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Promoting User Data Autonomy During the Dissolution of a Monopolistic Firm

arXiv.org Artificial Intelligence

The deployment of AI in consumer products is currently focused on the use of so-called foundation models, large neural networks pre-trained on massive corpora of digital records. This emphasis on scaling up datasets and pre-training computation raises the risk of further consolidating the industry, and enabling monopolistic (or oligopolistic) behavior. Judges and regulators seeking to improve market competition may employ various remedies. This paper explores dissolution -- the breaking up of a monopolistic entity into smaller firms -- as one such remedy, focusing in particular on the technical challenges and opportunities involved in the breaking up of large models and datasets. We show how the framework of Conscious Data Contribution can enable user autonomy during under dissolution. Through a simulation study, we explore how fine-tuning and the phenomenon of "catastrophic forgetting" could actually prove beneficial as a type of machine unlearning that allows users to specify which data they want used for what purposes.


Procurement Auctions via Approximately Optimal Submodular Optimization

arXiv.org Artificial Intelligence

We study procurement auctions, where an auctioneer seeks to acquire services from strategic sellers with private costs. The quality of services is measured by a submodular function known to the auctioneer. Our goal is to design computationally efficient procurement auctions that (approximately) maximize the difference between the quality of the acquired services and the total cost of the sellers, while ensuring incentive compatibility (IC), individual rationality (IR) for sellers, and non-negative surplus (NAS) for the auctioneer. Our contributions are twofold: (i) we provide an improved analysis of existing algorithms for non-positive submodular function maximization, and (ii) we design efficient frameworks that transform submodular optimization algorithms into mechanisms that are IC, IR, NAS, and approximation-preserving. These frameworks apply to both the offline setting, where all sellers' bids and services are available simultaneously, and the online setting, where sellers arrive in an adversarial order, requiring the auctioneer to make irrevocable decisions. We also explore whether state-of-the-art submodular optimization algorithms can be converted into descending auctions in adversarial settings, where the schedule of descending prices is determined by an adversary. We show that a submodular optimization algorithm satisfying bi-criteria $(1/2, 1)$-approximation in welfare can be effectively adapted to a descending auction. Additionally, we establish a connection between descending auctions and online submodular optimization. Finally, we demonstrate the practical applications of our frameworks by instantiating them with state-of-the-art submodular optimization algorithms and empirically comparing their welfare performance on publicly available datasets with thousands of sellers.


SoK: A Systems Perspective on Compound AI Threats and Countermeasures

arXiv.org Artificial Intelligence

Large language models (LLMs) used across enterprises often use proprietary models and operate on sensitive inputs and data. The wide range of attack vectors identified in prior research - targeting various software and hardware components used in training and inference - makes it extremely challenging to enforce confidentiality and integrity policies. As we advance towards constructing compound AI inference pipelines that integrate multiple large language models (LLMs), the attack surfaces expand significantly. Attackers now focus on the AI algorithms as well as the software and hardware components associated with these systems. While current research often examines these elements in isolation, we find that combining cross-layer attack observations can enable powerful end-to-end attacks with minimal assumptions about the threat model. Given, the sheer number of existing attacks at each layer, we need a holistic and systemized understanding of different attack vectors at each layer. This SoK discusses different software and hardware attacks applicable to compound AI systems and demonstrates how combining multiple attack mechanisms can reduce the threat model assumptions required for an isolated attack. Next, we systematize the ML attacks in lines with the Mitre Att&ck framework to better position each attack based on the threat model. Finally, we outline the existing countermeasures for both software and hardware layers and discuss the necessity of a comprehensive defense strategy to enable the secure and high-performance deployment of compound AI systems.


