Government
Adversarial Attacks on Data Attribution
Wang, Xinhe, Hu, Pingbang, Deng, Junwei, Ma, Jiaqi W.
Data attribution aims to quantify the contribution of individual training data points to the outputs of an AI model, which has been used to measure the value of training data and compensate data providers. Given the impact on financial decisions and compensation mechanisms, a critical question arises concerning the adversarial robustness of data attribution methods. However, there has been little to no systematic research addressing this issue. In this work, we aim to bridge this gap by detailing a threat model with clear assumptions about the adversary's goal and capabilities, and by proposing principled adversarial attack methods on data attribution. We present two such methods, Shadow Attack and Outlier Attack, both of which generate manipulated datasets to adversarially inflate the compensation. The Shadow Attack leverages knowledge about the data distribution in the AI applications, and derives adversarial perturbations through "shadow training", a technique commonly used in membership inference attacks. In contrast, the Outlier Attack does not assume any knowledge about the data distribution and relies solely on black-box queries to the target model's predictions. It exploits an inductive bias present in many data attribution methods - outlier data points are more likely to be influential - and employs adversarial examples to generate manipulated datasets. Empirically, in image classification and text generation tasks, the Shadow Attack can inflate the data-attribution-based compensation by at least 200%, while the Outlier Attack achieves compensation inflation ranging from 185% to as much as 643%.
Predicting Critical Heat Flux with Uncertainty Quantification and Domain Generalization Using Conditional Variational Autoencoders and Deep Neural Networks
Alsafadi, Farah, Furlong, Aidan, Wu, Xu
Deep generative models (DGMs) have proven to be powerful in generating realistic data samples. Their capability to learn the underlying distribution of a dataset enable them to generate synthetic data samples that closely resemble the original training dataset, thus addressing the challenge of data scarcity. In this work, we investigated the capabilities of DGMs by developing a conditional variational autoencoder (CVAE) model to augment the critical heat flux (CHF) measurement data that was used to generate the 2006 Groeneveld lookup table. To determine how this approach compared to traditional methods, a fine-tuned deep neural network (DNN) regression model was created and evaluated with the same dataset. Both the CVAE and DNN models achieved small mean absolute relative errors, with the CVAE model maintaining more favorable results. To quantify the uncertainty in the model's predictions, uncertainty quantification (UQ) was performed with repeated sampling of the CVAE model and ensembling of the DNN model. Following UQ, the DNN ensemble notably improved performance when compared to the baseline DNN model, while the CVAE model achieved similar results to its non-UQ results. The CVAE model was shown to have significantly less variability and a higher confidence after assessment of the prediction-wise relative standard deviations. Evaluating domain generalization, both models achieved small mean error values when predicting both inside and outside the training domain, with predictions outside the training domain showing slightly larger errors. Overall, the CVAE model was comparable to the DNN regression model in predicting CHF values but with better uncertainty behavior.
Advancing Machine Learning for Stellar Activity and Exoplanet Period Rotation
Hesar, Fatemeh Fazel, Foing, Bernard, Heras, Ana M., Raouf, Mojtaba, Foing, Victoria, Javanmardi, Shima, Verbeek, Fons J.
This study applied machine learning models to estimate stellar rotation periods from corrected light curve data obtained by the NASA Kepler mission. Traditional methods often struggle to estimate rotation periods accurately due to noise and variability in the light curve data. The workflow involved using initial period estimates from the LS-Periodogram and Transit Least Squares techniques, followed by splitting the data into training, validation, and testing sets. We employed several machine learning algorithms, including Decision Tree, Random Forest, K-Nearest Neighbors, and Gradient Boosting, and also utilized a Voting Ensemble approach to improve prediction accuracy and robustness. The analysis included data from multiple Kepler IDs, providing detailed metrics on orbital periods and planet radii. Performance evaluation showed that the Voting Ensemble model yielded the most accurate results, with an RMSE approximately 50\% lower than the Decision Tree model and 17\% better than the K-Nearest Neighbors model. The Random Forest model performed comparably to the Voting Ensemble, indicating high accuracy. In contrast, the Gradient Boosting model exhibited a worse RMSE compared to the other approaches. Comparisons of the predicted rotation periods to the photometric reference periods showed close alignment, suggesting the machine learning models achieved high prediction accuracy. The results indicate that machine learning, particularly ensemble methods, can effectively solve the problem of accurately estimating stellar rotation periods, with significant implications for advancing the study of exoplanets and stellar astrophysics.
