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AI Risk Management Should Incorporate Both Safety and Security

arXiv.org Artificial Intelligence

The exposure of security vulnerabilities in safety-aligned language models, e.g., susceptibility to adversarial attacks, has shed light on the intricate interplay between AI safety and AI security. Although the two disciplines now come together under the overarching goal of AI risk management, they have historically evolved separately, giving rise to differing perspectives. Therefore, in this paper, we advocate that stakeholders in AI risk management should be aware of the nuances, synergies, and interplay between safety and security, and unambiguously take into account the perspectives of both disciplines in order to devise mostly effective and holistic risk mitigation approaches. Unfortunately, this vision is often obfuscated, as the definitions of the basic concepts of "safety" and "security" themselves are often inconsistent and lack consensus across communities. With AI risk management being increasingly cross-disciplinary, this issue is particularly salient. In light of this conceptual challenge, we introduce a unified reference framework to clarify the differences and interplay between AI safety and AI security, aiming to facilitate a shared understanding and effective collaboration across communities.


DFAMiner: Mining minimal separating DFAs from labelled samples

arXiv.org Artificial Intelligence

We propose DFAMiner, a passive learning tool for learning minimal separating deterministic finite automata (DFA) from a set of labelled samples. Separating automata are an interesting class of automata that occurs generally in regular model checking and has raised interest in foundational questions of parity game solving. We first propose a simple and linear-time algorithm that incrementally constructs a three-valued DFA (3DFA) from a set of labelled samples given in the usual lexicographical order. This 3DFA has accepting and rejecting states as well as don't-care states, so that it can exactly recognise the labelled examples. We then apply our tool to mining a minimal separating DFA for the labelled samples by minimising the constructed automata via a reduction to solving SAT problems. Empirical evaluation shows that our tool outperforms current state-of-the-art tools significantly on standard benchmarks for learning minimal separating DFAs from samples. Progress in the efficient construction of separating DFAs can also lead to finding the lower bound of parity game solving, where we show that DFAMiner can create optimal separating automata for simple languages with up to 7 colours. Future improvements might offer inroads to better data structures.


Risks and Opportunities of Open-Source Generative AI

arXiv.org Artificial Intelligence

Applications of Generative AI (Gen AI) are expected to revolutionize a number of different areas, ranging from science & medicine to education. The potential for these seismic changes has triggered a lively debate about the potential risks of the technology, and resulted in calls for tighter regulation, in particular from some of the major tech companies who are leading in AI development. This regulation is likely to put at risk the budding field of open-source generative AI. Using a three-stage framework for Gen AI development (near, mid and long-term), we analyze the risks and opportunities of open-source generative AI models with similar capabilities to the ones currently available (near to mid-term) and with greater capabilities (long-term). We argue that, overall, the benefits of open-source Gen AI outweigh its risks. As such, we encourage the open sourcing of models, training and evaluation data, and provide a set of recommendations and best practices for managing risks associated with open-source generative AI.


A Driver-Vehicle Model for ADS Scenario-based Testing

arXiv.org Artificial Intelligence

Scenario-based testing for automated driving systems (ADS) must be able to simulate traffic scenarios that rely on interactions with other vehicles. Although many languages for high-level scenario modelling have been proposed, they lack the features to precisely and reliably control the required micro-simulation, while also supporting behavior reuse and test reproducibility for a wide range of interactive scenarios. To fill this gap between scenario design and execution, we propose the Simulated Driver-Vehicle (SDV) model to represent and simulate vehicles as dynamic entities with their behavior being constrained by scenario design and goals set by testers. The model combines driver and vehicle as a single entity. It is based on human-like driving and the mechanical limitations of real vehicles for realistic simulation. The model leverages behavior trees to express high-level behaviors in terms of lower-level maneuvers, affording multiple driving styles and reuse. Furthermore, optimization-based maneuver planners guide the simulated vehicles towards the desired behavior. Our extensive evaluation shows the model's design effectiveness using NHTSA pre-crash scenarios, its motion realism in comparison to naturalistic urban traffic, and its scalability with traffic density. Finally, we show the applicability of our SDV model to test a real ADS and to identify crash scenarios, which are impractical to represent using predefined vehicle trajectories. The SDV model instances can be injected into existing simulation environments via co-simulation.


Relevance-aware Algorithmic Recourse

arXiv.org Artificial Intelligence

As machine learning continues to gain prominence, transparency and explainability are increasingly critical. Without an understanding of these models, they can replicate and worsen human bias, adversely affecting marginalized communities. Algorithmic recourse emerges as a tool for clarifying decisions made by predictive models, providing actionable insights to alter outcomes. They answer, 'What do I have to change?' to achieve the desired result. Despite their importance, current algorithmic recourse methods treat all domain values equally, which is unrealistic in real-world settings. In this paper, we propose a novel framework, Relevance-Aware Algorithmic Recourse (RAAR), that leverages the concept of relevance in applying algorithmic recourse to regression tasks. We conducted multiple experiments on 15 datasets to outline how relevance influences recourses. Results show that relevance contributes algorithmic recourses comparable to well-known baselines, with greater efficiency and lower relative costs.


