Government
Natural Language Processing for the Legal Domain: A Survey of Tasks, Datasets, Models, and Challenges
Ariai, Farid, Demartini, Gianluca
Natural Language Processing is revolutionizing the way legal professionals and laypersons operate in the legal field. The considerable potential for Natural Language Processing in the legal sector, especially in developing computational tools for various legal processes, has captured the interest of researchers for years. This survey follows the Preferred Reporting Items for Systematic Reviews and Meta-Analyses framework, reviewing 148 studies, with a final selection of 127 after manual filtering. It explores foundational concepts related to Natural Language Processing in the legal domain, illustrating the unique aspects and challenges of processing legal texts, such as extensive document length, complex language, and limited open legal datasets. We provide an overview of Natural Language Processing tasks specific to legal text, such as Legal Document Summarization, legal Named Entity Recognition, Legal Question Answering, Legal Text Classification, and Legal Judgment Prediction. In the section on legal Language Models, we analyze both developed Language Models and approaches for adapting general Language Models to the legal domain. Additionally, we identify 15 Open Research Challenges, including bias in Artificial Intelligence applications, the need for more robust and interpretable models, and improving explainability to handle the complexities of legal language and reasoning.
Schema-Guided Culture-Aware Complex Event Simulation with Multi-Agent Role-Play
Li, Sha, Reddy, Revanth Gangi, Nguyen, Khanh Duy, Wang, Qingyun, Fung, May, Han, Chi, Han, Jiawei, Natarajan, Kartik, Voss, Clare R., Ji, Heng
Complex news events, such as natural disasters and socio-political conflicts, require swift responses from the government and society. Relying on historical events to project the future is insufficient as such events are sparse and do not cover all possible conditions and nuanced situations. Simulation of these complex events can help better prepare and reduce the negative impact. We develop a controllable complex news event simulator guided by both the event schema representing domain knowledge about the scenario and user-provided assumptions representing case-specific conditions. As event dynamics depend on the fine-grained social and cultural context, we further introduce a geo-diverse commonsense and cultural norm-aware knowledge enhancement component. To enhance the coherence of the simulation, apart from the global timeline of events, we take an agent-based approach to simulate the individual character states, plans, and actions. By incorporating the schema and cultural norms, our generated simulations achieve much higher coherence and appropriateness and are received favorably by participants from a humanitarian assistance organization.
A Random Matrix Theory Perspective on the Spectrum of Learned Features and Asymptotic Generalization Capabilities
Dandi, Yatin, Pesce, Luca, Cui, Hugo, Krzakala, Florent, Lu, Yue M., Loureiro, Bruno
A key property of neural networks is their capacity of adapting to data during training. Yet, our current mathematical understanding of feature learning and its relationship to generalization remain limited. In this work, we provide a random matrix analysis of how fully-connected two-layer neural networks adapt to the target function after a single, but aggressive, gradient descent step. We rigorously establish the equivalence between the updated features and an isotropic spiked random feature model, in the limit of large batch size. For the latter model, we derive a deterministic equivalent description of the feature empirical covariance matrix in terms of certain low-dimensional operators. This allows us to sharply characterize the impact of training in the asymptotic feature spectrum, and in particular, provides a theoretical grounding for how the tails of the feature spectrum modify with training. The deterministic equivalent further yields the exact asymptotic generalization error, shedding light on the mechanisms behind its improvement in the presence of feature learning. Our result goes beyond standard random matrix ensembles, and therefore we believe it is of independent technical interest. Different from previous work, our result holds in the challenging maximal learning rate regime, is fully rigorous and allows for finitely supported second layer initialization, which turns out to be crucial for studying the functional expressivity of the learned features. This provides a sharp description of the impact of feature learning in the generalization of two-layer neural networks, beyond the random features and lazy training regimes.
