Government
On the Robustness of Document-Level Relation Extraction Models to Entity Name Variations
Meng, Shiao, Hu, Xuming, Liu, Aiwei, Ma, Fukun, Yang, Yawen, Li, Shuang, Wen, Lijie
Driven by the demand for cross-sentence and large-scale relation extraction, document-level relation extraction (DocRE) has attracted increasing research interest. Despite the continuous improvement in performance, we find that existing DocRE models which initially perform well may make more mistakes when merely changing the entity names in the document, hindering the generalization to novel entity names. To this end, we systematically investigate the robustness of DocRE models to entity name variations in this work. We first propose a principled pipeline to generate entity-renamed documents by replacing the original entity names with names from Wikidata. By applying the pipeline to DocRED and Re-DocRED datasets, we construct two novel benchmarks named Env-DocRED and Env-Re-DocRED for robustness evaluation. Experimental results show that both three representative DocRE models and two in-context learned large language models consistently lack sufficient robustness to entity name variations, particularly on cross-sentence relation instances and documents with more entities. Finally, we propose an entity variation robust training method which not only improves the robustness of DocRE models but also enhances their understanding and reasoning capabilities. We further verify that the basic idea of this method can be effectively transferred to in-context learning for DocRE as well.
DARA: Decomposition-Alignment-Reasoning Autonomous Language Agent for Question Answering over Knowledge Graphs
Fang, Haishuo, Zhu, Xiaodan, Gurevych, Iryna
Answering Questions over Knowledge Graphs (KGQA) is key to well-functioning autonomous language agents in various real-life applications. To improve the neural-symbolic reasoning capabilities of language agents powered by Large Language Models (LLMs) in KGQA, we propose the DecompositionAlignment-Reasoning Agent (DARA) framework. DARA effectively parses questions into formal queries through a dual mechanism: high-level iterative task decomposition and low-level task grounding. Importantly, DARA can be efficiently trained with a small number of high-quality reasoning trajectories. Our experimental results demonstrate that DARA fine-tuned on LLMs (e.g. Llama-2-7B, Mistral) outperforms both in-context learning-based agents with GPT-4 and alternative fine-tuned agents, across different benchmarks in zero-shot evaluation, making such models more accessible for real-life applications. We also show that DARA attains performance comparable to state-of-the-art enumerating-and-ranking-based methods for KGQA.
Collective Constitutional AI: Aligning a Language Model with Public Input
Huang, Saffron, Siddarth, Divya, Lovitt, Liane, Liao, Thomas I., Durmus, Esin, Tamkin, Alex, Ganguli, Deep
There is growing consensus that language model (LM) developers should not be the sole deciders of LM behavior, creating a need for methods that enable the broader public to collectively shape the behavior of LM systems that affect them. To address this need, we present Collective Constitutional AI (CCAI): a multi-stage process for sourcing and integrating public input into LMs-from identifying a target population to sourcing principles to training and evaluating a model. We demonstrate the real-world practicality of this approach by creating what is, to our knowledge, the first LM fine-tuned with collectively sourced public input and evaluating this model against a baseline model trained with established principles from a LM developer. Our quantitative evaluations demonstrate several benefits of our approach: the CCAI-trained model shows lower bias across nine social dimensions compared to the baseline model, while maintaining equivalent performance on language, math, and helpful-harmless evaluations. Qualitative comparisons of the models suggest that the models differ on the basis of their respective constitutions, e.g., when prompted with contentious topics, the CCAI-trained model tends to generate responses that reframe the matter positively instead of a refusal. These results demonstrate a promising, tractable pathway toward publicly informed development of language models.
Are Large Language Models Good Statisticians?
Zhu, Yizhang, Du, Shiyin, Li, Boyan, Luo, Yuyu, Tang, Nan
Large Language Models (LLMs) have demonstrated impressive capabilities across a range of scientific tasks including mathematics, physics, and chemistry. Despite their successes, the effectiveness of LLMs in handling complex statistical tasks remains systematically under-explored. To bridge this gap, we introduce StatQA, a new benchmark designed for statistical analysis tasks. StatQA comprises 11,623 examples tailored to evaluate LLMs' proficiency in specialized statistical tasks and their applicability assessment capabilities, particularly for hypothesis testing methods. We systematically experiment with representative LLMs using various prompting strategies and show that even state-of-the-art models such as GPT-4o achieve a best performance of only 64.83%, indicating significant room for improvement. Notably, while open-source LLMs (e.g., LLaMA-3) show limited capability, those fine-tuned ones exhibit marked improvements, outperforming all in-context learning-based methods (e.g., GPT-4o). Moreover, our comparative human experiments highlight a striking contrast in error types between LLMs and humans: LLMs primarily make applicability errors, whereas humans mostly make statistical task confusion errors. This divergence highlights distinct areas of proficiency and deficiency, suggesting that combining LLM and human expertise could lead to complementary strengths, inviting further investigation into their collaborative potential.