UNITS: A Unified Multi-Task Time Series Model

arXiv.org Artificial Intelligence

Advances in time series models are driving a shift from conventional deep learning methods to pre-trained foundational models. While pre-trained transformers and reprogrammed text-based LLMs report state-of-the-art results, the best-performing architectures vary significantly across tasks, and models often have limited scope, such as focusing only on time series forecasting. Models that unify predictive and generative time series tasks under a single framework remain challenging to achieve. We introduce UniTS, a multi-task time series model that uses task tokenization to express predictive and generative tasks within a single model. UniTS leverages a modified transformer block designed to obtain universal time series representations. This design induces transferability from a heterogeneous, multi-domain pre-training dataset-often with diverse dynamic patterns, sampling rates, and temporal scales-to many downstream datasets, which can also be diverse in task specifications and data domains. Across 38 datasets spanning human activity sensors, healthcare, engineering, and finance domains, UniTS model performs favorably against 12 forecasting models, 20 classification models, 18 anomaly detection models, and 16 imputation models, including repurposed text-based LLMs. UniTS demonstrates effective few-shot and prompt learning capabilities when evaluated on new data domains and tasks. In the conventional single-task setting, UniTS outperforms strong task-specialized time series models. The source code and datasets are available at https://github.com/mims-harvard/UniTS.


A note on the error analysis of data-driven closure models for large eddy simulations of turbulence

arXiv.org Artificial Intelligence

In this work, we provide a mathematical formulation for error propagation in flow trajectory prediction using data-driven turbulence closure modeling. Under the assumption that the predicted state of a large eddy simulation prediction must be close to that of a subsampled direct numerical simulation, we retrieve an upper bound for the prediction error when utilizing a data-driven closure model. We also demonstrate that this error is significantly affected by the time step size and the Jacobian which play a role in amplifying the initial one-step error made by using the closure. Our analysis also shows that the error propagates exponentially with rollout time and the upper bound of the system Jacobian which is itself influenced by the Jacobian of the closure formulation. These findings could enable the development of new regularization techniques for ML models based on the identified error-bound terms, improving their robustness and reducing error propagation.


Deconstructing In-Context Learning: Understanding Prompts via Corruption

arXiv.org Artificial Intelligence

The ability of large language models (LLMs) to $``$learn in context$"$ based on the provided prompt has led to an explosive growth in their use, culminating in the proliferation of AI assistants such as ChatGPT, Claude, and Bard. These AI assistants are known to be robust to minor prompt modifications, mostly due to alignment techniques that use human feedback. In contrast, the underlying pre-trained LLMs they use as a backbone are known to be brittle in this respect. Building high-quality backbone models remains a core challenge, and a common approach to assessing their quality is to conduct few-shot evaluation. Such evaluation is notorious for being highly sensitive to minor prompt modifications, as well as the choice of specific in-context examples. Prior work has examined how modifying different elements of the prompt can affect model performance. However, these earlier studies tended to concentrate on a limited number of specific prompt attributes and often produced contradictory results. Additionally, previous research either focused on models with fewer than 15 billion parameters or exclusively examined black-box models like GPT-3 or PaLM, making replication challenging. In the present study, we decompose the entire prompt into four components: task description, demonstration inputs, labels, and inline instructions provided for each demonstration. We investigate the effects of structural and semantic corruptions of these elements on model performance. We study models ranging from 1.5B to 70B in size, using ten datasets covering classification and generation tasks. We find that repeating text within the prompt boosts model performance, and bigger models ($\geq$30B) are more sensitive to the semantics of the prompt. Finally, we observe that adding task and inline instructions to the demonstrations enhances model performance even when the instructions are semantically corrupted.


Machine Learning in Space: Surveying the Robustness of on-board ML models to Radiation

arXiv.org Artificial Intelligence

Modern spacecraft are increasingly relying on machine learning (ML). However, physical equipment in space is subject to various natural hazards, such as radiation, which may inhibit the correct operation of computing devices. Despite plenty of evidence showing the damage that naturally-induced faults can cause to ML-related hardware, we observe that the effects of radiation on ML models for space applications are not well-studied. This is a problem: without understanding how ML models are affected by these natural phenomena, it is uncertain "where to start from" to develop radiation-tolerant ML software. As ML researchers, we attempt to tackle this dilemma. By partnering up with space-industry practitioners specialized in ML, we perform a reflective analysis of the state of the art. We provide factual evidence that prior work did not thoroughly examine the impact of natural hazards on ML models meant for spacecraft. Then, through a "negative result", we show that some existing open-source technologies can hardly be used by researchers to study the effects of radiation for some applications of ML in satellites. As a constructive step forward, we perform simple experiments showcasing how to leverage current frameworks to assess the robustness of practical ML models for cloud detection against radiation-induced faults. Our evaluation reveals that not all faults are as devastating as claimed by some prior work. By publicly releasing our resources, we provide a foothold -- usable by researchers without access to spacecraft -- for spearheading development of space-tolerant ML models.


Spotting AI's Touch: Identifying LLM-Paraphrased Spans in Text

arXiv.org Artificial Intelligence

AI-generated text detection has attracted increasing attention as powerful language models approach human-level generation. Limited work is devoted to detecting (partially) AI-paraphrased texts. However, AI paraphrasing is commonly employed in various application scenarios for text refinement and diversity. To this end, we propose a novel detection framework, paraphrased text span detection (PTD), aiming to identify paraphrased text spans within a text. Different from text-level detection, PTD takes in the full text and assigns each of the sentences with a score indicating the paraphrasing degree. We construct a dedicated dataset, PASTED, for paraphrased text span detection. Both in-distribution and out-of-distribution results demonstrate the effectiveness of PTD models in identifying AI-paraphrased text spans. Statistical and model analysis explains the crucial role of the surrounding context of the paraphrased text spans. Extensive experiments show that PTD models can generalize to versatile paraphrasing prompts and multiple paraphrased text spans. We release our resources at https://github.com/Linzwcs/PASTED.