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AI Risk Categorization Decoded (AIR 2024): From Government Regulations to Corporate Policies

arXiv.org Artificial Intelligence

We present a comprehensive AI risk taxonomy derived from eight government policies from the European Union, United States, and China and 16 company policies worldwide, making a significant step towards establishing a unified language for generative AI safety evaluation. We identify 314 unique risk categories, organized into a four-tiered taxonomy. At the highest level, this taxonomy encompasses System & Operational Risks, Content Safety Risks, Societal Risks, and Legal & Rights Risks. The taxonomy establishes connections between various descriptions and approaches to risk, highlighting the overlaps and discrepancies between public and private sector conceptions of risk. By providing this unified framework, we aim to advance AI safety through information sharing across sectors and the promotion of best practices in risk mitigation for generative AI models and systems.


A Temporal Stochastic Bias Correction using a Machine Learning Attention model

arXiv.org Artificial Intelligence

Climate models are biased with respect to real-world observations. They usually need to be adjusted before being used in impact studies. The suite of statistical methods that enable such adjustments is called bias correction (BC). However, BC methods currently struggle to adjust temporal biases. Because they mostly disregard the dependence between consecutive time points. As a result, climate statistics with long-range temporal properties, such as heatwave duration and frequency, cannot be corrected accurately. This makes it more difficult to produce reliable impact studies on such climate statistics. This paper offers a novel BC methodology to correct temporal biases. This is made possible by rethinking the philosophy behind BC. We will introduce BC as a time-indexed regression task with stochastic outputs. Rethinking BC enables us to adapt state-of-the-art machine learning (ML) attention models and thereby learn different types of biases, including temporal asynchronicities. With a case study of heatwave duration statistics in Abuja, Nigeria, and Tokyo, Japan, we show more accurate results than current climate model outputs and alternative BC methods.


The Responsible Foundation Model Development Cheatsheet: A Review of Tools & Resources

arXiv.org Artificial Intelligence

Foundation model development attracts a rapidly expanding body of contributors, scientists, and applications. To help shape responsible development practices, we introduce the Foundation Model Development Cheatsheet: a growing collection of 250+ tools and resources spanning text, vision, and speech modalities. We draw on a large body of prior work to survey resources (e.g. software, documentation, frameworks, guides, and practical tools) that support informed data selection, processing, and understanding, precise and limitation-aware artifact documentation, efficient model training, advance awareness of the environmental impact from training, careful model evaluation of capabilities, risks, and claims, as well as responsible model release, licensing and deployment practices. We hope this curated collection of resources helps guide more responsible development. The process of curating this list, enabled us to review the AI development ecosystem, revealing what tools are critically missing, misused, or over-used in existing practices. We find that (i) tools for data sourcing, model evaluation, and monitoring are critically under-serving ethical and real-world needs, (ii) evaluations for model safety, capabilities, and environmental impact all lack reproducibility and transparency, (iii) text and particularly English-centric analyses continue to dominate over multilingual and multi-modal analyses, and (iv) evaluation of systems, rather than just models, is needed so that capabilities and impact are assessed in context.


High-Dimension Human Value Representation in Large Language Models

arXiv.org Artificial Intelligence

The widespread application of Large Language Models (LLMs) across various tasks and fields has necessitated the alignment of these models with human values and preferences. Given various approaches of human value alignment, ranging from Reinforcement Learning with Human Feedback (RLHF), to constitutional learning, etc. there is an urgent need to understand the scope and nature of human values injected into these models before their release. There is also a need for model alignment without a costly large scale human annotation effort. We propose UniVaR, a high-dimensional representation of human value distributions in LLMs, orthogonal to model architecture and training data. Trained from the value-relevant output of eight multilingual LLMs and tested on the output from four multilingual LLMs, namely LlaMA2, ChatGPT, JAIS and Yi, we show that UniVaR is a powerful tool to compare the distribution of human values embedded in different LLMs with different langauge sources. Through UniVaR, we explore how different LLMs prioritize various values in different languages and cultures, shedding light on the complex interplay between human values and language modeling.


From Text to Test: AI-Generated Control Software for Materials Science Instruments

arXiv.org Artificial Intelligence

Large language models (LLMs) are transforming the landscape of chemistry and materials science. Recent examples of LLM-accelerated experimental research include virtual assistants for parsing synthesis recipes from the literature, or using the extracted knowledge to guide synthesis and characterization. Despite these advancements, their application is constrained to labs with automated instruments and control software, leaving much of materials science reliant on manual processes. Here, we demonstrate the rapid deployment of a Python-based control module for a Keithley 2400 electrical source measure unit using ChatGPT-4. Through iterative refinement, we achieved effective instrument management with minimal human intervention. Additionally, a user-friendly graphical user interface (GUI) was created, effectively linking all instrument controls to interactive screen elements. Finally, we integrated this AI-crafted instrument control software with a high-performance stochastic optimization algorithm to facilitate rapid and automated extraction of electronic device parameters related to semiconductor charge transport mechanisms from current-voltage (IV) measurement data. This integration resulted in a comprehensive open-source toolkit for semiconductor device characterization and analysis using IV curve measurements. We demonstrate the application of these tools by acquiring, analyzing, and parameterizing IV data from a Pt/Cr$_2$O$_3$:Mg/$\beta$-Ga$_2$O$_3$ heterojunction diode, a novel stack for high-power and high-temperature electronic devices. This approach underscores the powerful synergy between LLMs and the development of instruments for scientific inquiry, showcasing a path for further acceleration in materials science.


