Government
Assessing Political Bias in Large Language Models
Rettenberger, Luca, Reischl, Markus, Schutera, Mark
The assessment of bias within Large Language Models (LLMs) has emerged as a critical concern in the contemporary discourse surrounding Artificial Intelligence (AI) in the context of their potential impact on societal dynamics. Recognizing and considering political bias within LLM applications is especially important when closing in on the tipping point toward performative prediction. Then, being educated about potential effects and the societal behavior LLMs can drive at scale due to their interplay with human operators. In this way, the upcoming elections of the European Parliament will not remain unaffected by LLMs. We evaluate the political bias of the currently most popular open-source LLMs (instruct or assistant models) concerning political issues within the European Union (EU) from a German voter's perspective. To do so, we use the "Wahl-O-Mat," a voting advice application used in Germany. From the voting advice of the "Wahl-O-Mat" we quantize the degree of alignment of LLMs with German political parties. We show that larger models, such as Llama3-70B, tend to align more closely with left-leaning political parties, while smaller models often remain neutral, particularly when prompted in English. The central finding is that LLMs are similarly biased, with low variances in the alignment concerning a specific party. Our findings underline the importance of rigorously assessing and making bias transparent in LLMs to safeguard the integrity and trustworthiness of applications that employ the capabilities of performative prediction and the invisible hand of machine learning prediction and language generation.
Towards Dynamic Trend Filtering through Trend Point Detection with Reinforcement Learning
Seong, Jihyeon, Oh, Sekwang, Choi, Jaesik
Trend filtering simplifies complex time series data by applying smoothness to filter out noise while emphasizing proximity to the original data. However, existing trend filtering methods fail to reflect abrupt changes in the trend due to `approximateness,' resulting in constant smoothness. This approximateness uniformly filters out the tail distribution of time series data, characterized by extreme values, including both abrupt changes and noise. In this paper, we propose Trend Point Detection formulated as a Markov Decision Process (MDP), a novel approach to identifying essential points that should be reflected in the trend, departing from approximations. We term these essential points as Dynamic Trend Points (DTPs) and extract trends by interpolating them. To identify DTPs, we utilize Reinforcement Learning (RL) within a discrete action space and a forecasting sum-of-squares loss function as a reward, referred to as the Dynamic Trend Filtering network (DTF-net). DTF-net integrates flexible noise filtering, preserving critical original subsequences while removing noise as required for other subsequences. We demonstrate that DTF-net excels at capturing abrupt changes compared to other trend filtering algorithms and enhances forecasting performance, as abrupt changes are predicted rather than smoothed out.
The AI Community Building the Future? A Quantitative Analysis of Development Activity on Hugging Face Hub
Osborne, Cailean, Ding, Jennifer, Kirk, Hannah Rose
Open model developers have emerged as key actors in the political economy of artificial intelligence (AI), but we still have a limited understanding of collaborative practices in the open AI ecosystem. This paper responds to this gap with a three-part quantitative analysis of development activity on the Hugging Face (HF) Hub, a popular platform for building, sharing, and demonstrating models. First, various types of activity across 348,181 model, 65,761 dataset, and 156,642 space repositories exhibit right-skewed distributions. Activity is extremely imbalanced between repositories; for example, over 70% of models have 0 downloads, while 1% account for 99% of downloads. Furthermore, licenses matter: there are statistically significant differences in collaboration patterns in model repositories with permissive, restrictive, and no licenses. Second, we analyse a snapshot of the social network structure of collaboration in model repositories, finding that the community has a core-periphery structure, with a core of prolific developers and a majority of isolate developers (89%). Upon removing the isolate developers from the network, collaboration is characterised by high reciprocity regardless of developers' network positions. Third, we examine model adoption through the lens of model usage in spaces, finding that a minority of models, developed by a handful of companies, are widely used on the HF Hub. Overall, activity on the HF Hub is characterised by Pareto distributions, congruent with OSS development patterns on platforms like GitHub. We conclude with recommendations for researchers, companies, and policymakers to advance our understanding of open AI development.
Scientific Hypothesis Generation by a Large Language Model: Laboratory Validation in Breast Cancer Treatment
Abdel-Rehim, Abbi, Zenil, Hector, Orhobor, Oghenejokpeme, Fisher, Marie, Collins, Ross J., Bourne, Elizabeth, Fearnley, Gareth W., Tate, Emma, Smith, Holly X., Soldatova, Larisa N., King, Ross D.
