparency, user-centricity, and robustness in AI systems, particularly for high-risk systems. In response, we present advancements in XentricAI, an explainable hand gesture recognition (HGR) system designed to meet these regulatory requirements. XentricAI adresses fundamental challenges in HGR, such as the opacity of black-box models using explainable AI methods and the handling of distributional shifts in real-world data through transfer learning techniques. We extend an existing radar-based HGR dataset by adding 28,000 new gestures, with contributions from multiple users across varied locations, including 24,000 out-of-distribution gestures. Leveraging this real-world dataset, we enhance XentricAI's capabilities by integrating a variational autoencoder module for improved gesture anomaly detection, incorporating user-specific thresholding. This integration enables the identification of 11.50% more anomalous gestures. Our extensive evaluations demonstrate a 97.5% sucess rate in characterizing these anomalies, significantly improving system explainability. Furthermore, the implementation of transfer learning techniques has shown a substantial increase in user adaptability, with an average improvement of at least 15.17%. This work contributes to the development of trustworthy AI systems by providing both technical advancements and regulatory compliance, offering a commercially viable solution that aligns with the EU AI Act requirements.


PRISM: Perspective Reasoning for Integrated Synthesis and Mediation as a Multi-Perspective Framework for AI Alignment

arXiv.org Artificial Intelligence

In this work, we propose Perspective Reasoning for Integrated Synthesis and Mediation (PRISM), a multiple-perspective framework for addressing persistent challenges in AI alignment such as conflicting human values and specification gaming. Grounded in cognitive science and moral psychology, PRISM organizes moral concerns into seven "basis worldviews", each hypothesized to capture a distinct dimension of human moral cognition, ranging from survival-focused reflexes through higher-order integrative perspectives. It then applies a Pareto-inspired optimization scheme to reconcile competing priorities without reducing them to a single metric. Under the assumption of reliable context validation for robust use, the framework follows a structured workflow that elicits viewpoint-specific responses, synthesizes them into a balanced outcome, and mediates remaining conflicts in a transparent and iterative manner. By referencing layered approaches to moral cognition from cognitive science, moral psychology, and neuroscience, PRISM clarifies how different moral drives interact and systematically documents and mediates ethical tradeoffs. We illustrate its efficacy through real outputs produced by a working prototype, applying PRISM to classic alignment problems in domains such as public health policy, workplace automation, and education. By anchoring AI deliberation in these human vantage points, PRISM aims to bound interpretive leaps that might otherwise drift into non-human or machine-centric territory. We briefly outline future directions, including real-world deployments and formal verifications, while maintaining the core focus on multi-perspective synthesis and conflict mediation.


Responsible Artificial Intelligence Systems: A Roadmap to Society's Trust through Trustworthy AI, Auditability, Accountability, and Governance

arXiv.org Artificial Intelligence

Artificial intelligence (AI) has matured as a technology, necessitating the development of responsibility frameworks that are fair, inclusive, trustworthy, safe and secure, transparent, and accountable. By establishing such frameworks, we can harness the full potential of AI while mitigating its risks, particularly in high-risk scenarios. This requires the design of responsible AI systems based on trustworthy AI technologies and ethical principles, with the aim of ensuring auditability and accountability throughout their design, development, and deployment, adhering to domain-specific regulations and standards. This paper explores the concept of a responsible AI system from a holistic perspective, which encompasses four key dimensions: 1) regulatory context; 2) trustworthy AI technology along with standardization and assessments; 3) auditability and accountability; and 4) AI governance. The aim of this paper is double. First, we analyze and understand these four dimensions and their interconnections in the form of an analysis and overview. Second, the final goal of the paper is to propose a roadmap in the design of responsible AI systems, ensuring that they can gain society's trust. To achieve this trustworthiness, this paper also fosters interdisciplinary discussions on the ethical, legal, social, economic, and cultural aspects of AI from a global governance perspective. Last but not least, we also reflect on the current state and those aspects that need to be developed in the near future, as ten lessons learned.


California's AI Act Vetoed

Communications of the ACM

Under SB 1047, developers of very large frontier models (defined as models trained on computing power greater than 1026 integer or floating point operations or costing more than 100 million at the start of training) and those who fine-tune large frontier models (also measured by compute requirements and/or training costs) would be responsible to ensure that these models will not cause "critical harms." Other comparably grave harms to public safety and security. Under this bill, developers of large frontier models would be required to take numerous steps at three phases of development: some before training, some before use of such a model or making it available, and some during uses of covered models. Among the required steps would be installing a "kill switch" at the pre-training stage, taking reasonable measures to prevent models from posing unreasonable risks, and publishing redacted copies of the developers' safety and security protocols. Developers would also be required to hire independent third-party auditors to ensure compliance with the law's requirements.


