Law
Improving International Climate Policy via Mutually Conditional Binding Commitments
Heitzig, Jobst, Oechssler, Jörg, Pröschel, Christoph, Ragavan, Niranjana, Lo, Yat Long
The Paris Agreement, considered a significant milestone in climate negotiations, has faced challenges in effectively addressing climate change due to the unconditional nature of most Nationally Determined Contributions (NDCs). This has resulted in a prevalence of free-riding behavior among major polluters and a lack of concrete conditionality in NDCs. To address this issue, we propose the implementation of a decentralized, bottom-up approach called the Conditional Commitment Mechanism. This mechanism, inspired by the National Popular Vote Interstate Compact, offers flexibility and incentives for early adopters, aiming to formalize conditional cooperation in international climate policy. In this paper, we provide an overview of the mechanism, its performance in the AI4ClimateCooperation challenge, and discuss potential real-world implementation aspects. Prior knowledge of the climate mitigation collective action problem, basic economic principles, and game theory concepts are assumed.
Sources of Opacity in Computer Systems: Towards a Comprehensive Taxonomy
Mann, Sara, Crook, Barnaby, Kästner, Lena, Schomäcker, Astrid, Speith, Timo
Modern computer systems are ubiquitous in contemporary life yet many of them remain opaque. This poses significant challenges in domains where desiderata such as fairness or accountability are crucial. We suggest that the best strategy for achieving system transparency varies depending on the specific source of opacity prevalent in a given context. Synthesizing and extending existing discussions, we propose a taxonomy consisting of eight sources of opacity that fall into three main categories: architectural, analytical, and socio-technical. For each source, we provide initial suggestions as to how to address the resulting opacity in practice. The taxonomy provides a starting point for requirements engineers and other practitioners to understand contextually prevalent sources of opacity, and to select or develop appropriate strategies for overcoming them.
Unveiling Security, Privacy, and Ethical Concerns of ChatGPT
Wu, Xiaodong, Duan, Ran, Ni, Jianbing
This paper delves into the realm of ChatGPT, an AI-powered chatbot that utilizes topic modeling and reinforcement learning to generate natural responses. Although ChatGPT holds immense promise across various industries, such as customer service, education, mental health treatment, personal productivity, and content creation, it is essential to address its security, privacy, and ethical implications. By exploring the upgrade path from GPT-1 to GPT-4, discussing the model's features, limitations, and potential applications, this study aims to shed light on the potential risks of integrating ChatGPT into our daily lives. Focusing on security, privacy, and ethics issues, we highlight the challenges these concerns pose for widespread adoption. Finally, we analyze the open problems in these areas, calling for concerted efforts to ensure the development of secure and ethically sound large language models.
FacTool: Factuality Detection in Generative AI -- A Tool Augmented Framework for Multi-Task and Multi-Domain Scenarios
Chern, I-Chun, Chern, Steffi, Chen, Shiqi, Yuan, Weizhe, Feng, Kehua, Zhou, Chunting, He, Junxian, Neubig, Graham, Liu, Pengfei
The emergence of generative pre-trained models has facilitated the synthesis of high-quality text, but it has also posed challenges in identifying factual errors in the generated text. In particular: (1) A wider range of tasks now face an increasing risk of containing factual errors when handled by generative models. (2) Generated texts tend to be lengthy and lack a clearly defined granularity for individual facts. (3) There is a scarcity of explicit evidence available during the process of fact checking. With the above challenges in mind, in this paper, we propose FacTool, a task and domain agnostic framework for detecting factual errors of texts generated by large language models (e.g., ChatGPT). Experiments on four different tasks (knowledge-based QA, code generation, mathematical reasoning, and scientific literature review) show the efficacy of the proposed method. We release the code of FacTool associated with ChatGPT plugin interface at https://github.com/GAIR-NLP/factool .
'A certain danger lurks there': how the inventor of the first chatbot turned against AI
In his school's metalworking class, he learned to operate a lathe. The experience brought him out of his brain and into his body. About 70 years later, he looked back on the realisation prompted by this new skill: that intelligence "isn't just in the head but also in the arm, in the wrist, in the hand". Thus, at a young age, two concepts were in place that would later steer his career as a practitioner and critic of AI: on the one hand, an appreciation for the pleasures of abstraction; on the other, a suspicion of those pleasures as escapist, and a related understanding that human intelligence exists in the whole person and not in any one part. In 1941, Weizenbaum enrolled at the local public university.
