Law
Justified Evidence Collection for Argument-based AI Fairness Assurance
Sabuncuoglu, Alpay, Burr, Christopher, Maple, Carsten
It is well recognised that ensuring fair AI systems is a complex sociotechnical challenge, which requires careful deliberation and continuous oversight across all stages of a system's lifecycle, from defining requirements to model deployment and deprovisioning. Dynamic argument-based assurance cases, which present structured arguments supported by evidence, have emerged as a systematic approach to evaluating and mitigating safety risks and hazards in AI-enabled system development and have also been extended to deal with broader normative goals such as fairness and explainability. This paper introduces a systems-engineering-driven framework, supported by software tooling, to operationalise a dynamic approach to argument-based assurance in two stages. In the first stage, during the requirements planning phase, a multi-disciplinary and multi-stakeholder team define goals and claims to be established (and evidenced) by conducting a comprehensive fairness governance process. In the second stage, a continuous monitoring interface gathers evidence from existing artefacts (e.g. metrics from automated tests), such as model, data, and use case documentation, to support these arguments dynamically. The framework's effectiveness is demonstrated through an illustrative case study in finance, with a focus on supporting fairness-related arguments.
Getting Ready for the EU AI Act in Healthcare. A call for Sustainable AI Development and Deployment
Brodersen, John Brandt, Caggiano, Ilaria Amelia, Kringen, Pedro, Madai, Vince Istvan, Osika, Walter, Sartor, Giovanni, Svensson, Ellen, Westerlund, Magnus, Zicari, Roberto V.
Assessments of trustworthiness have become a cornerstone of responsible AI development. Especially in high-stakes fields like healthcare, aligning technical, evidence-based, and ethical practices with forthcoming legal requirements is increasingly urgent. We argue that developers and deployers of AI systems for the medical domain should be proactive and take steps to progressively ensure that such systems, both those currently in use and those being developed or planned, respect the requirements of the AI Act, which has come into force in August 2024. This is necessary if full and effective compliance is to be ensured when the most relevant provisions of the Act become effective (August 2026). The engagement with the AI Act cannot be viewed as a formalistic exercise. Compliance with the AI Act needs to be carried out through the proactive commitment to the ethical principles of trustworthy AI. These principles provide the background for the Act, which mentions them several times and connects them to the protection of public interest. They can be used to interpret and apply the Act's provisions and to identify good practices, increasing the validity and sustainability of AI systems over time.
ai.txt: A Domain-Specific Language for Guiding AI Interactions with the Internet
Li, Yuekang, Song, Wei, Zhu, Bangshuo, Gong, Dong, Liu, Yi, Deng, Gelei, Chen, Chunyang, Ma, Lei, Sun, Jun, Walsh, Toby, Xue, Jingling
We introduce ai.txt, a novel domain-specific language (DSL) designed to explicitly regulate interactions between AI models, agents, and web content, addressing critical limitations of the widely adopted robots.txt standard. As AI increasingly engages with online materials for tasks such as training, summarization, and content modification, existing regulatory methods lack the necessary granularity and semantic expressiveness to ensure ethical and legal compliance. ai.txt extends traditional URL-based access controls by enabling precise element-level regulations and incorporating natural language instructions interpretable by AI systems. To facilitate practical deployment, we provide an integrated development environment with code autocompletion and automatic XML generation. Furthermore, we propose two compliance mechanisms: XML-based programmatic enforcement and natural language prompt integration, and demonstrate their effectiveness through preliminary experiments and case studies. Our approach aims to aid the governance of AI-Internet interactions, promoting responsible AI use in digital ecosystems.
