Goto

Collaborating Authors

 Law


Statistical Inference for Responsiveness Verification

arXiv.org Artificial Intelligence

Many safety failures in machine learning arise when models are used to assign predictions to people (often in settings like lending, hiring, or content moderation) without accounting for how individuals can change their inputs. In this work, we introduce a formal validation procedure for the responsiveness of predictions with respect to interventions on their features. Our procedure frames responsiveness as a type of sensitivity analysis in which practitioners control a set of changes by specifying constraints over interventions and distributions over downstream effects. We describe how to estimate responsiveness for the predictions of any model and any dataset using only black-box access, and how to use these estimates to support tasks such as falsification and failure probability estimation. We develop algorithms that construct these estimates by generating a uniform sample of reachable points, and demonstrate how they can promote safety in real-world applications such as recidivism prediction, organ transplant prioritization, and content moderation.


Explainable Compliance Detection with Multi-Hop Natural Language Inference on Assurance Case Structure

arXiv.org Artificial Intelligence

Ensuring complex systems meet regulations typically requires checking the validity of assurance cases through a claim-argument-evidence framework. Some challenges in this process include the complicated nature of legal and technical texts, the need for model explanations, and limited access to assurance case data. We propose a compliance detection approach based on Natural Language Inference (NLI): EXplainable CompLiance detection with Argumentative Inference of Multi-hop reasoning (EXCLAIM). We formulate the claim-argument-evidence structure of an assurance case as a multi-hop inference for explainable and traceable compliance detection. We address the limited number of assurance cases by generating them using large language models (LLMs). We introduce metrics that measure the coverage and structural consistency. We demonstrate the effectiveness of the generated assurance case from GDPR requirements in a multi-hop inference task as a case study. Our results highlight the potential of NLI-based approaches in automating the regulatory compliance process.


Gradient-Based Model Fingerprinting for LLM Similarity Detection and Family Classification

arXiv.org Artificial Intelligence

--As Large Language Models (LLMs) become integral software components in modern applications, unauthorized model derivations through fine-tuning, merging, and redistribution have emerged as critical software engineering challenges. Unlike traditional software where clone detection and license compliance are well-established, the LLM ecosystem lacks effective mechanisms to detect model lineage and enforce licensing agreements. This gap is particularly problematic when open-source model creators, such as Meta's LLaMA, require derivative works to maintain naming conventions for attribution, yet no technical means exist to verify compliance. These fingerprints enable two complementary capabilities: direct pairwise similarity assessment between arbitrary models through distance computation, and systematic family classification of unknown models via the K-Means clustering algorithm with domain-informed centroid initialization using known base models. Experimental evaluation on 58 models comprising 8 base models and 50 derivatives across five model families (Llama, Qwen, Gemma, Phi, Mistral) demonstrates 94% classification accuracy under our centroid-initialized K-Means clustering. Our work establishes a new paradigm for model similarity detection, bridging traditional software engineering practices with modern LLM distribution and compliance challenges. The proliferation of Large Language Models (LLMs) has fundamentally transformed how we conceptualize and deploy AI-powered software systems. With over one million model repositories on platforms like Hugging Face [1], LLMs have evolved from research artifacts into critical software components powering applications from code generation to intelligent assistants. Zehao Wu and Y anjie Zhao contributed equally to this work. Haoyu Wang is the corresponding author (haoyuwang@hust.edu.cn). The full name of the authors' affiliation is Hubei Key Laboratory of Distributed System Security, Hubei Engineering Research Center on Big Data Security, School of Cyber Science and Engineering, Huazhong University of Science and Technology.


Transformers Don't Need LayerNorm at Inference Time: Scaling LayerNorm Removal to GPT-2 XL and the Implications for Mechanistic Interpretability

arXiv.org Artificial Intelligence

Layer-wise normalization (LN) is an essential component of virtually all transformer-based large language models. While its effects on training stability are well documented, its role at inference time is poorly understood. Additionally, LN layers hinder mechanistic interpretability by introducing additional nonlinearities and increasing the interconnectedness of individual model components. Here, we show that all LN layers can be removed from every GPT-2 model with only a small increase in validation loss (e.g. +0.03 cross-entropy loss for GPT-2 XL). Thus, LN cannot play a substantial role in language modeling. We find that the amount of fine-tuning data needed for LN removal grows sublinearly with model parameters, suggesting scaling to larger models is feasible. We release a suite of LN-free GPT-2 models on Hugging Face. Furthermore, we test interpretability techniques on LN-free models. Direct logit attribution now gives the exact direct effect of individual components, while the accuracy of attribution patching does not significantly improve. We also confirm that GPT-2's "confidence neurons" are inactive in the LN-free models. Our work clarifies the role of LN layers in language modeling, showing that GPT-2-class models can function without LN layers. We hope that our LN-free analogs of the GPT-2 family of models will enable more precise interpretability research and improve our understanding of language models.


Legal Requirements Translation from Law

arXiv.org Artificial Intelligence

Software systems must comply with legal regulations, which is a resource-intensive task, particularly for small organizations and startups lacking dedicated legal expertise. Extracting metadata from regulations to elicit legal requirements for software is a critical step to ensure compliance. However, it is a cumbersome task due to the length and complex nature of legal text. Although prior work has pursued automated methods for extracting structural and semantic metadata from legal text, key limitations remain: they do not consider the interplay and interrelationships among attributes associated with these metadata types, and they rely on manual labeling or heuristic-driven machine learning, which does not generalize well to new documents. In this paper, we introduce an approach based on textual entailment and in-context learning for automatically generating a canonical representation of legal text, encodable and executable as Python code. Our representation is instantiated from a manually designed Python class structure that serves as a domain-specific metamodel, capturing both structural and semantic legal metadata and their interrelationships. This design choice reduces the need for large, manually labeled datasets and enhances applicability to unseen legislation. We evaluate our approach on 13 U.S. state data breach notification laws, demonstrating that our generated representations pass approximately 89.4% of test cases and achieve a precision and recall of 82.2 and 88.7, respectively.