Diffusion-based Adversarial Purification for Intrusion Detection

arXiv.org Machine Learning

The escalating sophistication of cyberattacks has encouraged the integration of machine learning techniques in intrusion detection systems, but the rise of adversarial examples presents a significant challenge. These crafted perturbations mislead ML models, enabling attackers to evade detection or trigger false alerts. In response, adversarial purification has emerged as a compelling solution, particularly with diffusion models showing promising results. However, their purification potential remains unexplored in the context of intrusion detection. This paper demonstrates the effectiveness of diffusion models in purifying adversarial examples in network intrusion detection. Through a comprehensive analysis of the diffusion parameters, we identify optimal configurations maximizing adversarial robustness with minimal impact on regular performance. Importantly, this study reveals insights into the relationship between diffusion noise and diffusion steps, representing a novel contribution to the field. Our experiments are carried out on two datasets and against five adversarial attacks. The implementation code is publicly available.


Investigating writing style as a contributor to gender gaps in science and technology

arXiv.org Artificial Intelligence

In his classic essay, "The Normative Structure of Science," sociologist Robert K. Merton identified universalism as a foundational principle of the scientific enterprise, one that distinguishes science from other competing systems of knowing. According to Merton and Storer's formulation (Merton and Storer, 1973, p. 270), universalism holds that the evaluation of scientific contributions "is not to depend on the personal or social attributes of their protagonist; his race, nationality, religion, class, and personal qualities are as such irrelevant." The value of universalism is manifested perhaps most concretely in the practice of double-blind peer review, wherein the identities of both those making scientific claims and those evaluating them are obscured from one another (Bornmann, 2011). While scholars have long observed that adherence to the principle of universalism is far from universal (Mulkay, 1976; Cole, 1992; Long and Fox, 1995), the growing availability of large-scale databases is creating opportunities for unprecedented insight into processes of scientific evaluation (Teplitskiy et al., 2018; Dondio et al., 2019; Lane et al., 2021), including the barriers that inhibit objective assessments. Recent literature in particular has raised considerable concern about the role of gender in scientific evaluation (Moss-Racusin et al., 2012; Reuben et al., 2014; Oliveira et al., 2019; Card et al., 2020a).


Overcoming the Paradox of Certified Training with Gaussian Smoothing

arXiv.org Artificial Intelligence

Training neural networks with high certified accuracy against adversarial examples remains an open problem despite significant efforts. While certification methods can effectively leverage tight convex relaxations for bound computation, in training, these methods perform worse than looser relaxations. Prior work hypothesized that this is caused by the discontinuity and perturbation sensitivity of the loss surface induced by these tighter relaxations. In this work, we show theoretically that Gaussian Loss Smoothing can alleviate both issues. We confirm this empirically by proposing a certified training method combining PGPE, an algorithm computing gradients of a smoothed loss, with different convex relaxations. When using this training method, we observe that tighter bounds indeed lead to strictly better networks. While scaling PGPE training remains challenging due to high computational cost, we show that by using a not theoretically sound, yet much cheaper smoothing approximation, we obtain better certified accuracies than state-of-the-art methods when training on the same network architecture. Our results clearly demonstrate the promise of Gaussian Loss Smoothing for training certifiably robust neural networks.


Scalable Dual Coordinate Descent for Kernel Methods

arXiv.org Machine Learning

Dual Coordinate Descent (DCD) and Block Dual Coordinate Descent (BDCD) are important iterative methods for solving convex optimization problems. In this work, we develop scalable DCD and BDCD methods for the kernel support vector machines (K-SVM) and kernel ridge regression (K-RR) problems. On distributed-memory parallel machines the scalability of these methods is limited by the need to communicate every iteration. On modern hardware where communication is orders of magnitude more expensive, the running time of the DCD and BDCD methods is dominated by communication cost. We address this communication bottleneck by deriving $s$-step variants of DCD and BDCD for solving the K-SVM and K-RR problems, respectively. The $s$-step variants reduce the frequency of communication by a tunable factor of $s$ at the expense of additional bandwidth and computation. The $s$-step variants compute the same solution as the existing methods in exact arithmetic. We perform numerical experiments to illustrate that the $s$-step variants are also numerically stable in finite-arithmetic, even for large values of $s$. We perform theoretical analysis to bound the computation and communication costs of the newly designed variants, up to leading order. Finally, we develop high performance implementations written in C and MPI and present scaling experiments performed on a Cray EX cluster. The new $s$-step variants achieved strong scaling speedups of up to $9.8\times$ over existing methods using up to $512$ cores.


Treatment of Statistical Estimation Problems in Randomized Smoothing for Adversarial Robustness

arXiv.org Machine Learning

Randomized smoothing is a popular certified defense against adversarial attacks. In its essence, we need to solve a problem of statistical estimation which is usually very time-consuming since we need to perform numerous (usually $10^5$) forward passes of the classifier for every point to be certified. In this paper, we review the statistical estimation problems for randomized smoothing to find out if the computational burden is necessary. In particular, we consider the (standard) task of adversarial robustness where we need to decide if a point is robust at a certain radius or not using as few samples as possible while maintaining statistical guarantees. We present estimation procedures employing confidence sequences enjoying the same statistical guarantees as the standard methods, with the optimal sample complexities for the estimation task and empirically demonstrate their good performance. Additionally, we provide a randomized version of Clopper-Pearson confidence intervals resulting in strictly stronger certificates.