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Computational Analysis of Climate Policy

arXiv.org Artificial Intelligence

This thesis explores the impact of the Climate Emergency movement on local government climate policy, using computational methods. The Climate Emergency movement sought to accelerate climate action at local government level through the mechanism of Climate Emergency Declarations (CEDs), resulting in a series of commitments from councils to treat climate change as an emergency. With the aim of assessing the potential of current large language models to answer complex policy questions, I first built and configured a system named PALLM (Policy Analysis with a Large Language Model), using the OpenAI model GPT-4. This system is designed to apply a conceptual framework for climate emergency response plans to a dataset of climate policy documents. I validated the performance of this system with the help of local government policymakers, by generating analyses of the climate policies of 11 local governments in Victoria and assessing the policymakers' level of agreement with PALLM's responses. Having established that PALLM's performance is satisfactory, I used it to conduct a large-scale analysis of current policy documents from local governments in the state of Victoria, Australia. This thesis presents the methodology and results of this analysis, comparing the results for councils which have passed a CED to those which did not. This study finds that GPT-4 is capable of high-level policy analysis, with limitations including a lack of reliable attribution, and can also enable more nuanced analysis by researchers. Its use in this research shows that councils which have passed a CED are more likely to have a recent and climate-specific policy, and show more attention to urgency, prioritisation, and equity and social justice, than councils which have not. It concludes that the ability to assess policy documents at scale opens up exciting new opportunities for policy researchers.


LegiGPT: Party Politics and Transport Policy with Large Language Model

arXiv.org Artificial Intelligence

Given the significant influence of lawmakers' political ideologies on legislative decision-making, analyzing their impact on transportation-related policymaking is of critical importance. This study introduces a novel framework that integrates a large language model (LLM) with explainable artificial intelligence (XAI) to analyze transportation-related legislative proposals. Legislative bill data from South Korea's 21st National Assembly were used to identify key factors shaping transportation policymaking. These include political affiliations and sponsor characteristics. The LLM was employed to classify transportation-related bill proposals through a stepwise filtering process based on keywords, sentences, and contextual relevance. XAI techniques were then applied to examine the relationships between political party affiliation and associated attributes. The results revealed that the number and proportion of conservative and progressive sponsors, along with district size and electoral population, were critical determinants shaping legislative outcomes. These findings suggest that both parties contributed to bipartisan legislation through different forms of engagement, such as initiating or supporting proposals. This integrated approach offers a valuable tool for understanding legislative dynamics and guiding future policy development, with broader implications for infrastructure planning and governance.


Probing Quantum Spin Systems with Kolmogorov-Arnold Neural Network Quantum States

arXiv.org Artificial Intelligence

Neural Quantum States (NQS) are a class of variational wave functions parametrized by neural networks (NNs) to study quantum many-body systems. In this work, we propose \texttt{SineKAN}, a NQS \textit{ansatz} based on Kolmogorov-Arnold Networks (KANs), to represent quantum mechanical wave functions as nested univariate functions. We show that \texttt{SineKAN} wavefunction with learnable sinusoidal activation functions can capture the ground state energies, fidelities and various correlation functions of the one dimensional Transverse-Field Ising model, Anisotropic Heisenberg model, and Antiferromagnetic $J_{1}-J_{2}$ model with different chain lengths. In our study of the $J_1-J_2$ model with $L=100$ sites, we find that the \texttt{SineKAN} model outperforms several previously explored neural quantum state \textit{ansรคtze}, including Restricted Boltzmann Machines (RBMs), Long Short-Term Memory models (LSTMs), and Multi-layer Perceptrons (MLP) \textit{a.k.a.} Feed Forward Neural Networks, when compared to the results obtained from the Density Matrix Renormalization Group (DMRG) algorithm. We find that \texttt{SineKAN} models can be trained to high precisions and accuracies with minimal computational costs.