Guardrail Baselines for Unlearning in LLMs
Thaker, Pratiksha, Maurya, Yash, Hu, Shengyuan, Wu, Zhiwei Steven, Smith, Virginia
Recent years have seen two trends emerge simultaneously: large language models (LLMs) trained on increasing amounts of user data (generally scraped indiscriminately from the web), in parallel with increasing legal protections on digital data use including data revocation ("right to be forgotten") laws. In order to support data revocation for models that have already been trained on potentially sensitive data, a number of works have proposed approaches for data "unlearning" (Bourtoule et al., 2021; Gupta et al., 2021; Ginart et al., 2019), which aims to remove the influence of specific subsets of training data without entirely retraining a model. Unlearning in LLMs is particularly challenging because individuals' information may not be contained to specific data points (Brown et al., 2022; Tramรจr et al., 2022). Nevertheless, recent work has shown that model finetuning is a promising approach to forget, for example, information corresponding to the book series Harry Potter (Eldan and Russinovich, 2023); information about specific individuals in a synthetic dataset (Maini et al., 2024); or knowledge that could give information to malicious agents Li et al. (2024). While finetuning is a promising approach, a number of recent works have shown that simple modifications to the input prompt or output postprocessing filters (which we collectively call "guardrails") can also be effective for generating a desirable output distribution from a model (Pawelczyk et al., 2023; Brown et al., 2020; Chowdhery et al., 2023; Wei et al., 2021; Kim et al., 2024). Prompt prefixes and postprocessing filters do not update the model weights, so the resulting model itself would not satisfy definitions of unlearning that require the distribution of model weights to match a model retrained from scratch Bourtoule et al. (2021). However, in practical settings where users can only access the model through an API, modifying the output distribution alone can suffice. In fact, most existing unlearning benchmarks (Eldan and Russinovich, 2023; Maini et al., 2024; unl, 2023; Li et al., 2024) only examine the model outputs when evaluating unlearning, which is consistent with a threat model in which users have only API access (see Section 3). In this paper, we investigate how existing benchmarks fare under guardrail-based approaches, and show that in three popular unlearning benchmarks, guardrails not only give strong performance comparable to finetuning baselines, but can also surface weaknesses or inconsistencies in the benchmarks or metrics themselves.
Paraphrasing in Affirmative Terms Improves Negation Understanding
Rezaei, MohammadHossein, Blanco, Eduardo
Negation is a common linguistic phenomenon. Yet language models face challenges with negation in many natural language understanding tasks such as question answering and natural language inference. In this paper, we experiment with seamless strategies that incorporate affirmative interpretations (i.e., paraphrases without negation) to make models more robust against negation. Crucially, our affirmative interpretations are obtained automatically. We show improvements with CondaQA, a large corpus requiring reasoning with negation, and five natural language understanding tasks.
BCAmirs at SemEval-2024 Task 4: Beyond Words: A Multimodal and Multilingual Exploration of Persuasion in Memes
Abaskohi, Amirhossein, Dabiriaghdam, Amirhossein, Wang, Lele, Carenini, Giuseppe
Memes, combining text and images, frequently use metaphors to convey persuasive messages, shaping public opinion. Motivated by this, our team engaged in SemEval-2024 Task 4, a hierarchical multi-label classification task designed to identify rhetorical and psychological persuasion techniques embedded within memes. To tackle this problem, we introduced a caption generation step to assess the modality gap and the impact of additional semantic information from images, which improved our result. Our best model utilizes GPT-4 generated captions alongside meme text to fine-tune RoBERTa as the text encoder and CLIP as the image encoder. It outperforms the baseline by a large margin in all 12 subtasks. In particular, it ranked in top-3 across all languages in Subtask 2a, and top-4 in Subtask 2b, demonstrating quantitatively strong performance. The improvement achieved by the introduced intermediate step is likely attributable to the metaphorical essence of images that challenges visual encoders. This highlights the potential for improving abstract visual semantics encoding.
