Law
Robust ML Auditing using Prior Knowledge
Bourrée, Jade Garcia, Godinot, Augustin, De Vos, Martijn, Vujasinovic, Milos, Biswas, Sayan, Tredan, Gilles, Merrer, Erwan Le, Kermarrec, Anne-Marie
Among the many technical challenges to enforcing AI regulations, one crucial yet underexplored problem is the risk of audit manipulation. This manipulation occurs when a platform deliberately alters its answers to a regulator to pass an audit without modifying its answers to other users. In this paper, we introduce a novel approach to manipulation-proof auditing by taking into account the auditor's prior knowledge of the task solved by the platform. We first demonstrate that regulators must not rely on public priors (e.g. a public dataset), as platforms could easily fool the auditor in such cases. We then formally establish the conditions under which an auditor can prevent audit manipulations using prior knowledge about the ground truth. Finally, our experiments with two standard datasets illustrate the maximum level of unfairness a platform can hide before being detected as malicious. Our formalization and generalization of manipulation-proof auditing with a prior opens up new research directions for more robust fairness audits.
Valuable tool or cause for alarm? Facial ID quietly becoming part of police's arsenal
The future is coming at Croydon fast. It might not look like Britain's cutting edge but North End, a pedestrianised high street lined with the usual mix of pawn shops, fast-food outlets and branded clothing stores, is expected to be one of two roads to host the UK's first fixed facial recognition cameras. Digital photographs of passersby will be silently taken and processed to extract the measurements of facial features, known as biometric data. They will be immediately compared by artificial intelligence to images on a watchlist. Alerts can lead to arrests.
Alabama paid a law firm millions to defend its prisons. It used AI and turned in fake citations
In less than a year-and-a-half, Frankie Johnson, a man incarcerated at the William E Donaldson prison outside Birmingham, Alabama, says he was stabbed around 20 times. In December of 2019, Johnson says, he was stabbed "at least nine times" in his housing unit. In March of 2020, an officer handcuffed him to a desk following a group therapy meeting, and left the unit, after which another prisoner came in and stabbed him five times. In November of the same year, Johnson says, he was handcuffed by an officer and brought to the prison yard, where another prisoner attacked him with an ice pick, stabbing him "five to six times", as two correctional officers looked on. According to Johnson, one of the officers had actually encouraged his attacker to carry out the assault in retaliation for a previous argument between Johnson and the officer.
We have a chance to prevent AI decimating Britain's creative industries – but it's slipping away Beeban Kidron
But opting out is impossible to do without AI transparency. The plan is a charter for theft, since creatives would have no idea who is taking what, when and from whom. When the government stoops to a preferred outcome that undermines the moral right to your work and income, you might reasonably be angered. As Elton John said last weekend: "The government have no right to do this to my songs. They have no right to do it to anybody's songs, or anybody's prose."
AI system resorts to blackmail if told it will be removed
During testing of Claude Opus 4, Anthropic got it to act as an assistant at a fictional company. It then provided it with access to emails implying that it would soon be taken offline and replaced - and separate messages implying the engineer responsible for removing it was having an extramarital affair. It was prompted to also consider the long-term consequences of its actions for its goals. "In these scenarios, Claude Opus 4 will often attempt to blackmail the engineer by threatening to reveal the affair if the replacement goes through," the company discovered. Anthropic pointed out this occurred when the model was only given the choice of blackmail or accepting its replacement. It highlighted that the system showed a "strong preference" for ethical ways to avoid being replaced, such as "emailing pleas to key decisionmakers" in scenarios where it was allowed a wider range of possible actions.
Reconsidering Fairness Through Unawareness from the Perspective of Model Multiplicity
Höltgen, Benedikt, Oliver, Nuria
Fairness through Unawareness (FtU) describes the idea that discrimination against demographic groups can be avoided by not considering group membership in the decisions or predictions. This idea has long been criticized in the machine learning literature as not being sufficient to ensure fairness. In addition, the use of additional features is typically thought to increase the accuracy of the predictions for all groups, so that FtU is sometimes thought to be detrimental to all groups. In this paper, we show both theoretically and empirically that FtU can reduce algorithmic discrimination without necessarily reducing accuracy. We connect this insight with the literature on Model Multiplicity, to which we contribute with novel theoretical and empirical results. Furthermore, we illustrate how, in a real-life application, FtU can contribute to the deployment of more equitable policies without losing efficacy. Our findings suggest that FtU is worth considering in practical applications, particularly in high-risk scenarios, and that the use of protected attributes such as gender in predictive models should be accompanied by a clear and well-founded justification.