ScienceMeter: Tracking Scientific Knowledge Updates in Language Models

arXiv.org Artificial Intelligence

Large Language Models (LLMs) are increasingly used to support scientific research, but their knowledge of scientific advancements can quickly become outdated. We introduce ScienceMeter, a new framework for evaluating scientific knowledge update methods over scientific knowledge spanning the past, present, and future. ScienceMeter defines three metrics: knowledge preservation, the extent to which models' understanding of previously learned papers are preserved; knowledge acquisition, how well scientific claims from newly introduced papers are acquired; and knowledge projection, the ability of the updated model to anticipate or generalize to related scientific claims that may emerge in the future. Using ScienceMeter, we examine the scientific knowledge of LLMs on claim judgment and generation tasks across a curated dataset of 15,444 scientific papers and 30,888 scientific claims from ten domains including medicine, biology, materials science, and computer science. We evaluate five representative knowledge update approaches including training- and inference-time methods. With extensive experiments, we find that the best-performing knowledge update methods can preserve only 85.9% of existing knowledge, acquire 71.7% of new knowledge, and project 37.7% of future knowledge. Inference-based methods work for larger models, whereas smaller models require training to achieve comparable performance. Cross-domain analysis reveals that performance on these objectives is correlated. Even when applying on specialized scientific LLMs, existing knowledge update methods fail to achieve these objectives collectively, underscoring that developing robust scientific knowledge update mechanisms is both crucial and challenging.


AI Awareness

arXiv.org Artificial Intelligence

Recent breakthroughs in artificial intelligence (AI) have brought about increasingly capable systems that demonstrate remarkable abilities in reasoning, language understanding, and problem-solving. These advancements have prompted a renewed examination of AI awareness not as a philosophical question of consciousness, but as a measurable, functional capacity. AI awareness is a double-edged sword: it improves general capabilities, i.e., reasoning, safety, while also raising concerns around misalignment and societal risks, demanding careful oversight as AI capabilities grow. In this review, we explore the emerging landscape of AI awareness, which includes metacognition (the ability to represent and reason about its own cognitive state), self-awareness (recognizing its own identity, knowledge, limitations, inter alia), social awareness (modeling the knowledge, intentions, and behaviors of other agents and social norms), and situational awareness (assessing and responding to the context in which it operates). First, we draw on insights from cognitive science, psychology, and computational theory to trace the theoretical foundations of awareness and examine how the four distinct forms of AI awareness manifest in state-of-the-art AI. Next, we systematically analyze current evaluation methods and empirical findings to better understand these manifestations. Building on this, we explore how AI awareness is closely linked to AI capabilities, demonstrating that more aware AI agents tend to exhibit higher levels of intelligent behaviors. Finally, we discuss the risks associated with AI awareness, including key topics in AI safety, alignment, and broader ethical concerns.


EXPERT: An Explainable Image Captioning Evaluation Metric with Structured Explanations

arXiv.org Artificial Intelligence

Recent advances in large language models and vision-language models have led to growing interest in explainable evaluation metrics for image captioning. However, these metrics generate explanations without standardized criteria, and the overall quality of the generated explanations remains unverified. In this paper, we propose EXPERT, a reference-free evaluation metric that provides structured explanations based on three fundamental criteria: fluency, relevance, and descriptiveness. By constructing large-scale datasets of high-quality structured explanations, we develop a two-stage evaluation template to effectively supervise a vision-language model for both scoring and explanation generation. EXPERT achieves state-of-the-art results on benchmark datasets while providing significantly higher-quality explanations than existing metrics, as validated through comprehensive human evaluation. Our code and datasets are available at https://github.com/hjkim811/EXPERT.