VideoAutoArena: An Automated Arena for Evaluating Large Multimodal Models in Video Analysis through User Simulation

arXiv.org Artificial Intelligence

Large multimodal models (LMMs) with advanced video analysis capabilities have recently garnered significant attention. However, most evaluations rely on traditional methods like multiple-choice questions in benchmarks such as VideoMME and LongVideoBench, which are prone to lack the depth needed to capture the complex demands of real-world users. To address this limitation-and due to the prohibitive cost and slow pace of human annotation for video tasks-we introduce VideoAutoArena, an arena-style benchmark inspired by LMSYS Chatbot Arena's framework, designed to automatically assess LMMs' video analysis abilities. VideoAutoArena utilizes user simulation to generate open-ended, adaptive questions that rigorously assess model performance in video understanding. The benchmark features an automated, scalable evaluation framework, incorporating a modified ELO Rating System for fair and continuous comparisons across multiple LMMs. To validate our automated judging system, we construct a 'gold standard' using a carefully curated subset of human annotations, demonstrating that our arena strongly aligns with human judgment while maintaining scalability. Additionally, we introduce a fault-driven evolution strategy, progressively increasing question complexity to push models toward handling more challenging video analysis scenarios. Experimental results demonstrate that VideoAutoArena effectively differentiates among state-of-the-art LMMs, providing insights into model strengths and areas for improvement. To further streamline our evaluation, we introduce VideoAutoBench as an auxiliary benchmark, where human annotators label winners in a subset of VideoAutoArena battles. We use GPT-4o as a judge to compare responses against these human-validated answers. Together, VideoAutoArena and VideoAutoBench offer a cost-effective, and scalable framework for evaluating LMMs in user-centric video analysis.


Existential Conversations with Large Language Models: Content, Community, and Culture

arXiv.org Artificial Intelligence

Contemporary conversational AI systems based on large language models (LLMs) can engage users on a wide variety of topics, including philosophy, spirituality, and religion. Suitably prompted, LLMs can be coaxed into discussing such existentially significant matters as their own putative consciousness and the role of artificial intelligence in the fate of the Cosmos. Here we examine two lengthy conversations of this type. We trace likely sources, both ancient and modern, for the extensive repertoire of images, myths, metaphors, and conceptual esoterica that the language model draws on during these conversations, and foreground the contemporary communities and cultural movements that deploy related motifs, especially in their online activity. Finally, we consider the larger societal impacts of such engagements with LLMs.


MecQaBot: A Modular Robot Sensing and Wireless Mechatronics Framework for Education and Research

arXiv.org Artificial Intelligence

We introduce MecQaBot, an open-source, affordable, and modular autonomous mobile robotics framework developed for education and research at Macquarie University, School of Engineering, since 2019. This platform aims to provide students and researchers with an accessible means for exploring autonomous robotics and fostering hands-on learning and innovation. Over the five years, the platform has engaged more than 240 undergraduate and postgraduate students across various engineering disciplines. The framework addresses the growing need for practical robotics training in response to the expanding robotics field and its increasing relevance in industry and academia. The platform facilitates teaching critical concepts in sensing, programming, hardware-software integration, and autonomy within real-world contexts, igniting student interest and engagement. We describe the design and evolution of the MecQaBot framework and the underlying principles of scalability and flexibility, which are keys to its success. Complete documentation: https://github.com/AliceJames-1/MecQaBot


Neon: News Entity-Interaction Extraction for Enhanced Question Answering

arXiv.org Artificial Intelligence

Capturing fresh information in near real-time and using it to augment existing large language models (LLMs) is essential to generate up-to-date, grounded, and reliable output. This problem becomes particularly challenging when LLMs are used for informational tasks in rapidly evolving fields, such as Web search related to recent or unfolding events involving entities, where generating temporally relevant responses requires access to up-to-the-hour news sources. However, the information modeled by the parametric memory of LLMs is often outdated, and Web results from prototypical retrieval systems may fail to capture the latest relevant information and struggle to handle conflicting reports in evolving news. To address this challenge, we present the NEON framework, designed to extract emerging entity interactions -- such as events or activities -- as described in news articles. NEON constructs an entity-centric timestamped knowledge graph that captures such interactions, thereby facilitating enhanced QA capabilities related to news events. Our framework innovates by integrating open Information Extraction (openIE) style tuples into LLMs to enable in-context retrieval-augmented generation. This integration demonstrates substantial improvements in QA performance when tackling temporal, entity-centric search queries. Through NEON, LLMs can deliver more accurate, reliable, and up-to-date responses.


