Law
Agentic AI for Financial Crime Compliance
Axelsen, Henrik, Licht, Valdemar, Damsgaard, Jan
The cost and complexity of financial crime compliance (FCC) continue to rise, often without measurable improvements in effectiveness. While AI offers potential, most solutions remain opaque and poorly aligned with regulatory expectations. This paper presents the design and deployment of an agentic AI system for FCC in digitally native financial platforms. Developed through an Action Design Research (ADR) process with a fintech firm and regulatory stakeholders, the system automates onboarding, monitoring, investigation, and reporting, emphasizing explainability, traceability, and compliance-by-design. Using artifact-centric modeling, it assigns clearly bounded roles to autonomous agents and enables task-specific model routing and audit logging. The contribution includes a reference architecture, a real-world prototype, and insights into how Agentic AI can reconfigure FCC workflows under regulatory constraints. Our findings extend IS literature on AI-enabled compliance by demonstrating how automation, when embedded within accountable governance structures, can support transparency and institutional trust in high-stakes, regulated environments.
Rethinking the Evaluation of Alignment Methods: Insights into Diversity, Generalisation, and Safety
Janiak, Denis, Moska, Julia, Motyka, Dawid, Seweryn, Karolina, Walkowiak, Paweล, ลปuk, Bartosz, Janz, Arkadiusz
Large language models (LLMs) require careful alignment to balance competing objectives - factuality, safety, conciseness, proactivity, and diversity. Existing studies focus on individual techniques or specific dimensions, lacking a holistic assessment of the inherent trade-offs. We propose a unified evaluation framework that compares LLM alignment methods (PPO, DPO, ORPO, KTO) across these five axes, using both in-distribution and out-of-distribution datasets. Leveraging a specialized LLM-as-Judge prompt, validated through human studies, we reveal that DPO and KTO excel in factual accuracy, PPO and DPO lead in safety, and PPO best balances conciseness with proactivity. Our findings provide insights into trade-offs of common alignment methods, guiding the development of more balanced and reliable LLMs.
HistoryBankQA: Multilingual Temporal Question Answering on Historical Events
Mandal, Biswadip, Khandelwal, Anant, Gupta, Manish
Temporal reasoning about historical events is a critical skill for NLP tasks like event extraction, historical entity linking, temporal question answering, timeline summarization, temporal event clustering and temporal natural language inference. Yet efforts on benchmarking temporal reasoning capabilities of large language models (LLMs) are rather limited. Existing temporal reasoning datasets are limited in scale, lack multilingual coverage and focus more on contemporary events. To address these limitations, we present HistoryBank, a multilingual database of 10M+ historical events extracted from Wikipedia timeline pages and article infoboxes. Our database provides unprecedented coverage in both historical depth and linguistic breadth with 10 languages. Additionally, we construct a comprehensive question answering benchmark for temporal reasoning across all languages. This benchmark covers a diverse set of 6 temporal QA reasoning tasks, and we evaluate a suite of popular language models (LLaMA-3-8B, Mistral-7B, Gemma-2-9b, Qwen3-8B, GPT4o) to assess their performance on these tasks. As expected GPT4o performs best across all answer types and languages; Gemma-2 outperforms the other small language models. Our work aims to provide a comprehensive resource for advancing multilingual and temporally-aware natural language understanding of historical events. To facilitate further research, we will make our code and datasets publicly available upon acceptance of this paper.
Don't Change My View: Ideological Bias Auditing in Large Language Models
Krรถger, Paul, Barkett, Emilio
As large language models (LLMs) become increasingly embedded in products used by millions, their outputs may influence individual beliefs and, cumulatively, shape public opinion. If the behavior of LLMs can be intentionally steered toward specific ideological positions, such as political or religious views, then those who control these systems could gain disproportionate influence over public discourse. Although it remains an open question whether LLMs can reliably be guided toward coherent ideological stances and whether such steering can be effectively prevented, a crucial first step is to develop methods for detecting when such steering attempts occur. In this work, we adapt a previously proposed statistical method to the new context of ideological bias auditing. Our approach carries over the model-agnostic design of the original framework, which does not require access to the internals of the language model. Instead, it identifies potential ideological steering by analyzing distributional shifts in model outputs across prompts that are thematically related to a chosen topic. This design makes the method particularly suitable for auditing proprietary black-box systems. We validate our approach through a series of experiments, demonstrating its practical applicability and its potential to support independent post hoc audits of LLM behavior.
Digital Voices of Survival: From Social Media Disclosures to Support Provisions for Domestic Violence Victims
Wang, Kanlun, Fu, Zhe, Xin, Wangjiaxuan, Zhou, Lina, Chandrappa, Shashi Kiran
Domestic Violence (DV) is a pervasive public health problem characterized by patterns of coercive and abusive behavior within intimate relationships. With the rise of social media as a key outlet for DV victims to disclose their experiences, online self - di sclosure has emerged as a critical yet underexplored avenue for support - seeking. In addition, existing research lacks a comprehensive and nuanced understanding of DV self - disclosure, support provisions, and their connections. To address these gaps, this study proposes a novel c omputational framework for modeling DV support - seeking behavior alongside community support mechanisms. The framework consists of four key components: self - disclosure detection, post clustering, topic summarization, and support extraction and mapping . We implement and evaluate the framework with data collected from relevant social media communities. Our findings not only advance existing knowledge on DV self - disclosure and online support provisions but also enable victim - centered digital interventions.