K-Fold Causal BART for CATE Estimation
Souto, Hugo Gobato, Neto, Francisco Louzada
This research aims to propose and evaluate a novel model named K-Fold Causal Bayesian Additive Regression Trees (K-Fold Causal BART) for improved estimation of Average Treatment Effects (ATE) and Conditional Average Treatment Effects (CATE). The study employs synthetic and semi-synthetic datasets, including the widely recognized Infant Health and Development Program (IHDP) benchmark dataset, to validate the model's performance. Despite promising results in synthetic scenarios, the IHDP dataset reveals that the proposed model is not state-of-the-art for ATE and CATE estimation. Nonetheless, the research provides several novel insights: 1. The ps-BART model is likely the preferred choice for CATE and ATE estimation due to better generalization compared to the other benchmark models - including the Bayesian Causal Forest (BCF) model, which is considered by many the current best model for CATE estimation, 2. The BCF model's performance deteriorates significantly with increasing treatment effect heterogeneity, while the ps-BART model remains robust, 3. Models tend to be overconfident in CATE uncertainty quantification when treatment effect heterogeneity is low, 4. A second K-Fold method is unnecessary for avoiding overfitting in CATE estimation, as it adds computational costs without improving performance, 5. Detailed analysis reveals the importance of understanding dataset characteristics and using nuanced evaluation methods, 6. The conclusion of Curth et al. (2021) that indirect strategies for CATE estimation are superior for the IHDP dataset is contradicted by the results of this research. These findings challenge existing assumptions and suggest directions for future research to enhance causal inference methodologies.
ExDDI: Explaining Drug-Drug Interaction Predictions with Natural Language
Sun, Zhaoyue, Li, Jiazheng, Pergola, Gabriele, He, Yulan
Predicting unknown drug-drug interactions (DDIs) is crucial for improving medication safety. Previous efforts in DDI prediction have typically focused on binary classification or predicting DDI categories, with the absence of explanatory insights that could enhance trust in these predictions. In this work, we propose to generate natural language explanations for DDI predictions, enabling the model to reveal the underlying pharmacodynamics and pharmacokinetics mechanisms simultaneously as making the prediction. To do this, we have collected DDI explanations from DDInter and DrugBank and developed various models for extensive experiments and analysis. Our models can provide accurate explanations for unknown DDIs between known drugs. This paper contributes new tools to the field of DDI prediction and lays a solid foundation for further research on generating explanations for DDI predictions.
FairHome: A Fair Housing and Fair Lending Dataset
Bagalkotkar, Anusha, Karmakar, Aveek, Arnson, Gabriel, Linda, Ondrej
We present a Fair Housing and Fair Lending dataset (FairHome): A dataset with around 75,000 examples across 9 protected categories. To the best of our knowledge, FairHome is the first publicly available dataset labeled with binary labels for compliance risk in the housing domain. We demonstrate the usefulness and effectiveness of such a dataset by training a classifier and using it to detect potential violations when using a large language model (LLM) in the context of real-estate transactions. We benchmark the trained classifier against state-of-the-art LLMs including GPT-3.5, GPT-4, LLaMA-3, and Mistral Large in both zero-shot and fewshot contexts. Our classifier outperformed with an F1-score of 0.91, underscoring the effectiveness of our dataset. WARNING: Some of the examples included in the paper are not polite, in so far as they reveal bias that might feel discriminatory to the readers.
Identifying the sources of ideological bias in GPT models through linguistic variation in output
Walker, Christina, Timoneda, Joan C.
Extant work shows that generative AI models such as GPT-3.5 and 4 perpetuate social stereotypes and biases. One concerning but less explored source of bias is ideology. Do GPT models take ideological stances on politically sensitive topics? In this article, we provide an original approach to identifying ideological bias in generative models, showing that bias can stem from both the training data and the filtering algorithm. We leverage linguistic variation in countries with contrasting political attitudes to evaluate bias in average GPT responses to sensitive political topics in those languages. First, we find that GPT output is more conservative in languages that map well onto conservative societies (i.e., Polish), and more liberal in languages used uniquely in liberal societies (i.e., Swedish). This result provides strong evidence of training data bias in GPT models. Second, differences across languages observed in GPT-3.5 persist in GPT-4, even though GPT-4 is significantly more liberal due to OpenAI's filtering policy. Our main takeaway is that generative model training must focus on high-quality, curated datasets to reduce bias, even if it entails a compromise in training data size. Filtering responses after training only introduces new biases and does not remove the underlying training biases.