Less Discriminatory Alternative and Interpretable XGBoost Framework for Binary Classification
Pangia, Andrew, Sudjianto, Agus, Zhang, Aijun, Khan, Taufiquar
Fair lending practices and model interpretability are crucial concerns in the financial industry, especially given the increasing use of complex machine learning models. In response to the Consumer Financial Protection Bureau's (CFPB) requirement to protect consumers against unlawful discrimination, we introduce LDA-XGB1, a novel less discriminatory alternative (LDA) machine learning model for fair and interpretable binary classification. LDA-XGB1 is developed through biobjective optimization that balances accuracy and fairness, with both objectives formulated using binning and information value. It leverages the predictive power and computational efficiency of XGBoost while ensuring inherent model interpretability, including the enforcement of monotonic constraints. We evaluate LDA-XGB1 on two datasets: SimuCredit, a simulated credit approval dataset, and COMPAS, a real-world recidivism prediction dataset. Our results demonstrate that LDA-XGB1 achieves an effective balance between predictive accuracy, fairness, and interpretability, often outperforming traditional fair lending models. This approach equips financial institutions with a powerful tool to meet regulatory requirements for fair lending while maintaining the advantages of advanced machine learning techniques.
Grasping the Essentials: Tailoring Large Language Models for Zero-Shot Relation Extraction
Zhou, Sizhe, Meng, Yu, Jin, Bowen, Han, Jiawei
Relation extraction (RE) aims to identify semantic relationships between entities within text. Despite considerable advancements, existing models predominantly require extensive annotated training data, which is both costly and labor-intensive to collect. Moreover, these models often struggle to adapt to new or unseen relations. Few-shot learning, aiming to lessen annotation demands, typically provides incomplete and biased supervision for target relations, leading to degraded and unstable performance. To accurately and explicitly describe relation semantics while minimizing annotation demands, we explore the definition only zero-shot RE setting where only relation definitions expressed in natural language are used to train a RE model. We introduce REPaL, comprising three stages: (1) We leverage large language models (LLMs) to generate initial seed instances from relation definitions and an unlabeled corpus. (2) We fine-tune a bidirectional Small Language Model (SLM) with initial seeds to learn relations for the target domain. (3) We expand pattern coverage and mitigate bias from initial seeds by integrating feedback from the SLM's predictions on the unlabeled corpus and the synthesis history. To accomplish this, we leverage the multi-turn conversation ability of LLMs to generate new instances in follow-up dialogues, informed by both the feedback and synthesis history. Studies reveal that definition-oriented seed synthesis enhances pattern coverage whereas indiscriminately increasing seed quantity leads to performance saturation. Experiments on two datasets show REPaL significantly improved cost-effective zero-shot performance by large margins.
GADT: Enhancing Transferable Adversarial Attacks through Gradient-guided Adversarial Data Transformation
Ma, Yating, Xu, Xiaogang, Fang, Liming, Liu, Zhe
Current Transferable Adversarial Examples (TAE) are primarily generated by adding Adversarial Noise (AN). Recent studies emphasize the importance of optimizing Data Augmentation (DA) parameters along with AN, which poses a greater threat to real-world AI applications. However, existing DA-based strategies often struggle to find optimal solutions due to the challenging DA search procedure without proper guidance. In this work, we propose a novel DA-based attack algorithm, GADT. GADT identifies suitable DA parameters through iterative antagonism and uses posterior estimates to update AN based on these parameters. We uniquely employ a differentiable DA operation library to identify adversarial DA parameters and introduce a new loss function as a metric during DA optimization. This loss term enhances adversarial effects while preserving the original image content, maintaining attack crypticity. Extensive experiments on public datasets with various networks demonstrate that GADT can be integrated with existing transferable attack methods, updating their DA parameters effectively while retaining their AN formulation strategies. Furthermore, GADT can be utilized in other black-box attack scenarios, e.g., query-based attacks, offering a new avenue to enhance attacks on real-world AI applications in both research and industrial contexts.
Perturbation-based Graph Active Learning for Weakly-Supervised Belief Representation Learning
Sun, Dachun, Wang, Ruijie, Li, Jinning, Han, Ruipeng, Liu, Xinyi, Lyu, You, Abdelzaher, Tarek
This paper addresses the problem of optimizing the allocation of labeling resources for semi-supervised belief representation learning in social networks. The objective is to strategically identify valuable messages on social media graphs that are worth labeling within a constrained budget, ultimately maximizing the task's performance. Despite the progress in unsupervised or semi-supervised methods in advancing belief and ideology representation learning on social networks and the remarkable efficacy of graph learning techniques, the availability of high-quality curated labeled social data can greatly benefit and further improve performances. Consequently, allocating labeling efforts is a critical research problem in scenarios where labeling resources are limited. This paper proposes a graph data augmentation-inspired perturbation-based active learning strategy (PerbALGraph) that progressively selects messages for labeling according to an automatic estimator, obviating human guidance. This estimator is based on the principle that messages in the network that exhibit heightened sensitivity to structural features of the observational data indicate landmark quality that significantly influences semi-supervision processes. We design the estimator to be the prediction variance under a set of designed graph perturbations, which is model-agnostic and application-independent. Extensive experiment results demonstrate the effectiveness of the proposed strategy for belief representation learning tasks.