Detecting Fraud in Financial Networks: A Semi-Supervised GNN Approach with Granger-Causal Explanations

arXiv.org Machine Learning

Fraudulent activity in the financial industry costs billions annually. Detecting fraud, therefore, is an essential yet technically challenging task that requires carefully analyzing large volumes of data. While machine learning (ML) approaches seem like a viable solution, applying them successfully is not so easy due to two main challenges: (1) the sparsely labeled data, which makes the training of such approaches challenging (with inherent labeling costs), and (2) lack of explainability for the flagged items posed by the opacity of ML models, that is often required by business regulations. This article proposes SAGE-FIN, a semi-supervised graph neural network (GNN) based approach with Granger causal explanations for Financial Interaction Networks. SAGE-FIN learns to flag fraudulent items based on weakly labeled (or unlabelled) data points. To adhere to regulatory requirements, the flagged items are explained by highlighting related items in the network using Granger causality. We empirically validate the favorable performance of SAGE-FIN on a real-world dataset, Bipartite Edge-And-Node Attributed financial network (Elliptic++), with Granger-causal explanations for the identified fraudulent items without any prior assumption on the network structure.


From Web Search towards Agentic Deep Research: Incentivizing Search with Reasoning Agents

arXiv.org Artificial Intelligence

Information retrieval is a cornerstone of modern knowledge acquisition, enabling billions of queries each day across diverse domains. However, traditional keyword-based search engines are increasingly inadequate for handling complex, multi-step information needs. Our position is that Large Language Models (LLMs), endowed with reasoning and agentic capabilities, are ushering in a new paradigm termed Agentic Deep Research. These systems transcend conventional information search techniques by tightly integrating autonomous reasoning, iterative retrieval, and information synthesis into a dynamic feedback loop. We trace the evolution from static web search to interactive, agent-based systems that plan, explore, and learn. We also introduce a test-time scaling law to formalize the impact of computational depth on reasoning and search. Supported by benchmark results and the rise of open-source implementations, we demonstrate that Agentic Deep Research not only significantly outperforms existing approaches, but is also poised to become the dominant paradigm for future information seeking. All the related resources, including industry products, research papers, benchmark datasets, and open-source implementations, are collected for the community in https://github.com/DavidZWZ/Awesome-Deep-Research.


Elon Musk's xAI gets permit for methane gas generators

The Guardian

Elon Musk's artificial intelligence company xAI has been granted a permit to run methane gas generators at its massive datacenter in Memphis, Tennessee. The county health department approved the permit for the 15 machines late on Wednesday, a move that has sparked outcry from the local community and environmental leaders, who say the generators pollute their neighborhoods. "Our local leaders are entrusted with protecting us from corporations violating on our right to clean air, but we are witnessing their failure to do so," said KeShaun Pearson, the director of the local environmental non-profit Memphis Community Against Pollution. To supplement the facility's heavy power usage, the company brought in dozens of portable methane gas generators. In January, xAI did apply for a permit for 15 generators โ€“ even though it had been running up to 35 generators on-site, according to photographs.


How the Justice Department carried out a 14.6B healthcare fraud takedown

FOX News

The Department of Justice unveiled charges against 300 defendants, alleging they misled patients into paying for, and sometimes receiving, medical care they did not need in a 14.6 billion healthcare fraud scheme. The Department of Justice's unveiling this week of sweeping charges against more than 300 defendants who allegedly defrauded Medicare and other taxpayer-funded programs came as part of the department's annual "takedown" event. The healthcare fraud takedowns have been a practice at the DOJ for more than a decade, but officials touted this one as the largest on record. It stood out not only for its size but also because it focused on transnational criminals and broached artificial intelligence. "This takedown represents the largest healthcare fraud takedown in American history," DOJ Criminal Division head Matthew Galeotti said.


A Data Science Approach to Calcutta High Court Judgments: An Efficient LLM and RAG-powered Framework for Summarization and Similar Cases Retrieval

arXiv.org Artificial Intelligence

The judiciary, as one of democracy's three pillars, is dealing with a rising amount of legal issues, needing careful use of judicial resources. This research presents a complex framework that leverages Data Science methodologies, notably Large Language Models (LLM) and Retrieval-Augmented Generation (RAG) techniques, to improve the efficiency of analyzing Calcutta High Court verdicts. Our framework focuses on two key aspects: first, the creation of a robust summarization mechanism that distills complex legal texts into concise and coherent summaries; and second, the development of an intelligent system for retrieving similar cases, which will assist legal professionals in research and decision making. By fine-tuning the Pegasus model using case head note summaries, we achieve significant improvements in the summarization of legal cases. Our two-step summarizing technique preserves crucial legal contexts, allowing for the production of a comprehensive vector database for RAG. The RAG-powered framework efficiently retrieves similar cases in response to user queries, offering thorough overviews and summaries. This technique not only improves legal research efficiency, but it also helps legal professionals and students easily acquire and grasp key legal information, benefiting the overall legal scenario.