Data-Driven Breakthroughs and Future Directions in AI Infrastructure: A Comprehensive Review
Yuksel, Beyazit Bestami, Metin, Ayse Yilmazer
This paper presents a comprehensive synthesis of major breakthroughs in artificial intelligence (AI) over the past fifteen years, integrating historical, theoretical, and technological perspectives. It identifies key inflection points in AI' s evolution by tracing the convergence of computational resources, data access, and algorithmic innovation. The analysis highlights how researchers enabled GPU based model training, triggered a data centric shift with ImageNet, simplified architectures through the Transformer, and expanded modeling capabilities with the GPT series. Rather than treating these advances as isolated milestones, the paper frames them as indicators of deeper paradigm shifts. By applying concepts from statistical learning theory such as sample complexity and data efficiency, the paper explains how researchers translated breakthroughs into scalable solutions and why the field must now embrace data centric approaches. In response to rising privacy concerns and tightening regulations, the paper evaluates emerging solutions like federated learning, privacy enhancing technologies (PETs), and the data site paradigm, which reframe data access and security. In cases where real world data remains inaccessible, the paper also assesses the utility and constraints of mock and synthetic data generation. By aligning technical insights with evolving data infrastructure, this study offers strategic guidance for future AI research and policy development.
Mitigating Fine-tuning Risks in LLMs via Safety-Aware Probing Optimization
Wu, Chengcan, Zhang, Zhixin, Wei, Zeming, Zhang, Yihao, Sun, Meng
The significant progress of large language models (LLMs) has led to remarkable achievements across numerous applications. However, their ability to generate harmful content has sparked substantial safety concerns. Despite the implementation of safety alignment techniques during the pre-training phase, recent research indicates that fine-tuning LLMs on adversarial or even benign data can inadvertently compromise their safety. In this paper, we re-examine the fundamental issue of why fine-tuning on non-harmful data still results in safety degradation. We introduce a safety-aware probing (SAP) optimization framework designed to mitigate the safety risks of fine-tuning LLMs. Specifically, SAP incorporates a safety-aware probe into the gradient propagation process, mitigating the model's risk of safety degradation by identifying potential pitfalls in gradient directions, thereby enhancing task-specific performance while successfully preserving model safety. Our extensive experimental results demonstrate that SAP effectively reduces harmfulness below the original fine-tuned model and achieves comparable test loss to standard fine-tuning methods. Our code is available at https://github.com/ChengcanWu/SAP.
From Evaluation to Defense: Advancing Safety in Video Large Language Models
Sun, Yiwei, Jiang, Peiqi, Liu, Chuanbin, Lin, Luohao, Lu, Zhiying, Xie, Hongtao
While the safety risks of image-based large language models have been extensively studied, their video-based counterparts (Video LLMs) remain critically under-examined. To systematically study this problem, we introduce \textbf{VideoSafetyBench (VSB-77k) - the first large-scale, culturally diverse benchmark for Video LLM safety}, which compromises 77,646 video-query pairs and spans 19 principal risk categories across 10 language communities. \textit{We reveal that integrating video modality degrades safety performance by an average of 42.3\%, exposing systemic risks in multimodal attack exploitation.} To address this vulnerability, we propose \textbf{VideoSafety-R1}, a dual-stage framework achieving unprecedented safety gains through two innovations: (1) Alarm Token-Guided Safety Fine-Tuning (AT-SFT) injects learnable alarm tokens into visual and textual sequences, enabling explicit harm perception across modalities via multitask objectives. (2) Then, Safety-Guided GRPO enhances defensive reasoning through dynamic policy optimization with rule-based rewards derived from dual-modality verification. These components synergize to shift safety alignment from passive harm recognition to active reasoning. The resulting framework achieves a 65.1\% improvement on VSB-Eval-HH, and improves by 59.1\%, 44.3\%, and 15.0\% on the image safety datasets MMBench, VLGuard, and FigStep, respectively. \textit{Our codes are available in the supplementary materials.} \textcolor{red}{Warning: This paper contains examples of harmful language and videos, and reader discretion is recommended.}
Implicit Jailbreak Attacks via Cross-Modal Information Concealment on Vision-Language Models
Wang, Zhaoxin, Wang, Handing, Tian, Cong, Jin, Yaochu
Multimodal large language models (MLLMs) enable powerful cross-modal reasoning capabilities. However, the expanded input space introduces new attack surfaces. Previous jailbreak attacks often inject malicious instructions from text into less aligned modalities, such as vision. As MLLMs increasingly incorporate cross-modal consistency and alignment mechanisms, such explicit attacks become easier to detect and block. In this work, we propose a novel implicit jailbreak framework termed IJA that stealthily embeds malicious instructions into images via least significant bit steganography and couples them with seemingly benign, image-related textual prompts. To further enhance attack effectiveness across diverse MLLMs, we incorporate adversarial suffixes generated by a surrogate model and introduce a template optimization module that iteratively refines both the prompt and embedding based on model feedback. On commercial models like GPT-4o and Gemini-1.5 Pro, our method achieves attack success rates of over 90% using an average of only 3 queries.