Law
How AI is introducing errors into courtrooms
One of Anthropic's lawyers had asked the company's AI model Claude to create a citation for a legal article, but Claude included the wrong title and author. Anthropic's attorney admitted that the mistake was not caught by anyone reviewing the document. Lastly, and perhaps most concerning, is a case unfolding in Israel. After police arrested an individual on charges of money laundering, Israeli prosecutors submitted a request asking a judge for permission to keep the individual's phone as evidence. But they cited laws that don't exist, prompting the defendant's attorney to accuse them of including AI hallucinations in their request.
Class Distillation with Mahalanobis Contrast: An Efficient Training Paradigm for Pragmatic Language Understanding Tasks
Wang, Chenlu, Lyu, Weimin, Banerjee, Ritwik
Detecting deviant language such as sexism, or nuanced language such as metaphors or sarcasm, is crucial for enhancing the safety, clarity, and interpretation of online social discourse. While existing classifiers deliver strong results on these tasks, they often come with significant computational cost and high data demands. In this work, we propose \textbf{Cla}ss \textbf{D}istillation (ClaD), a novel training paradigm that targets the core challenge: distilling a small, well-defined target class from a highly diverse and heterogeneous background. ClaD integrates two key innovations: (i) a loss function informed by the structural properties of class distributions, based on Mahalanobis distance, and (ii) an interpretable decision algorithm optimized for class separation. Across three benchmark detection tasks -- sexism, metaphor, and sarcasm -- ClaD outperforms competitive baselines, and even with smaller language models and orders of magnitude fewer parameters, achieves performance comparable to several large language models (LLMs). These results demonstrate ClaD as an efficient tool for pragmatic language understanding tasks that require gleaning a small target class from a larger heterogeneous background.
Orthogonal Survival Learners for Estimating Heterogeneous Treatment Effects from Time-to-Event Data
Frauen, Dennis, Schrรถder, Maresa, Hess, Konstantin, Feuerriegel, Stefan
Estimating heterogeneous treatment effects (HTEs) is crucial for personalized decision-making. However, this task is challenging in survival analysis, which includes time-to-event data with censored outcomes (e.g., due to study dropout). In this paper, we propose a toolbox of novel orthogonal survival learners to estimate HTEs from time-to-event data under censoring. Our learners have three main advantages: (i) we show that learners from our toolbox are guaranteed to be orthogonal and thus come with favorable theoretical properties; (ii) our toolbox allows for incorporating a custom weighting function, which can lead to robustness against different types of low overlap, and (iii) our learners are model-agnostic (i.e., they can be combined with arbitrary machine learning models). We instantiate the learners from our toolbox using several weighting functions and, as a result, propose various neural orthogonal survival learners. Some of these coincide with existing survival learners (including survival versions of the DR- and R-learner), while others are novel and further robust w.r.t. low overlap regimes specific to the survival setting (i.e., survival overlap and censoring overlap). We then empirically verify the effectiveness of our learners for HTE estimation in different low-overlap regimes through numerical experiments. In sum, we provide practitioners with a large toolbox of learners that can be used for randomized and observational studies with censored time-to-event data.
From What Ifs to Insights: Counterfactuals in Causal Inference vs. Explainable AI
Shmueli, Galit, Martens, David, Yoo, Jaewon, Greene, Travis
Counterfactuals play a pivotal role in the two distinct data science fields of causal inference (CI) and explainable artificial intelligence (XAI). While the core idea behind counterfactuals remains the same in both fields--the examination of what would have happened under different circumstances--there are key differences in how they are used and interpreted. We introduce a formal definition that encompasses the multi-faceted concept of the counterfactual in CI and XAI. We then discuss how counterfactuals are used, evaluated, generated, and operationalized in CI vs. XAI, highlighting conceptual and practical differences. By comparing and contrasting the two, we hope to identify opportunities for cross-fertilization across CI and XAI.
Simple and Effective Specialized Representations for Fair Classifiers
Sinigaglia, Alberto, Sartor, Davide, Ceccon, Marina, Susto, Gian Antonio
Fair classification is a critical challenge that has gained increasing importance due to international regulations and its growing use in high-stakes decision-making settings. Existing methods often rely on adversarial learning or distribution matching across sensitive groups; however, adversarial learning can be unstable, and distribution matching can be computationally intensive. To address these limitations, we propose a novel approach based on the characteristic function distance. Our method ensures that the learned representation contains minimal sensitive information while maintaining high effectiveness for downstream tasks. By utilizing characteristic functions, we achieve a more stable and efficient solution compared to traditional methods. Additionally, we introduce a simple relaxation of the objective function that guarantees fairness in common classification models with no performance degradation. Experimental results on benchmark datasets demonstrate that our approach consistently matches or achieves better fairness and predictive accuracy than existing methods. Moreover, our method maintains robustness and computational efficiency, making it a practical solution for real-world applications.
Enforcing Fairness Where It Matters: An Approach Based on Difference-of-Convex Constraints
He, Yutian, Huang, Yankun, Yao, Yao, Lin, Qihang
Fairness in machine learning has become a critical concern, particularly in high-stakes applications. Existing approaches often focus on achieving full fairness across all score ranges generated by predictive models, ensuring fairness in both high and low-scoring populations. However, this stringent requirement can compromise predictive performance and may not align with the practical fairness concerns of stakeholders. In this work, we propose a novel framework for building partially fair machine learning models, which enforce fairness within a specific score range of interest, such as the middle range where decisions are most contested, while maintaining flexibility in other regions. We introduce two statistical metrics to rigorously evaluate partial fairness within a given score range, such as the top 20%-40% of scores. To achieve partial fairness, we propose an in-processing method by formulating the model training problem as constrained optimization with difference-of-convex constraints, which can be solved by an inexact difference-of-convex algorithm (IDCA). We provide the complexity analysis of IDCA for finding a nearly KKT point. Through numerical experiments on real-world datasets, we demonstrate that our framework achieves high predictive performance while enforcing partial fairness where it matters most.