Unsupervised Urban Land Use Mapping with Street View Contrastive Clustering and a Geographical Prior
Che, Lin, Chen, Yizi, Jin, Tanhua, Raubal, Martin, Schindler, Konrad, Kiefer, Peter
Urban land use classification and mapping are critical for urban planning, resource management, and environmental monitoring. Existing remote sensing techniques often lack precision in complex urban environments due to the absence of ground-level details. Unlike aerial perspectives, street view images provide a ground-level view that captures more human and social activities relevant to land use in complex urban scenes. Existing street view-based methods primarily rely on supervised classification, which is challenged by the scarcity of high-quality labeled data and the difficulty of generalizing across diverse urban landscapes. This study introduces an unsupervised contrastive clustering model for street view images with a built-in geographical prior, to enhance clustering performance. When combined with a simple visual assignment of the clusters, our approach offers a flexible and customizable solution to land use mapping, tailored to the specific needs of urban planners. We experimentally show that our method can generate land use maps from geotagged street view image datasets of two cities. As our methodology relies on the universal spatial coherence of geospatial data ("Tobler's law"), it can be adapted to various settings where street view images are available, to enable scalable, unsupervised land use mapping and updating. The code will be available at https://github.com/lin102/CCGP.
Big Data and the Computational Social Science of Entrepreneurship and Innovation
Li, Ningzi, Lai, Shiyang, Evans, James
As large-scale social data explode and machine-learning methods evolve, scholars of entrepreneurship and innovation face new research opportunities but also unique challenges. This chapter discusses the difficulties of leveraging large-scale data to identify technological and commercial novelty, document new venture origins, and forecast competition between new technologies and commercial forms. It suggests how scholars can take advantage of new text, network, image, audio, and video data in two distinct ways that advance innovation and entrepreneurship research. First, machine-learning models, combined with large-scale data, enable the construction of precision measurements that function as system-level observatories of innovation and entrepreneurship across human societies. Second, new artificial intelligence models fueled by big data generate'digital doubles' of technology and business, forming laboratories for virtual experimentation about innovation and entrepreneurship processes and policies. The chapter argues for the advancement of theory development and testing in entrepreneurship and innovation by coupling big data with big models. Key words: Entrepreneurship, venture funding, creative destruction, big data, digital doubles, embeddings, virtual experiment, artificial intelligence (AI), large language models (LLMs), deep neural networks (DNNs).
Modular Federated Learning: A Meta-Framework Perspective
Vicente, Frederico, Soares, Clรกudia, Jakovetiฤ, Duลกan
Federated Learning (FL) enables distributed machine learning training while preserving privacy, representing a paradigm shift for data-sensitive and decentralized environments. Despite its rapid advancements, FL remains a complex and multifaceted field, requiring a structured understanding of its methodologies, challenges, and applications. In this survey, we introduce a meta-framework perspective, conceptualising FL as a composition of modular components that systematically address core aspects such as communication, optimisation, security, and privacy. We provide a historical contextualisation of FL, tracing its evolution from distributed optimisation to modern distributed learning paradigms. Additionally, we propose a novel taxonomy distinguishing Aggregation from Alignment, introducing the concept of alignment as a fundamental operator alongside aggregation. To bridge theory with practice, we explore available FL frameworks in Python, facilitating real-world implementation. Finally, we systematise key challenges across FL sub-fields, providing insights into open research questions throughout the meta-framework modules. By structuring FL within a meta-framework of modular components and emphasising the dual role of Aggregation and Alignment, this survey provides a holistic and adaptable foundation for understanding and advancing FL research and deployment.