Verbalized Bayesian Persuasion

arXiv.org Artificial Intelligence

Information design (ID) explores how a sender influence the optimal behavior of receivers to achieve specific objectives. While ID originates from everyday human communication, existing game-theoretic and machine learning methods often model information structures as numbers, which limits many applications to toy games. This work leverages LLMs and proposes a verbalized framework in Bayesian persuasion (BP), which extends classic BP to real-world games involving human dialogues for the first time. Specifically, we map the BP to a verbalized mediator-augmented extensive-form game, where LLMs instantiate the sender and receiver. To efficiently solve the verbalized game, we propose a generalized equilibrium-finding algorithm combining LLM and game solver. The algorithm is reinforced with techniques including verbalized commitment assumptions, verbalized obedience constraints, and information obfuscation. Numerical experiments in dialogue scenarios, such as recommendation letters, courtroom interactions, and law enforcement, validate that our framework can both reproduce theoretical results in classic BP and discover effective persuasion strategies in more complex natural language and multi-stage scenarios.


Scalable Language Models with Posterior Inference of Latent Thought Vectors

arXiv.org Machine Learning

We propose a novel family of language models, Latent-Thought Language Models (LTMs), which incorporate explicit latent thought vectors that follow an explicit prior model in latent space. These latent thought vectors guide the autoregressive generation of ground tokens through a Transformer decoder. Training employs a dual-rate optimization process within the classical variational Bayes framework: fast learning of local variational parameters for the posterior distribution of latent vectors, and slow learning of global decoder parameters. Empirical studies reveal that LTMs possess additional scaling dimensions beyond traditional LLMs, yielding a structured design space. Higher sample efficiency can be achieved by increasing training compute per token, with further gains possible by trading model size for more inference steps. Designed based on these scaling properties, LTMs demonstrate superior sample and parameter efficiency compared to conventional autoregressive models and discrete diffusion models. They significantly outperform these counterparts in validation perplexity and zero-shot language modeling. Additionally, LTMs exhibit emergent few-shot in-context reasoning capabilities that scale with model and latent size, and achieve competitive performance in conditional and unconditional text generation.


Privilege Scores

arXiv.org Machine Learning

Bias-transforming methods of fairness-aware machine learning aim to correct a non-neutral status quo with respect to a protected attribute (PA). Current methods, however, lack an explicit formulation of what drives non-neutrality. We introduce privilege scores (PS) to measure PA-related privilege by comparing the model predictions in the real world with those in a fair world in which the influence of the PA is removed. At the individual level, PS can identify individuals who qualify for affirmative action; at the global level, PS can inform bias-transforming policies. After presenting estimation methods for PS, we propose privilege score contributions (PSCs), an interpretation method that attributes the origin of privilege to mediating features and direct effects. We provide confidence intervals for both PS and PSCs. Experiments on simulated and real-world data demonstrate the broad applicability of our methods and provide novel insights into gender and racial privilege in mortgage and college admissions applications.


Heterogeneous Treatment Effect in Time-to-Event Outcomes: Harnessing Censored Data with Recursively Imputed Trees

arXiv.org Machine Learning

Tailoring treatments to individual needs is a central goal in fields such as medicine. A key step toward this goal is estimating Heterogeneous Treatment Effects (HTE) - the way treatments impact different subgroups. While crucial, HTE estimation is challenging with survival data, where time until an event (e.g., death) is key. Existing methods often assume complete observation, an assumption violated in survival data due to right-censoring, leading to bias and inefficiency. Cui et al. (2023) proposed a doubly-robust method for HTE estimation in survival data under no hidden confounders, combining a causal survival forest with an augmented inverse-censoring weighting estimator. However, we find it struggles under heavy censoring, which is common in rare-outcome problems such as Amyotrophic lateral sclerosis (ALS). Moreover, most current methods cannot handle instrumental variables, which are a crucial tool in the causal inference arsenal. We introduce Multiple Imputation for Survival Treatment Response (MISTR), a novel, general, and non-parametric method for estimating HTE in survival data. MISTR uses recursively imputed survival trees to handle censoring without directly modeling the censoring mechanism. Through extensive simulations and analysis of two real-world datasets-the AIDS Clinical Trials Group Protocol 175 and the Illinois unemployment dataset we show that MISTR outperforms prior methods under heavy censoring in the no-hidden-confounders setting, and extends to the instrumental variable setting. To our knowledge, MISTR is the first non-parametric approach for HTE estimation with unobserved confounders via instrumental variables.