Chat Bankman-Fried: an Exploration of LLM Alignment in Finance

arXiv.org Artificial Intelligence

Advancements in large language models (LLMs) have renewed concerns about AI alignment - the consistency between human and AI goals and values. As various jurisdictions enact legislation on AI safety, the concept of alignment must be defined and measured across different domains. This paper proposes an experimental framework to assess whether LLMs adhere to ethical and legal standards in the relatively unexplored context of finance. We prompt nine LLMs to impersonate the CEO of a financial institution and test their willingness to misuse customer assets to repay outstanding corporate debt. Beginning with a baseline configuration, we adjust preferences, incentives and constraints, analyzing the impact of each adjustment with logistic regression. Our findings reveal significant heterogeneity in the baseline propensity for unethical behavior of LLMs. Factors such as risk aversion, profit expectations, and regulatory environment consistently influence misalignment in ways predicted by economic theory, although the magnitude of these effects varies across LLMs. This paper highlights both the benefits and limitations of simulation-based, ex post safety testing. While it can inform financial authorities and institutions aiming to ensure LLM safety, there is a clear trade-off between generality and cost.


Multi-Modal Forecaster: Jointly Predicting Time Series and Textual Data

arXiv.org Artificial Intelligence

Current forecasting approaches are largely unimodal and ignore the rich textual data that often accompany the time series due to lack of well-curated multimodal benchmark dataset. In this work, we develop TimeText Corpus (TTC), a carefully curated, time-aligned text and time dataset for multimodal forecasting. Our dataset is composed of sequences of numbers and text aligned to timestamps, and includes data from two different domains: climate science and healthcare. Our data is a significant contribution to the rare selection of available multimodal datasets. We also propose the Hybrid Multi-Modal Forecaster (Hybrid-MMF), a multimodal LLM that jointly forecasts both text and time series data using shared embeddings. However, contrary to our expectations, our Hybrid-MMF model does not outperform existing baselines in our experiments. This negative result highlights the challenges inherent in multimodal forecasting. Deep learning has become the predominant method in forecasting large-scale time series Zhou et al. (2022); Wang et al. (2022); Woo et al. (2023), but most existing methods consider time series as a single data modality. In practice, time series data do not exist in isolation and there are rich text meta-data available.


Securing Healthcare with Deep Learning: A CNN-Based Model for medical IoT Threat Detection

arXiv.org Artificial Intelligence

The increasing integration of the Internet of Medical Things (IoMT) into healthcare systems has significantly enhanced patient care but has also introduced critical cybersecurity challenges. This paper presents a novel approach based on Convolutional Neural Networks (CNNs) for detecting cyberattacks within IoMT environments. Unlike previous studies that predominantly utilized traditional machine learning (ML) models or simpler Deep Neural Networks (DNNs), the proposed model leverages the capabilities of CNNs to effectively analyze the temporal characteristics of network traffic data. Trained and evaluated on the CICIoMT2024 dataset, which comprises 18 distinct types of cyberattacks across a range of IoMT devices, the proposed CNN model demonstrates superior performance compared to previous state-of-the-art methods, achieving a perfect accuracy of 99% in binary, categorical, and multiclass classification tasks. This performance surpasses that of conventional ML models such as Logistic Regression, AdaBoost, DNNs, and Random Forests. These findings highlight the potential of CNNs to substantially improve IoMT cybersecurity, thereby ensuring the protection and integrity of connected healthcare systems.