Law
If artificial intelligence composes music, who is the author?
AI's rapid and unstoppable development raises numerous question marks in intellectual property law. It is not surprising that advances related to AI technologies and their use in the creative sector give rise to new development and business opportunities but also to new legal issues, especially related to the identification of the author of the work and the attribution of related rights. One reason for this success is that AI systems offer the most diverse application possibilities, simplifying and speeding up time-consuming processes: from music composition to mastering, from song identification tools to creating highly personalized playlists. This new technology is, therefore, changing how artists create music and audiences hear music. Applications and platforms capable of creating music online include, for example, AIVA, Endel, Xhail, Boomy, Score/Amper, Jukebox, MuseNet, ChatGPT, and, although not yet available, Google's MusicLM.
Federated Nearest Neighbor Machine Translation
Du, Yichao, Zhang, Zhirui, Wu, Bingzhe, Liu, Lemao, Xu, Tong, Chen, Enhong
To protect user privacy and meet legal regulations, federated learning (FL) is attracting significant attention. Training neural machine translation (NMT) models with traditional FL algorithms (e.g., FedAvg) typically relies on multi-round model-based interactions. However, it is impractical and inefficient for translation tasks due to the vast communication overheads and heavy synchronization. In this paper, we propose a novel Federated Nearest Neighbor (FedNN) machine translation framework that, instead of multi-round model-based interactions, leverages one-round memorization-based interaction to share knowledge across different clients and build low-overhead privacy-preserving systems. The whole approach equips the public NMT model trained on large-scale accessible data with a k-nearestneighbor (kNN) classifier and integrates the external datastore constructed by private text data from all clients to form the final FL model. A two-phase datastore encryption strategy is introduced to achieve privacy-preserving during this process. Extensive experiments show that FedNN significantly reduces computational and communication costs compared with FedAvg, while maintaining promising translation performance in different FL settings. In recent years, neural machine translation (NMT) has significantly improved translation quality (Bahdanau et al., 2015; Vaswani et al., 2017; Hassan et al., 2018) and has been widely adopted in many commercial systems. The current mainstream system is first built on a large-scale corpus collected by the service provider and then directly applied to translation tasks for different users and enterprises. However, this application paradigm faces two critical challenges in practice.
Disparate Impact in Differential Privacy from Gradient Misalignment
Esipova, Maria S., Ghomi, Atiyeh Ashari, Luo, Yaqiao, Cresswell, Jesse C.
As machine learning becomes more widespread throughout society, aspects including data privacy and fairness must be carefully considered, and are crucial for deployment in highly regulated industries. Unfortunately, the application of privacy enhancing technologies can worsen unfair tendencies in models. In particular, one of the most widely used techniques for private model training, differentially private stochastic gradient descent (DPSGD), frequently intensifies disparate impact on groups within data. In this work we study the fine-grained causes of unfairness in DPSGD and identify gradient misalignment due to inequitable gradient clipping as the most significant source. This observation leads us to a new method for reducing unfairness by preventing gradient misalignment in DPSGD. The increasingly widespread use of machine learning throughout society has brought into focus social, ethical, and legal considerations surrounding its use. In highly regulated industries, such as healthcare and banking, regional laws and regulations require data collection and analysis to respect the privacy of individuals. Other regulations focus on the fairness of how models are developed and used. As machine learning is progressively adopted in highly regulated industries, the privacy and fairness aspects of models must be considered at all stages of the modelling lifecycle. There are many privacy enhancing technologies including differential privacy (Dwork et al., 2006), federated learning (McMahan et al., 2017), secure multiparty computation (Yao, 1986), and homomorphic encryption (Gentry, 2009) that are used separately or jointly to protect the privacy of individuals whose data is used for machine learning (Choquette-Choo et al., 2020; Adnan et al., 2022; Kalra et al., 2021).
Subspace based Federated Unlearning
Li, Guanghao, Shen, Li, Sun, Yan, Hu, Yue, Hu, Han, Tao, Dacheng
Federated learning (FL) enables multiple clients to train a machine learning model collaboratively without exchanging their local data. Federated unlearning is an inverse FL process that aims to remove a specified target client's contribution in FL to satisfy the user's right to be forgotten. Most existing federated unlearning algorithms require the server to store the history of the parameter updates, which is not applicable in scenarios where the server storage resource is constrained. In this paper, we propose a simple-yet-effective subspace based federated unlearning method, dubbed SFU, that lets the global model perform gradient ascent in the orthogonal space of input gradient spaces formed by other clients to eliminate the target client's contribution without requiring additional storage. Specifically, the server first collects the gradients generated from the target client after performing gradient ascent, and the input representation matrix is computed locally by the remaining clients. We also design a differential privacy method to protect the privacy of the representation matrix. Then the server merges those representation matrices to get the input gradient subspace and updates the global model in the orthogonal subspace of the input gradient subspace to complete the forgetting task with minimal model performance degradation. Experiments on MNIST, CIFAR10, and CIFAR100 show that SFU outperforms several state-of-the-art (SOTA) federated unlearning algorithms by a large margin in various settings.
