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A Verification Methodology for Safety Assurance of Robotic Autonomous Systems

arXiv.org Artificial Intelligence

Autonomous robots deployed in shared human environments, such as agricultural settings, require rigorous safety assurance to meet both functional reliability and regulatory compliance. These systems must operate in dynamic, unstructured environments, interact safely with humans, and respond effectively to a wide range of potential hazards. This paper presents a verification workflow for the safety assurance of an autonomous agricultural robot, covering the entire development life-cycle, from concept study and design to runtime verification. The outlined methodology begins with a systematic hazard analysis and risk assessment to identify potential risks and derive corresponding safety requirements. A formal model of the safety controller is then developed to capture its behaviour and verify that the controller satisfies the specified safety properties with respect to these requirements. The proposed approach is demonstrated on a field robot operating in an agricultural setting. The results show that the methodology can be effectively used to verify safety-critical properties and facilitate the early identification of design issues, contributing to the development of safer robots and autonomous systems.


Time-IMM: A Dataset and Benchmark for Irregular Multimodal Multivariate Time Series

arXiv.org Artificial Intelligence

Time series data in real-world applications such as healthcare, climate modeling, and finance are often irregular, multimodal, and messy, with varying sampling rates, asynchronous modalities, and pervasive missingness. However, existing benchmarks typically assume clean, regularly sampled, unimodal data, creating a significant gap between research and real-world deployment. We introduce Time-IMM, a dataset specifically designed to capture cause-driven irregularity in multimodal multivariate time series. Time-IMM represents nine distinct types of time series irregularity, categorized into trigger-based, constraint-based, and artifact-based mechanisms. Complementing the dataset, we introduce IMM-TSF, a benchmark library for forecasting on irregular multimodal time series, enabling asynchronous integration and realistic evaluation. IMM-TSF includes specialized fusion modules, including a timestamp-to-text fusion module and a multimodality fusion module, which support both recency-aware averaging and attention-based integration strategies. Empirical results demonstrate that explicitly modeling multimodality on irregular time series data leads to substantial gains in forecasting performance. Time-IMM and IMM-TSF provide a foundation for advancing time series analysis under real-world conditions. The dataset is publicly available at https://github.com/blacksnail789521/Time-IMM, and the benchmark library can be accessed at https://github.com/blacksnail789521/IMM-TSF. Project page: https://blacksnail789521.github.io/time-imm-project-page/


MLOps with Microservices: A Case Study on the Maritime Domain

arXiv.org Artificial Intelligence

This case study describes challenges and lessons learned on building Ocean Guard: a Machine Learning-Enabled System (MLES) for anomaly detection in the maritime domain. First, the paper presents the system's specification, and architecture. Ocean Guard was designed with a microservices' architecture to enable multiple teams to work on the project in parallel. Then, the paper discusses how the developers adapted contract-based design to MLOps for achieving that goal. As a MLES, Ocean Guard employs code, model, and data contracts to establish guidelines between its services. This case study hopes to inspire software engineers, machine learning engineers, and data scientists to leverage similar approaches for their systems.


ReasoningShield: Safety Detection over Reasoning Traces of Large Reasoning Models

arXiv.org Artificial Intelligence

Large Reasoning Models (LRMs) leverage transparent reasoning traces, known as Chain-of-Thoughts (CoTs), to break down complex problems into intermediate steps and derive final answers. However, these reasoning traces introduce unique safety challenges: harmful content can be embedded in intermediate steps even when final answers appear benign. Existing moderation tools, designed to handle generated answers, struggle to effectively detect hidden risks within CoTs. To address these challenges, we introduce ReasoningShield, a lightweight yet robust framework for moderating CoTs in LRMs. Our key contributions include: (1) formalizing the task of CoT moderation with a multi-level taxonomy of 10 risk categories across 3 safety levels, (2) creating the first CoT moderation benchmark which contains 9.2K pairs of queries and reasoning traces, including a 7K-sample training set annotated via a human-AI framework and a rigorously curated 2.2K human-annotated test set, and (3) developing a two-stage training strategy that combines stepwise risk analysis and contrastive learning to enhance robustness. Experiments show that ReasoningShield achieves state-of-the-art performance, outperforming task-specific tools like LlamaGuard-4 by 35.6% and general-purpose commercial models like GPT-4o by 15.8% on benchmarks, while also generalizing effectively across diverse reasoning paradigms, tasks, and unseen scenarios. All resources are released at https://github.com/CosmosYi/ReasoningShield.


Assessing Web Search Credibility and Response Groundedness in Chat Assistants

arXiv.org Artificial Intelligence

Chat assistants increasingly integrate web search functionality, enabling them to retrieve and cite external sources. While this promises more reliable answers, it also raises the risk of amplifying misinformation from low-credibility sources. In this paper, we introduce a novel methodology for evaluating assistants' web search behavior, focusing on source credibility and the groundedness of responses with respect to cited sources. Using 100 claims across five misinformation-prone topics, we assess GPT-4o, GPT-5, Perplexity, and Qwen Chat. Our findings reveal differences between the assistants, with Perplexity achieving the highest source credibility, whereas GPT-4o exhibits elevated citation of non-credibility sources on sensitive topics. This work provides the first systematic comparison of commonly used chat assistants for fact-checking behavior, offering a foundation for evaluating AI systems in high-stakes information environments.


A Modal Logic for Temporal and Jurisdictional Classifier Models

arXiv.org Artificial Intelligence

Logic-based models can be used to build verification tools for machine learning classifiers employed in the legal field. ML classifiers predict the outcomes of new cases based on previous ones, thereby performing a form of case-based reasoning (CBR). In this paper, we introduce a modal logic of classifiers designed to formally capture legal CBR. We incorporate principles for resolving conflicts between precedents, by introducing into the logic the temporal dimension of cases and the hierarchy of courts within the legal system.