Contrastive Federated Learning with Tabular Data Silos
Ginanjar, Achmad, Li, Xue, Hua, Wen
Learning from data silos is a difficult task for organizations that need to obtain knowledge of objects that appeared in multiple independent data silos. Objects in multi-organizations, such as government agents, are referred by different identifiers, such as driver license, passport number, and tax file number. The data distributions in data silos are mostly non-IID (Independently and Identically Distributed), labelless, and vertically partitioned (i.e., having different attributes). Privacy concerns harden the above issues. Conditions inhibit enthusiasm for collaborative work. While Federated Learning (FL) has been proposed to address these issues, the difficulty of labeling, namely, label costliness, often hinders optimal model performance. A potential solution lies in contrastive learning, an unsupervised self-learning technique to represent semantic data by contrasting similar data pairs. However, contrastive learning is currently not designed to handle tabular data silos that existed within multiple organizations where data linkage by quasi identifiers are needed. To address these challenges, we propose using semi-supervised contrastive federated learning, which we refer to as Contrastive Federated Learning with Data Silos (CFL). Our approach tackles the aforementioned issues with an integrated solution. Our experimental results demonstrate that CFL outperforms current methods in addressing these challenges and providing improvements in accuracy. Additionally, we present positive results that showcase the advantages of our contrastive federated learning approach in complex client environments.
SynMorph: Generating Synthetic Face Morphing Dataset with Mated Samples
Zhang, Haoyu, Ramachandra, Raghavendra, Raja, Kiran, Busch, Christoph
Abstract--Face morphing attack detection (MAD) algorithms have become essential to overcome the vulnerability of face recognition systems. To solve the lack of large-scale and public-available datasets due to privacy concerns and restrictions, in this work we propose a new method to generate a synthetic face morphing dataset with 2450 identities and more than 100k morphs. The proposed synthetic face morphing dataset is unique for its high-quality samples, different types of morphing algorithms, and the generalization for both single and differential morphing attack detection algorithms. For experiments, we apply face image quality assessment and vulnerability analysis to evaluate the proposed synthetic face morphing dataset from the perspective of biometric sample quality and morphing attack potential on face recognition systems. The results are benchmarked with an existing SOTA synthetic dataset and a representative non-synthetic and indicate improvement compared with the SOTA. Additionally, we design different protocols and study the applicability of using the proposed synthetic dataset on training morphing attack detection algorithms. Nonetheless, with the improvement develop generalized and robust MAD algorithms and testing of FRS in generalization and the development datasets to evaluate and benchmark existing algorithms of image manipulation techniques, it is also shown that from different developers. However, due to privacy regulations, FRS is vulnerable to various types of attacks [2] [3]. Hence, face samples are considered sensitive data, which it is essential to develop corresponding attack detection makes it challenging to collect the dataset on a large scale algorithms to protect the FRS from potential attacks.
Instruct-SkillMix: A Powerful Pipeline for LLM Instruction Tuning
Kaur, Simran, Park, Simon, Goyal, Anirudh, Arora, Sanjeev
We introduce Instruct-SkillMix, an automated approach for creating diverse, high quality SFT data. The Instruct-SkillMix pipeline involves two stages, each leveraging an existing powerful LLM: (1) Skill extraction: uses the LLM to extract core "skills" for instruction-following, either from existing datasets, or by directly prompting the model; (2) Data generation: uses the powerful LLM to generate (instruction, response) data that exhibit a randomly chosen pair of these skills. Here, the use of random skill combinations promotes diversity and difficulty. Vanilla SFT (i.e., no PPO, DPO, or RL methods) on data generated from Instruct-SkillMix leads to strong gains on instruction following benchmarks such as AlpacaEval 2.0, MT-Bench, and WildBench. With just $4$K examples, LLaMA-3-8B-Base achieves 42.76% length-controlled win rate on AlpacaEval 2.0. To our knowledge, this achieves state-of-the-art performance among all models that have only undergone SFT (no RL methods) and competes with proprietary models such as Claude 3 Opus and LLaMA-3.1-405B-Instruct. Ablation studies also suggest plausible reasons for why creating open instruction-tuning datasets via naive crowd-sourcing has proved difficult. Introducing low quality answers ("shirkers") in $20\%$ of Instruct-SkillMix examples causes performance to plummet, sometimes catastrophically. The Instruct-SkillMix pipeline is flexible and is adaptable to other settings.