GUARD: Generation-time LLM Unlearning via Adaptive Restriction and Detection
Deng, Zhijie, Liu, Chris Yuhao, Pang, Zirui, He, Xinlei, Feng, Lei, Xuan, Qi, Zhu, Zhaowei, Wei, Jiaheng
Large Language Models (LLMs) have demonstrated strong capabilities in memorizing vast amounts of knowledge across diverse domains. However, the ability to selectively forget specific knowledge is critical for ensuring the safety and compliance of deployed models. Existing unlearning efforts typically fine-tune the model with resources such as forget data, retain data, and a calibration model. These additional gradient steps blur the decision boundary between forget and retain knowledge, making unlearning often at the expense of overall performance. To avoid the negative impact of fine-tuning, it would be better to unlearn solely at inference time by safely guarding the model against generating responses related to the forget target, without destroying the fluency of text generation. In this work, we propose Generation-time Unlearning via Adaptive Restriction and Detection (GUARD), a framework that enables dynamic unlearning during LLM generation. Specifically, we first employ a prompt classifier to detect unlearning targets and extract the corresponding forbidden token. We then dynamically penalize and filter candidate tokens during generation using a combination of token matching and semantic matching, effectively preventing the model from leaking the forgotten content. Experimental results on copyright content unlearning tasks over the Harry Potter dataset and the MUSE benchmark, as well as entity unlearning tasks on the TOFU dataset, demonstrate that GUARD achieves strong forget quality across various tasks while causing almost no degradation to the LLM's general capabilities, striking an excellent trade-off between forgetting and utility.
Synthesis of Communication Policies for Multi-Agent Systems Robust to Communication Restrictions
Soudijani, Saleh, Dimitrova, Rayna
We study stochastic multi-agent systems in which agents must cooperate to maximize the probability of achieving a common reach-avoid objective. In many applications, during the execution of the system, the communication between the agents can be constrained by restrictions on the bandwidth currently available for exchanging local-state information between the agents. In this paper, we propose a method for computing joint action and communication policies for the group of agents that aim to satisfy the communication restrictions as much as possible while achieving the optimal reach-avoid probability when communication is unconstrained. Our method synthesizes a pair of action and communication policies robust to restrictions on the number of agents allowed to communicate. To this end, we introduce a novel cost function that measures the amount of information exchanged beyond what the communication policy allows. We evaluate our approach experimentally on a range of benchmarks and demonstrate that it is capable of computing pairs of action and communication policies that satisfy the communication restrictions, if such exist.
Just Dance with $ฯ$! A Poly-modal Inductor for Weakly-supervised Video Anomaly Detection
Majhi, Snehashis, D'Amicantonio, Giacomo, Dantcheva, Antitza, Kong, Quan, Garattoni, Lorenzo, Francesca, Gianpiero, Bondarev, Egor, Bremond, Francois
Weakly-supervised methods for video anomaly detection (VAD) are conventionally based merely on RGB spatio-temporal features, which continues to limit their reliability in real-world scenarios. This is due to the fact that RGB-features are not sufficiently distinctive in setting apart categories such as shoplifting from visually similar events. Therefore, towards robust complex real-world VAD, it is essential to augment RGB spatio-temporal features by additional modalities. Motivated by this, we introduce the Poly-modal Induced framework for VAD: "PI-VAD", a novel approach that augments RGB representations by five additional modalities. Specifically, the modalities include sensitivity to fine-grained motion (Pose), three dimensional scene and entity representation (Depth), surrounding objects (Panoptic masks), global motion (optical flow), as well as language cues (VLM). Each modality represents an axis of a polygon, streamlined to add salient cues to RGB. PI-VAD includes two plug-in modules, namely Pseudo-modality Generation module and Cross Modal Induction module, which generate modality-specific prototypical representation and, thereby, induce multi-modal information into RGB cues. These modules operate by performing anomaly-aware auxiliary tasks and necessitate five modality backbones -- only during training. Notably, PI-VAD achieves state-of-the-art accuracy on three prominent VAD datasets encompassing real-world scenarios, without requiring the computational overhead of five modality backbones at inference.
Continuous Fair SMOTE -- Fairness-Aware Stream Learning from Imbalanced Data
Lammers, Kathrin, Vaquet, Valerie, Hammer, Barbara
As machine learning is increasingly applied in an online fashion to deal with evolving data streams, the fairness of these algorithms is a matter of growing ethical and legal concern. In many use cases, class imbalance in the data also needs to be dealt with to ensure predictive performance. Current fairness-aware stream learners typically attempt to solve these issues through in- or post-processing by focusing on optimizing one specific discrimination metric, addressing class imbalance in a separate processing step. While C-SMOTE is a highly effective model-agnostic pre-processing approach to mitigate class imbalance, as a side effect of this method, algorithmic bias is often introduced. Therefore, we propose CFSMOTE - a fairness-aware, continuous SMOTE variant - as a pre-processing approach to simultaneously address the class imbalance and fairness concerns by employing situation testing and balancing fairness-relevant groups during oversampling. Unlike other fairness-aware stream learners, CFSMOTE is not optimizing for only one specific fairness metric, therefore avoiding potentially problematic trade-offs. Our experiments show significant improvement on several common group fairness metrics in comparison to vanilla C-SMOTE while maintaining competitive performance, also in comparison to other fairness-aware algorithms.