Beyond Bias and Compliance: Towards Individual Agency and Plurality of Ethics in AI
Gilbert, Thomas Krendl, Brozek, Megan Welle, Brozek, Andrew
AI ethics is an emerging field with multiple, competing narratives about how to best solve the problem of building human values into machines. Two major approaches are focused on bias and compliance, respectively. But neither of these ideas fully encompasses ethics: using moral principles to decide how to act in a particular situation. Our method posits that the way data is labeled plays an essential role in the way AI behaves, and therefore in the ethics of machines themselves. The argument combines a fundamental insight from ethics (i.e. that ethics is about values) with our practical experience building and scaling machine learning systems. We want to build AI that is actually ethical by first addressing foundational concerns: how to build good systems, how to define what is good in relation to system architecture, and who should provide that definition. Building ethical AI creates a foundation of trust between a company and the users of that platform. But this trust is unjustified unless users experience the direct value of ethical AI. Until users have real control over how algorithms behave, something is missing in current AI solutions. This causes massive distrust in AI, and apathy towards AI ethics solutions. The scope of this paper is to propose an alternative path that allows for the plurality of values and the freedom of individual expression. Both are essential for realizing true moral character.
Extracting Victim Counts from Text
Zhong, Mian, Dhuliawala, Shehzaad, Stoehr, Niklas
Decision-makers in the humanitarian sector rely on timely and exact information during crisis events. Knowing how many civilians were injured during an earthquake is vital to allocate aids properly. Information about such victim counts is often only available within full-text event descriptions from newspapers and other reports. Extracting numbers from text is challenging: numbers have different formats and may require numeric reasoning. This renders purely string matching-based approaches insufficient. As a consequence, fine-grained counts of injured, displaced, or abused victims beyond fatalities are often not extracted and remain unseen. We cast victim count extraction as a question answering (QA) task with a regression or classification objective. We compare regex, dependency parsing, semantic role labeling-based approaches, and advanced text-to-text models. Beyond model accuracy, we analyze extraction reliability and robustness which are key for this sensitive task. In particular, we discuss model calibration and investigate few-shot and out-of-distribution performance. Ultimately, we make a comprehensive recommendation on which model to select for different desiderata and data domains. Our work is among the first to apply numeracy-focused large language models in a real-world use case with a positive impact.
Natural Language Processing in the Legal Domain
Katz, Daniel Martin, Hartung, Dirk, Gerlach, Lauritz, Jana, Abhik, Bommarito, Michael J. II
In this paper, we summarize the current state of the field of NLP & Law with a specific focus on recent technical and substantive developments. To support our analysis, we construct and analyze a nearly complete corpus of more than six hundred NLP & Law related papers published over the past decade. Our analysis highlights several major trends. Namely, we document an increasing number of papers written, tasks undertaken, and languages covered over the course of the past decade. We observe an increase in the sophistication of the methods which researchers deployed in this applied context. Slowly but surely, Legal NLP is beginning to match not only the methodological sophistication of general NLP but also the professional standards of data availability and code reproducibility observed within the broader scientific community. We believe all of these trends bode well for the future of the field, but many questions in both the academic and commercial sphere still remain open.
Surveillance Evasion Through Bayesian Reinforcement Learning
Qi, Dongping, Bindel, David, Vladimirsky, Alexander
We consider a task of surveillance-evading path-planning in a continuous setting. An Evader strives to escape from a 2D domain while minimizing the risk of detection (and immediate capture). The probability of detection is path-dependent and determined by the spatially inhomogeneous surveillance intensity, which is fixed but a priori unknown and gradually learned in the multi-episodic setting. We introduce a Bayesian reinforcement learning algorithm that relies on a Gaussian Process regression (to model the surveillance intensity function based on the information from prior episodes), numerical methods for Hamilton-Jacobi PDEs (to plan the best continuous trajectories based on the current model), and Confidence Bounds (to balance the exploration vs exploitation). We use numerical experiments and regret metrics to highlight the significant advantages of our approach compared to traditional graph-based algorithms of reinforcement learning.
AI and Neurotechnology: Learning from AI Ethics to Address an Expanded Ethics Landscape
Artificial intelligence (AI) is a scientific field and a technology that is supported by multiple techniques--such as machine learning, reasoning, knowledge representation, and optimization--and has applications in almost every aspect of everyday life. We use some form of AI when we swipe a credit card, search the Web, take a picture with our cameras, give vocal commands to our phone or other device, and interact with many apps and social media platforms. Companies of every size and business model, all over the world, are adopting AI solutions to optimize their operations, create new services and work modalities, and help their professionals to make more informed and better decisions. There is no doubt that AI is a powerful technology that has already imprinted itself positively on our ways of living and will continue to do so for years to come. At the same time, the transformations it brings to our personal and professional lives are often significant, fast, and not always transparent or easily foreseen. This raises questions and concerns about the impact of AI on our society. AI systems must be designed to be aware of, and to follow, important human values so that the technology can help us make better, wiser decisions. AI often needs a lot of data, so questions about data privacy, storage, sharing, and governance are central for this technology. Some regions of the world, such as Europe, have specific regulations to state fundamental rights for the data subject--the human releasing personal data to an AI system that can then use it to make decisions affecting that person's life.15