Towards Robust Knowledge Removal in Federated Learning with High Data Heterogeneity

arXiv.org Artificial Intelligence

Nowadays, there are an abundance of portable devices capable of collecting large amounts of data and with decent computational power. This opened the possibility to train AI models in a distributed manner, preserving the participating clients' privacy. However, because of privacy regulations and safety requirements, elimination upon necessity of a client contribution to the model has become mandatory. The cleansing process must satisfy specific efficacy and time requirements. In recent years, research efforts have produced several knowledge removal methods, but these require multiple communication rounds between the data holders and the process coordinator. This can cause the unavailability of an effective model up to the end of the removal process, which can result in a disservice to the system users. In this paper, we introduce an innovative solution based on Task Arithmetic and the Neural Tangent Kernel, to rapidly remove a client's influence from a model.


Subject Roles in the EU AI Act: Mapping and Regulatory Implications

arXiv.org Artificial Intelligence

The European Union's Artificial Intelligence Act (Regulation (EU) 2024/1689) establishes the world's first comprehensive regulatory framework for AI systems through a sophisticated ecosystem of interconnected subjects defined in Article 3. This paper provides a structured examination of the six main categories of actors - providers, deployers, authorized representatives, importers, distributors, and product manufacturers - collectively referred to as "operators" within the regulation. Through examination of these Article 3 definitions and their elaboration across the regulation's 113 articles, 180 recitals, and 13 annexes, we map the complete governance structure and analyze how the AI Act regulates these subjects. Our analysis reveals critical transformation mechanisms whereby subjects can assume different roles under specific conditions, particularly through Article 25 provisions ensuring accountability follows control. We identify how obligations cascade through the supply chain via mandatory information flows and cooperation requirements, creating a distributed yet coordinated governance system. The findings demonstrate how the regulation balances innovation with the protection of fundamental rights through risk-based obligations that scale with the capabilities and deployment contexts of AI systems, providing essential guidance for stakeholders implementing the AI Act's requirements.


Protect: Towards Robust Guardrailing Stack for Trustworthy Enterprise LLM Systems

arXiv.org Artificial Intelligence

The increasing deployment of Large Language Models (LLMs) across enterprise and mission-critical domains has underscored the urgent need for robust guardrailing systems that ensure safety, reliability, and compliance. Existing solutions often struggle with real-time oversight, multi-modal data handling, and explainability -- limitations that hinder their adoption in regulated environments. Existing guardrails largely operate in isolation, focused on text alone making them inadequate for multi-modal, production-scale environments. We introduce Protect, natively multi-modal guardrailing model designed to operate seamlessly across text, image, and audio inputs, designed for enterprise-grade deployment. Protect integrates fine-tuned, category-specific adapters trained via Low-Rank Adaptation (LoRA) on an extensive, multi-modal dataset covering four safety dimensions: toxicity, sexism, data privacy, and prompt injection. Our teacher-assisted annotation pipeline leverages reasoning and explanation traces to generate high-fidelity, context-aware labels across modalities. Experimental results demonstrate state-of-the-art performance across all safety dimensions, surpassing existing open and proprietary models such as WildGuard, LlamaGuard-4, and GPT-4.1. Protect establishes a strong foundation for trustworthy, auditable, and production-ready safety systems capable of operating across text, image, and audio modalities.


LLM-Guided Synthetic Augmentation (LGSA) for Mitigating Bias in AI Systems

arXiv.org Artificial Intelligence

This is the preprint version of the article "LLM - Guided Synthetic Augmentation (LGSA) for Mitigating Bias in AI Systems." This version is made available on arXiv for early dissemination. If accepted, the final authenticated version will be published in the respective venue. Dr. G opichand G School of Computer Science and Engineering Vellore Institute of Technology Vellore - 632014, TamilNadu, India gopichand.g@vit.ac.in Abstract -- Bias in Artificial Intelligence systems, especially those that rely on natural language data, brings up serious ethical and practical issues. When certain groups are underrepresented, it often leads to uneven performance across different demographics. Whil e traditional fairness methods like pre - processing, in - processing, and post - processing can be helpful, they usually depend on protected - attribute labels, create a trade - off between accuracy and fairness, and struggle to adapt across various datas ets. To tackle these challenges, this study presents LLM - Guided Synthetic Augmentation (LGSA), a process that leverages large language models to create counterfactual examples for underrepresented groups while keeping label integrity intact. We put LGSA to the test on a controlled dataset of short English sentences that included gendered pronouns, professions, and binary task labels. The process involved using structured prompts to a large language model to generate gender - swapped paraphrases, followed by a thorough quality control process. This included checking for semantic similarity, verifying attributes, screening for toxi city, and conducting human spot checks. The augmented dataset broadened training coverage and was utilized to train a classifier under consistent experimental conditions. The results showed that LGSA significantly lessens performance disparities without co mpromising accuracy. The baseline model achieved an impressive 96.7% accuracy but had a gender bias gap of 7.2%. A simple swap augmentation brought the gap down to 0.7% but also reduced accuracy to 95.6%. In contrast, LGSA achieved an overall accuracy of 9 9.1%, showing strong performance on female - labeled examples and a reduced gap of 1.9%. These results indicate that LGSA is a powerful and dependable strategy for mitigating bias. By generating diverse and semantically accurate counterfactuals, this method enhances the balance of subgroup performance, narrows bias gaps, and maintains high ove rall task accuracy and label fidelity, showcasing its potential as a practical framework for fairness - focused AI systems.