Large language models (LLMs) have transformed AI and achieved breakthrough performance on a wide range of tasks that require human intelligence. In science, perhaps the most interesting application of LLMs is for hypothesis formation. A feature of LLMs, which results from their probabilistic structure, is that the output text is not necessarily a valid inference from the training text. These are 'hallucinations', and are a serious problem in many applications. However, in science, hallucinations may be useful: they are novel hypotheses whose validity may be tested by laboratory experiments. Here we experimentally test the use of LLMs as a source of scientific hypotheses using the domain of breast cancer treatment. We applied the LLM GPT4 to hypothesize novel pairs of FDA-approved non-cancer drugs that target the MCF7 breast cancer cell line relative to the non-tumorigenic breast cell line MCF10A. In the first round of laboratory experiments GPT4 succeeded in discovering three drug combinations (out of 12 tested) with synergy scores above the positive controls. These combinations were itraconazole + atenolol, disulfiram + simvastatin and dipyridamole + mebendazole. GPT4 was then asked to generate new combinations after considering its initial results. It then discovered three more combinations with positive synergy scores (out of four tested), these were disulfiram + fulvestrant, mebendazole + quinacrine and disulfiram + quinacrine. A limitation of GPT4 as a generator of hypotheses was that its explanations for them were formulaic and unconvincing. We conclude that LLMs are an exciting novel source of scientific hypotheses.
A Comparison of Recent Algorithms for Symbolic Regression to Genetic Programming
Radwan, Yousef A., Kronberger, Gabriel, Winkler, Stephan
Symbolic regression is a machine learning method with the goal to produce interpretable results. Unlike other machine learning methods such as, e.g. random forests or neural networks, which are opaque, symbolic regression aims to model and map data in a way that can be understood by scientists. Recent advancements, have attempted to bridge the gap between these two fields; new methodologies attempt to fuse the mapping power of neural networks and deep learning techniques with the explanatory power of symbolic regression. In this paper, we examine these new emerging systems and test the performance of an end-to-end transformer model for symbolic regression versus the reigning traditional methods based on genetic programming that have spearheaded symbolic regression throughout the years. We compare these systems on novel datasets to avoid bias to older methods who were improved on well-known benchmark datasets. Our results show that traditional GP methods as implemented e.g., by Operon still remain superior to two recently published symbolic regression methods.
Distributional Adversarial Loss
Ahmadi, Saba, Bhandari, Siddharth, Blum, Avrim, Dan, Chen, Jain, Prabhav
A major challenge in defending against adversarial attacks is the enormous space of possible attacks that even a simple adversary might perform. To address this, prior work has proposed a variety of defenses that effectively reduce the size of this space. These include randomized smoothing methods that add noise to the input to take away some of the adversary's impact. Another approach is input discretization which limits the adversary's possible number of actions. Motivated by these two approaches, we introduce a new notion of adversarial loss which we call distributional adversarial loss, to unify these two forms of effectively weakening an adversary. In this notion, we assume for each original example, the allowed adversarial perturbation set is a family of distributions (e.g., induced by a smoothing procedure), and the adversarial loss over each example is the maximum loss over all the associated distributions. The goal is to minimize the overall adversarial loss. We show generalization guarantees for our notion of adversarial loss in terms of the VC-dimension of the hypothesis class and the size of the set of allowed adversarial distributions associated with each input. We also investigate the role of randomness in achieving robustness against adversarial attacks in the methods described above. We show a general derandomization technique that preserves the extent of a randomized classifier's robustness against adversarial attacks. We corroborate the procedure experimentally via derandomizing the Random Projection Filters framework of \cite{dong2023adversarial}. Our procedure also improves the robustness of the model against various adversarial attacks.
Analyzing the Influence of Training Samples on Explanations
Artelt, Andrรฉ, Hammer, Barbara
EXplainable AI (XAI) constitutes a popular method to analyze the reasoning of AI systems by explaining their decision-making, e.g. providing a counterfactual explanation of how to achieve recourse. However, in cases such as unexpected explanations, the user might be interested in learning about the cause of this explanation -- e.g. properties of the utilized training data that are responsible for the observed explanation. Under the umbrella of data valuation, first approaches have been proposed that estimate the influence of data samples on a given model. In this work, we take a slightly different stance, as we are interested in the influence of single samples on a model explanation rather than the model itself. Hence, we propose the novel problem of identifying training data samples that have a high influence on a given explanation (or related quantity) and investigate the particular case of differences in the cost of the recourse between protected groups. For this, we propose an algorithm that identifies such influential training samples.