STCLocker: Deadlock Avoidance Testing for Autonomous Driving Systems

arXiv.org Artificial Intelligence

Autonomous Driving System (ADS) testing is essential to ensure the safety and reliability of autonomous vehicles (AVs) before deployment. However, existing techniques primarily focus on evaluating ADS functionalities in single-AV settings. As ADSs are increasingly deployed in multi-AV traffic, it becomes crucial to assess their cooperative performance, particularly regarding deadlocks, a fundamental coordination failure in which multiple AVs enter a circular waiting state indefinitely, resulting in motion planning failures. Despite its importance, the cooperative capability of ADSs to prevent deadlocks remains insufficiently underexplored. To address this gap, we propose the first dedicated Spatio-Temporal Conflict-Guided Deadlock Avoidance Testing technique, STCLocker, for generating DeadLock Scenarios (DLSs), where a group of AVs controlled by the ADS under test are in a circular wait state. STCLocker consists of three key components: Deadlock Oracle, Conflict Feedback, and Conflict-aware Scenario Generation. Deadlock Oracle provides a reliable black-box mechanism for detecting deadlock cycles among multiple AVs within a given scenario. Conflict Feedback and Conflict-aware Scenario Generation collaborate to actively guide AVs into simultaneous competition over spatial conflict resources (i.e., shared passing regions) and temporal competitive behaviors (i.e., reaching the conflict region at the same time), thereby increasing the effectiveness of generating conflict-prone deadlocks. We evaluate STCLocker on two types of ADSs: Roach, an end-to-end ADS, and OpenCDA, a module-based ADS supporting cooperative communication. Experimental results show that, on average, STCLocker generates more DLS than the best-performing baseline.


AI Risk-Management Standards Profile for General-Purpose AI (GPAI) and Foundation Models

arXiv.org Artificial Intelligence

Increasingly multi-purpose AI models, such as cutting-edge large language models or other 'general-purpose AI' (GPAI) models, 'foundation models,' generative AI models, and 'frontier models' (typically all referred to hereafter with the umbrella term 'GPAI/foundation models' except where greater specificity is needed), can provide many beneficial capabilities but also risks of adverse events with profound consequences. This document provides risk-management practices or controls for identifying, analyzing, and mitigating risks of GPAI/foundation models. We intend this document primarily for developers of large-scale, state-of-the-art GPAI/foundation models; others that can benefit from this guidance include downstream developers of end-use applications that build on a GPAI/foundation model. This document facilitates conformity with or use of leading AI risk management-related standards, adapting and building on the generic voluntary guidance in the NIST AI Risk Management Framework and ISO/IEC 23894, with a focus on the unique issues faced by developers of GPAI/foundation models.


LibVulnWatch: A Deep Assessment Agent System and Leaderboard for Uncovering Hidden Vulnerabilities in Open-Source AI Libraries

arXiv.org Artificial Intelligence

Open-source AI libraries are foundational to modern AI systems, yet they present significant, underexamined risks spanning security, licensing, maintenance, supply chain integrity, and regulatory compliance. We introduce LibVulnWatch, a system that leverages recent advances in large language models and agentic workflows to perform deep, evidence-based evaluations of these libraries. Built on a graph-based orchestration of specialized agents, the framework extracts, verifies, and quantifies risk using information from repositories, documentation, and vulnerability databases. LibVulnWatch produces reproducible, governance-aligned scores across five critical domains, publishing results to a public leaderboard for ongoing ecosystem monitoring. Applied to 20 widely used libraries, including ML frameworks, LLM inference engines, and agent orchestration tools, our approach covers up to 88% of OpenSSF Scorecard checks while surfacing up to 19 additional risks per library, such as critical RCE vulnerabilities, missing SBOMs, and regulatory gaps. By integrating advanced language technologies with the practical demands of software risk assessment, this work demonstrates a scalable, transparent mechanism for continuous supply chain evaluation and informed library selection.


Attestable Audits: Verifiable AI Safety Benchmarks Using Trusted Execution Environments

arXiv.org Artificial Intelligence

Benchmarks are important measures to evaluate safety and compliance of AI models at scale. However, they typically do not offer verifiable results and lack confidentiality for model IP and benchmark datasets. We propose Attestable Audits, which run inside Trusted Execution Environments and enable users to verify interaction with a compliant AI model. Our work protects sensitive data even when model provider and auditor do not trust each other. This addresses verification challenges raised in recent AI governance frameworks. We build a prototype demonstrating feasibility on typical audit benchmarks against Llama-3.1.