BanTH: A Multi-label Hate Speech Detection Dataset for Transliterated Bangla
Haider, Fabiha, Shifat, Fariha Tanjim, Ishmam, Md Farhan, Barua, Deeparghya Dutta, Sourove, Md Sakib Ul Rahman, Fahim, Md, Alam, Md Farhad
The proliferation of transliterated texts in digital spaces has emphasized the need for detecting and classifying hate speech in languages beyond English, particularly in low-resource languages. As online discourse can perpetuate discrimination based on target groups, e.g. gender, religion, and origin, multi-label classification of hateful content can help in comprehending hate motivation and enhance content moderation. While previous efforts have focused on monolingual or binary hate classification tasks, no work has yet addressed the challenge of multi-label hate speech classification in transliterated Bangla. We introduce BanTH, the first multi-label transliterated Bangla hate speech dataset comprising 37.3k samples. The samples are sourced from YouTube comments, where each instance is labeled with one or more target groups, reflecting the regional demographic. We establish novel transformer encoder-based baselines by further pre-training on transliterated Bangla corpus. We also propose a novel translation-based LLM prompting strategy for transliterated text. Experiments reveal that our further pre-trained encoders are achieving state-of-the-art performance on the BanTH dataset, while our translation-based prompting outperforms other strategies in the zero-shot setting. The introduction of BanTH not only fills a critical gap in hate speech research for Bangla but also sets the stage for future exploration into code-mixed and multi-label classification challenges in underrepresented languages.
Integrating Large Language Models with Internet of Things Applications
Zong, Mingyu, Hekmati, Arvin, Guastalla, Michael, Li, Yiyi, Krishnamachari, Bhaskar
This paper identifies and analyzes applications in which Large Language Models (LLMs) can make Internet of Things (IoT) networks more intelligent and responsive through three case studies from critical topics: DDoS attack detection, macroprogramming over IoT systems, and sensor data processing. Our results reveal that the GPT model under few-shot learning achieves 87.6% detection accuracy, whereas the fine-tuned GPT increases the value to 94.9%. Given a macroprogramming framework, the GPT model is capable of writing scripts using high-level functions from the framework to handle possible incidents. Moreover, the GPT model shows efficacy in processing a vast amount of sensor data by offering fast and high-quality responses, which comprise expected results and summarized insights. Overall, the model demonstrates its potential to power a natural language interface. We hope that researchers will find these case studies inspiring to develop further.
Large Language Models Reflect the Ideology of their Creators
Buyl, Maarten, Rogiers, Alexander, Noels, Sander, Dominguez-Catena, Iris, Heiter, Edith, Romero, Raphael, Johary, Iman, Mara, Alexandru-Cristian, Lijffijt, Jefrey, De Bie, Tijl
Large language models (LLMs) are trained on vast amounts of data to generate natural language, enabling them to perform tasks like text summarization and question answering. These models have become popular in artificial intelligence (AI) assistants like ChatGPT and already play an influential role in how humans access information. However, the behavior of LLMs varies depending on their design, training, and use. In this paper, we uncover notable diversity in the ideological stance exhibited across different LLMs and languages in which they are accessed. We do this by prompting a diverse panel of popular LLMs to describe a large number of prominent and controversial personalities from recent world history, both in English and in Chinese. By identifying and analyzing moral assessments reflected in the generated descriptions, we find consistent normative differences between how the same LLM responds in Chinese compared to English. Similarly, we identify normative disagreements between Western and non-Western LLMs about prominent actors in geopolitical conflicts. Furthermore, popularly hypothesized disparities in political goals among Western models are reflected in significant normative differences related to inclusion, social inequality, and political scandals. Our results show that the ideological stance of an LLM often reflects the worldview of its creators. This raises important concerns around technological and regulatory efforts with the stated aim of making LLMs ideologically `unbiased', and it poses risks for political instrumentalization.