Alignment Calibration: Machine Unlearning for Contrastive Learning under Auditing
Wang, Yihan, Lu, Yiwei, Zhang, Guojun, Boenisch, Franziska, Dziedzic, Adam, Yu, Yaoliang, Gao, Xiao-Shan
Machine unlearning provides viable solutions to revoke the effect of certain training data on pre-trained model parameters. Existing approaches provide unlearning recipes for classification and generative models. However, a category of important machine learning models, i.e., contrastive learning (CL) methods, is overlooked. In this paper, we fill this gap by first proposing the framework of Machine Unlearning for Contrastive learning (MUC) and adapting existing methods. Furthermore, we observe that several methods are mediocre unlearners and existing auditing tools may not be sufficient for data owners to validate the unlearning effects in contrastive learning. We thus propose a novel method called Alignment Calibration (AC) by explicitly considering the properties of contrastive learning and optimizing towards novel auditing metrics to easily verify unlearning. We empirically compare AC with baseline methods on SimCLR, MoCo and CLIP. We observe that AC addresses drawbacks of existing methods: (1) achieving state-of-the-art performance and approximating exact unlearning (retraining); (2) allowing data owners to clearly visualize the effect caused by unlearning through black-box auditing.
SaySelf: Teaching LLMs to Express Confidence with Self-Reflective Rationales
Xu, Tianyang, Wu, Shujin, Diao, Shizhe, Liu, Xiaoze, Wang, Xingyao, Chen, Yangyi, Gao, Jing
Large language models (LLMs) often generate inaccurate or fabricated information and generally fail to indicate their confidence, which limits their broader applications. Previous work elicits confidence from LLMs by direct or self-consistency prompting, or constructing specific datasets for supervised finetuning. The prompting-based approaches have inferior performance, and the training-based approaches are limited to binary or inaccurate group-level confidence estimates. In this work, we present the advanced SaySelf, a training framework that teaches LLMs to express more accurate fine-grained confidence estimates. In addition, beyond the confidence scores, SaySelf initiates the process of directing LLMs to produce self-reflective rationales that clearly identify gaps in their parametric knowledge and explain their uncertainty. This is achieved by using an LLM to automatically summarize the uncertainties in specific knowledge via natural language. The summarization is based on the analysis of the inconsistency in multiple sampled reasoning chains, and the resulting data is utilized for supervised fine-tuning. Moreover, we utilize reinforcement learning with a meticulously crafted reward function to calibrate the confidence estimates, motivating LLMs to deliver accurate, high-confidence predictions and to penalize overconfidence in erroneous outputs. Experimental results in both in-distribution and out-of-distribution datasets demonstrate the effectiveness of SaySelf in reducing the confidence calibration error and maintaining the task performance. We show that the generated self-reflective rationales are reasonable and can further contribute to the calibration. The code is made public at https://github.com/xu1868/SaySelf.
RICE: Breaking Through the Training Bottlenecks of Reinforcement Learning with Explanation
Cheng, Zelei, Wu, Xian, Yu, Jiahao, Yang, Sabrina, Wang, Gang, Xing, Xinyu
Deep reinforcement learning (DRL) is playing an increasingly important role in real-world applications. However, obtaining an optimally performing DRL agent for complex tasks, especially with sparse rewards, remains a significant challenge. The training of a DRL agent can be often trapped in a bottleneck without further progress. In this paper, we propose RICE, an innovative refining scheme for reinforcement learning that incorporates explanation methods to break through the training bottlenecks. The high-level idea of RICE is to construct a new initial state distribution that combines both the default initial states and critical states identified through explanation methods, thereby encouraging the agent to explore from the mixed initial states. Through careful design, we can theoretically guarantee that our refining scheme has a tighter sub-optimality bound. We evaluate RICE in various popular RL environments and real-world applications. The results demonstrate that RICE significantly outperforms existing refining schemes in enhancing agent performance.