Ratio1 -- AI meta-OS
Damian, Andrei, Butusina, Petrica, De Franceschi, Alessandro, Toderian, Vitalii, Grigoras, Marius, Bleotiu, Cristian
We propose the Ratio1 AI meta-operating system (meta-OS), a decentralized MLOps protocol that unifies AI model development, deployment, and inference across heterogeneous edge devices. Its key innovation is an integrated blockchain-based framework that transforms idle computing resources (laptops, smartphones, cloud VMs) into a trustless global supercomputer. The architecture includes novel components: a decentralized authentication layer (dAuth), an in-memory state database (CSTORE), a distributed storage system (R1FS), homomorphic encrypted federated learning (EDIL), decentralized container orchestration (Deeploy) and an oracle network (OracleSync), which collectively ensure secure, resilient execution of AI pipelines and other container based apps at scale. The protocol enforces a formal circular token-economic model combining Proof-of-Availability (PoA) and Proof-of-AI (PoAI) consensus. Compared to centralized heterogeneous cloud MLOps and existing decentralized compute platforms, which often lack integrated AI toolchains or trusted Ratio1 node operators (R1OP) mechanics, Ratio1's holistic design lowers barriers for AI deployment and improves cost-efficiency. We provide mathematical formulations of its secure licensing and reward protocols, and include descriptive information for the system architecture and protocol flow. We argue that our proposed fully functional ecosystem proposes and demonstrates significant improvements in accessibility, scalability, and security over existing alternatives.
Accelerating Privacy-Preserving Federated Learning in Large-Scale LEO Satellite Systems
Guo, Binquan, Cao, Junteng, Siew, Marie, Chen, Binbin, Quek, Tony Q. S., Han, Zhu
Abstract--Large-scale low-Earth-orbit (LEO) satellite systems are increasingly valued for their ability to enable rapid and wide-area data exchange, thereby facilitating the collaborative training of artificial intelligence (AI) models across geographically distributed regions. Due to privacy concerns and regulatory constraints, raw data collected at remote clients cannot be centrally aggregated, posing a major obstacle to traditional AI training methods. Federated learning offers a privacy-preserving alternative by training local models on distributed devices and exchanging only model parameters. However, the dynamic topology and limited bandwidth of satellite systems will hinder timely parameter aggregation and distribution, resulting in prolonged training times. To address this challenge, we investigate the problem of scheduling federated learning over satellite networks and identify key bottlenecks that impact the overall duration of each training round. We propose a discrete temporal graph-based on-demand scheduling framework that dynamically allocates communication resources to accelerate federated learning. Simulation results demonstrate that the proposed approach achieves significant performance gains over traditional statistical multiplexing-based model exchange strategies, reducing overall round times by 14.20% to 41.48%. Moreover, the acceleration effect becomes more pronounced for larger models and higher numbers of clients, highlighting the scalability of the proposed approach.
MillStone: How Open-Minded Are LLMs?
Triedman, Harold, Shmatikov, Vitaly
Large language models equipped with Web search, information retrieval tools, and other agentic capabilities are beginning to supplant traditional search engines. As users start to rely on LLMs for information on many topics, including controversial and debatable issues, it is important to understand how the stances and opinions expressed in LLM outputs are influenced by the documents they use as their information sources. In this paper, we present MillStone, the first benchmark that aims to systematically measure the effect of external arguments on the stances that LLMs take on controversial issues (not all of them political). We apply MillStone to nine leading LLMs and measure how ``open-minded'' they are to arguments supporting opposite sides of these issues, whether different LLMs agree with each other, which arguments LLMs find most persuasive, and whether these arguments are the same for different LLMs. In general, we find that LLMs are open-minded on most issues. An authoritative source of information can easily sway an LLM's stance, highlighting the importance of source selection and the risk that LLM-based information retrieval and search systems can be manipulated.
AI Governance in Higher Education: A course design exploring regulatory, ethical and practical considerations
Weuts, Raphaรซl, Bleher, Johannes, Bleher, Hannah, Flores, Rozanne Tuesday, Xuanyang, Guo, Pujszo, Paweล, Almรกsi, Zsolt
As artificial intelligence (AI) systems permeate critical sectors, the need for professionals who can address ethical, legal and governance challenges has become urgent. Current AI ethics education remains fragmented, often siloed by discipline and disconnected from practice. This paper synthesizes literature and regulatory developments to propose a modular, interdisciplinary curriculum that integrates technical foundations with ethics, law and policy. We highlight recurring operational failures in AI - bias, misspecified objectives, generalization errors, misuse and governance breakdowns - and link them to pedagogical strategies for teaching AI governance. Drawing on perspectives from the EU, China and international frameworks, we outline a semester plan that emphasizes integrated ethics, stakeholder engagement and experiential learning. The curriculum aims to prepare students to diagnose risks, navigate regulation and engage diverse stakeholders, fostering adaptive and ethically grounded professionals for responsible AI governance.
Benchmarking Gender and Political Bias in Large Language Models
Yang, Jinrui, Han, Xudong, Baldwin, Timothy
We introduce EuroParlVote, a novel benchmark for evaluating large language models (LLMs) in politically sensitive contexts. It links European Parliament debate speeches to roll-call vote outcomes and includes rich demographic metadata for each Member of the European Parliament (MEP), such as gender, age, country, and political group. Using EuroParlVote, we evaluate state-of-the-art LLMs on two tasks -- gender classification and vote prediction -- revealing consistent patterns of bias. We find that LLMs frequently misclassify female MEPs as male and demonstrate reduced accuracy when simulating votes for female speakers. Politically, LLMs tend to favor centrist groups while underperforming on both far-left and far-right ones. Proprietary models like GPT-4o outperform open-weight alternatives in terms of both robustness and fairness. We release the EuroParlVote dataset, code, and demo to support future research on fairness and accountability in NLP within political contexts.