GNN4FR: A Lossless GNN-based Federated Recommendation Framework
Wu, Guowei, Pan, Weike, Ming, Zhong
GNNs are widely used in personalized recommendation methods as they are able to capture high-order interactions between users and items in a user-item graph, enhancing user and item representations [2, 4, 15, 16, 19, 20]. However, these methods face challenges in terms of privacy laws, such as GDPR [14] as they require the collection and modeling of personal data in a central server. Constructing the global graph using all users' subgraphs is often not allowed. Therefore, existing works [12, 17] just expand a user's local graph to exploit high-order information. In this paper, we propose the first lossless federated framework named GNN4FR, which can accommodate almost all existing graph neural networks (GNNs) based recommenders. The contributions of this paper are summarized as follows: We propose a novel lossless federated framework for GNN-based methods, which enables the training process to be equivalent to the corresponding un-federated counterpart. We propose an "expanding local subgraph + synchronizing user embedding" mechanism to achieve full-graph training.
Explainable Disparity Compensation for Efficient Fair Ranking
Ranking functions that are used in decision systems often produce disparate results for different populations because of bias in the underlying data. Addressing, and compensating for, these disparate outcomes is a critical problem for fair decision-making. Recent compensatory measures have mostly focused on opaque transformations of the ranking functions to satisfy fairness guarantees or on the use of quotas or set-asides to guarantee a minimum number of positive outcomes to members of underrepresented groups. In this paper we propose easily explainable data-driven compensatory measures for ranking functions. Our measures rely on the generation of bonus points given to members of underrepresented groups to address disparity in the ranking function. The bonus points can be set in advance, and can be combined, allowing for considering the intersections of representations and giving better transparency to stakeholders. We propose efficient sampling-based algorithms to calculate the number of bonus points to minimize disparity. We validate our algorithms using real-world school admissions and recidivism datasets, and compare our results with that of existing fair ranking algorithms.
Dynamic Grouping for Climate Change Negotiation: Facilitating Cooperation and Balancing Interests through Effective Strategies
Qin, Yu, Zhang, Duo, Pang, Yuren
In this paper, we propose a dynamic grouping negotiation model for climate mitigation based on real-world business and political negotiation protocols. Within the AI4GCC competition framework, we develop a three-stage process: group formation and updates, intra-group negotiation, and inter-group negotiation. Our model promotes efficient and effective cooperation between various stakeholders to achieve global climate change objectives. By implementing a group-forming method and group updating strategy, we address the complexities and imbalances in multi-region climate negotiations. Intra-group negotiations ensure that all members contribute to mitigation efforts, while inter-group negotiations use the proposal-evaluation framework to set mitigation and savings rates. We demonstrate our negotiation model within the RICE-N framework, illustrating a promising approach for facilitating international cooperation on climate change mitigation.
AI and ethics in insurance: a new solution to mitigate proxy discrimination in risk modeling
Sauce, Marguerite, Chancel, Antoine, Ly, Antoine
The development of Machine Learning is experiencing growing interest from the general public, and in recent years there have been numerous press articles questioning its objectivity: racism, sexism, \dots Driven by the growing attention of regulators on the ethical use of data in insurance, the actuarial community must rethink pricing and risk selection practices for fairer insurance. Equity is a philosophy concept that has many different definitions in every jurisdiction that influence each other without currently reaching consensus. In Europe, the Charter of Fundamental Rights defines guidelines on discrimination, and the use of sensitive personal data in algorithms is regulated. If the simple removal of the protected variables prevents any so-called `direct' discrimination, models are still able to `indirectly' discriminate between individuals thanks to latent interactions between variables, which bring better performance (and therefore a better quantification of risk, segmentation of prices, and so on). After introducing the key concepts related to discrimination, we illustrate the complexity of quantifying them. We then propose an innovative method, not yet met in the literature, to reduce the risks of indirect discrimination thanks to mathematical concepts of linear algebra. This technique is illustrated in a concrete case of risk selection in life insurance, demonstrating its simplicity of use and its promising performance.
Towards an AI Accountability Policy
Grabowicz, Przemyslaw, Perello, Nicholas, Zick, Yair
This white paper is a response to the "AI Accountability Policy Request for Comments" by the National Telecommunications and Information Administration of the United States. The question numbers for which comments were requested are provided in superscripts at the end of key sentences answering the respective questions. The white paper offers a set of interconnected recommendations for an AI accountability policy.