MUBox: A Critical Evaluation Framework of Deep Machine Unlearning
Li, Xiang, Thuraisingham, Bhavani, Wei, Wenqi
Recent legal frameworks have mandated the right to be forgotten, obligating the removal of specific data upon user requests. Machine Unlearning has emerged as a promising solution by selectively removing learned information from machine learning models. This paper presents MUBox, a comprehensive platform designed to evaluate unlearning methods in deep learning. MUBox integrates 23 advanced unlearning techniques, tested across six practical scenarios with 11 diverse evaluation metrics. It allows researchers and practitioners to (1) assess and compare the effectiveness of different machine unlearning methods across various scenarios; (2) examine the impact of current evaluation metrics on unlearning performance; and (3) conduct detailed comparative studies on machine unlearning in a unified framework. Leveraging MUBox, we systematically evaluate these unlearning methods in deep learning and uncover several key insights: (a) Even state-of-the-art unlearning methods, including those published in top-tier venues and winners of unlearning competitions, demonstrate inconsistent effectiveness across diverse scenarios. Prior research has predominantly focused on simplified settings, such as random forgetting and class-wise unlearning, highlighting the need for broader evaluations across more difficult unlearning tasks. (b) Assessing unlearning performance remains a non-trivial problem, as no single evaluation metric can comprehensively capture the effectiveness, efficiency, and preservation of model utility. Our findings emphasize the necessity of employing multiple metrics to achieve a balanced and holistic assessment of unlearning methods. (c) In the context of depoisoning, our evaluation reveals significant variability in the effectiveness of existing approaches, which is highly dependent on the specific type of poisoning attacks.
DFA-CON: A Contrastive Learning Approach for Detecting Copyright Infringement in DeepFake Art
Wahab, Haroon, Ugail, Hassan, Mehmood, Irfan
DFA-CON learns a discriminative representation space, posing affinity among original artworks and their forged counterparts within a contrastive learning framework. The model is trained across multiple attack types, including inpainting, style transfer, adversarial perturbation, and cutmix. Evaluation results demonstrate robust detection performance across most attack types, outperforming recent pretrained foundation models. Code and model checkpoints will be released publicly upon acceptance.
SHAP-based Explanations are Sensitive to Feature Representation
Hwang, Hyunseung, Bell, Andrew, Fonseca, Joao, Pliatsika, Venetia, Stoyanovich, Julia, Whang, Steven Euijong
Local feature-based explanations are a key component of the XAI toolkit. These explanations compute feature importance values relative to an ``interpretable'' feature representation. In tabular data, feature values themselves are often considered interpretable. This paper examines the impact of data engineering choices on local feature-based explanations. We demonstrate that simple, common data engineering techniques, such as representing age with a histogram or encoding race in a specific way, can manipulate feature importance as determined by popular methods like SHAP. Notably, the sensitivity of explanations to feature representation can be exploited by adversaries to obscure issues like discrimination. While the intuition behind these results is straightforward, their systematic exploration has been lacking. Previous work has focused on adversarial attacks on feature-based explainers by biasing data or manipulating models. To the best of our knowledge, this is the first study demonstrating that explainers can be misled by standard, seemingly innocuous data engineering techniques.
Mirror Mirror on the Wall, Have I Forgotten it All? A New Framework for Evaluating Machine Unlearning
Brimhall, Brennon, Mathew, Philip, Fendley, Neil, Cao, Yinzhi, Green, Matthew
Machine unlearning methods take a model trained on a dataset and a forget set, then attempt to produce a model as if it had only been trained on the examples not in the forget set. We empirically show that an adversary is able to distinguish between a mirror model (a control model produced by retraining without the data to forget) and a model produced by an unlearning method across representative unlearning methods from the literature. We build distinguishing algorithms based on evaluation scores in the literature (i.e. membership inference scores) and Kullback-Leibler divergence. We propose a strong formal definition for machine unlearning called computational unlearning. Computational unlearning is defined as the inability for an adversary to distinguish between a mirror model and a model produced by an unlearning method. If the adversary cannot guess better than random (except with negligible probability), then we say that an unlearning method achieves computational unlearning. Our computational unlearning definition provides theoretical structure to prove unlearning feasibility results. For example, our computational unlearning definition immediately implies that there are no deterministic computational unlearning methods for entropic learning algorithms. We also explore the relationship between differential privacy (DP)-based unlearning methods and computational unlearning, showing that DP-based approaches can satisfy computational unlearning at the cost of an extreme utility collapse. These results demonstrate that current methodology in the literature fundamentally falls short of achieving computational unlearning. We conclude by identifying several open questions for future work.