From Complexity to Clarity: How AI Enhances Perceptions of Scientists and the Public's Understanding of Science
This paper evaluated the effectiveness of using generative AI to simplify science communication and enhance the public's understanding of science. By comparing lay summaries of journal articles from PNAS, yoked to those generated by AI, this work first assessed linguistic simplicity across such summaries and public perceptions. Study 1a analyzed simplicity features of PNAS abstracts (scientific summaries) and significance statements (lay summaries), observing that lay summaries were indeed linguistically simpler, but effect size differences were small. Study 1b used a large language model, GPT-4, to create significance statements based on paper abstracts and this more than doubled the average effect size without fine-tuning. Study 2 experimentally demonstrated that simply-written GPT summaries facilitated more favorable perceptions of scientists (they were perceived as more credible and trustworthy, but less intelligent) than more complexly-written human PNAS summaries. Crucially, Study 3 experimentally demonstrated that participants comprehended scientific writing better after reading simple GPT summaries compared to complex PNAS summaries. In their own words, participants also summarized scientific papers in a more detailed and concrete manner after reading GPT summaries compared to PNAS summaries of the same article. AI has the potential to engage scientific communities and the public via a simple language heuristic, advocating for its integration into scientific dissemination for a more informed society.
A Probabilistic Framework for LLM Hallucination Detection via Belief Tree Propagation
Hou, Bairu, Zhang, Yang, Andreas, Jacob, Chang, Shiyu
This paper focuses on the task of hallucination detection, which aims to determine the truthfulness of LLM-generated statements. To address this problem, a popular class of methods utilize the LLM's self-consistencies in its beliefs in a set of logically related augmented statements generated by the LLM, which does not require external knowledge databases and can work with both white-box and black-box LLMs. However, in many existing approaches, the augmented statements tend to be very monotone and unstructured, which makes it difficult to integrate meaningful information from the LLM beliefs in these statements. Also, many methods work with the binarized version of the LLM's belief, instead of the continuous version, which significantly loses information. To overcome these limitations, in this paper, we propose Belief Tree Propagation (BTProp), a probabilistic framework for LLM hallucination detection. BTProp introduces a belief tree of logically related statements by recursively decomposing a parent statement into child statements with three decomposition strategies, and builds a hidden Markov tree model to integrate the LLM's belief scores in these statements in a principled way. Experiment results show that our method improves baselines by 3%-9% (evaluated by AUROC and AUC-PR) on multiple hallucination detection benchmarks. Code is available at https://github.com/UCSB-NLP-Chang/BTProp.
Comparing Deep Learning Models for Rice Mapping in Bhutan Using High Resolution Satellite Imagery
Bhandari, Biplov, Mayer, Timothy
The Bhutanese government is increasing its utilization of technological approaches such as including Remote Sensing-based knowledge in their decision-making process. This study focuses on crop type and crop extent in Paro, one of the top rice-yielding districts in Bhutan, and employs publicly available NICFI high-resolution satellite imagery from Planet. Two Deep Learning (DL) approaches, point-based (DNN) and patch-based (U-Net), models were used in conjunction with cloud-computing platforms. Three different models per DL approaches (DNN and U-Net) were trained: 1) RGBN channels from Planet; 2) RGBN and elevation data (RGBNE); 3) RGBN and Sentinel-1 (S1) data (RGBNS), and RGBN with E and S1 data (RGBNES). From this comprehensive analysis, the U-Net displayed higher performance metrics across both model training and model validation efforts. Among the U-Net model sets, the RGBN, RGBNE, RGBNS, and RGBNES models had an F1-score of 0.8546, 0.8563, 0.8467, and 0.8500 respectively. An independent model evaluation was performed and found a high level of performance variation across all the metrics. For this independent model evaluation, the U-Net RGBN, RGBNE, RGBNES, and RGBN models displayed the F1-scores of 0.5935, 0.6154, 0.5882, and 0.6582, suggesting U-Net RGBNES as the best model. The study shows that the DL approaches can predict rice. Also, DL methods can be used with the survey-based approaches currently utilized by the Bhutan Department of Agriculture. Further, this study demonstrated the usage of regional land cover products such as SERVIR's RLCMS as a weak label approach to capture different strata addressing the class imbalance problem and improving the sampling design for DL application. Finally, through preliminary model testing and comparisons outlined it was shown that using additional features such as NDVI, EVI, and NDWI did not drastically improve model performance.