Government
TechOps: Technical Documentation Templates for the AI Act
Lucaj, Laura, Loosley, Alex, Jonsson, Hakan, Gasser, Urs, van der Smagt, Patrick
Operationalizing the EU AI Act requires clear technical documentation to ensure AI systems are transparent, traceable, and accountable. Existing documentation templates for AI systems do not fully cover the entire AI lifecycle while meeting the technical documentation requirements of the AI Act. This paper addresses those shortcomings by introducing open-source templates and examples for documenting data, models, and applications to provide sufficient documentation for certifying compliance with the AI Act. These templates track the system's status over the entire AI lifecycle, ensuring traceability, reproducibility, and compliance with the AI Act. They also promote discoverability and collaboration, reduce risks, and align with best practices in AI documentation and governance. The templates are evaluated and refined based on user feedback to enable insights into their usability and implementabil-ity. We then validate the approach on real-world scenarios, providing examples that further guide their implementation: the data template is followed to document a skin tones dataset created to support fairness evaluations of downstream computer vision models and human-centric applications; the model template is followed to document a neural network for segmenting human silhouettes in photos. The application template is tested on a system deployed for construction site safety using real-time video analytics and sensor data. Our results show that TechOps can serve as a practical tool to enable oversight for regulatory compliance and responsible AI development.
A Dual-Axis Taxonomy of Knowledge Editing for LLMs: From Mechanisms to Functions
Salehoof, Amir Mohammad, Ramezani, Ali, Yaghoobzadeh, Yadollah, Ahmadabadi, Majid Nili
Large language models (LLMs) acquire vast knowledge from large text corpora, but this information can become outdated or inaccurate. Since retraining is computationally expensive, knowledge editing offers an efficient alternative -- modifying internal knowledge without full retraining. These methods aim to update facts precisely while preserving the model's overall capabilities. While existing surveys focus on the mechanism of editing (e.g., parameter changes vs. external memory), they often overlook the function of the knowledge being edited. This survey introduces a novel, complementary function-based taxonomy to provide a more holistic view. We examine how different mechanisms apply to various knowledge types -- factual, temporal, conceptual, commonsense, and social -- highlighting how editing effectiveness depends on the nature of the target knowledge. By organizing our review along these two axes, we map the current landscape, outline the strengths and limitations of existing methods, define the problem formally, survey evaluation tasks and datasets, and conclude with open challenges and future directions.
TopXGen: Topic-Diverse Parallel Data Generation for Low-Resource Machine Translation
Zebaze, Armel, Sagot, Benoรฎt, Bawden, Rachel
LLMs have been shown to perform well in machine translation (MT) with the use of in-context learning (ICL), rivaling supervised models when translating into high-resource languages (HRLs). However, they lag behind when translating into low-resource language (LRLs). Example selection via similarity search and supervised fine-tuning help. However the improvements they give are limited by the size, quality and diversity of existing parallel datasets. A common technique in low-resource MT is synthetic parallel data creation, the most frequent of which is backtranslation, whereby existing target-side texts are automatically translated into the source language. However, this assumes the existence of good quality and relevant target-side texts, which are not readily available for many LRLs. In this paper, we present \textsc{TopXGen}, an LLM-based approach for the generation of high quality and topic-diverse data in multiple LRLs, which can then be backtranslated to produce useful and diverse parallel texts for ICL and fine-tuning. Our intuition is that while LLMs struggle to translate into LRLs, their ability to translate well into HRLs and their multilinguality enable them to generate good quality, natural-sounding target-side texts, which can be translated well into a high-resource source language. We show that \textsc{TopXGen} boosts LLM translation performance during fine-tuning and in-context learning. Code and outputs are available at https://github.com/ArmelRandy/topxgen.
Classifier Language Models: Unifying Sparse Finetuning and Adaptive Tokenization for Specialized Classification Tasks
Krishnan, Adit, Wang, Chu, Kong, Chris
Semantic text classification requires the understanding of the contextual significance of specific tokens rather than surface-level patterns or keywords (as in rule-based or statistical text classification), making large language models (LLMs) well-suited for this task. However, semantic classification applications in industry, like customer intent detection or semantic role labeling, tend to be highly specialized. They require annotation by domain experts in contrast to general-purpose corpora for pretraining. Further, they typically require high inference throughputs which limits the model size from latency and cost perspectives. Thus, for a range of specialized classification tasks, the preferred solution is to develop customized classifiers by finetuning smaller language models (e.g., mini-encoders, small language models). In this work, we develop a token-driven sparse finetuning strategy to adapt small language models to specialized classification tasks. We identify and finetune a small sensitive subset of model parameters by leveraging task-specific token constructs in the finetuning dataset, while leaving most of the pretrained weights unchanged. Unlike adapter approaches such as low rank adaptation (LoRA), we do not introduce additional parameters to the model. Our approach identifies highly relevant semantic tokens (case study in the Appendix) and outperforms end-to-end finetuning, LoRA, layer selection, and prefix tuning on five diverse semantic classification tasks. We achieve greater stability and half the training costs vs. end-to-end finetuning.
Securing Educational LLMs: A Generalised Taxonomy of Attacks on LLMs and DREAD Risk Assessment
Zahid, Farzana, Sewwandi, Anjalika, Brandon, Lee, Kumar, Vimal, Sinha, Roopak
Due to perceptions of efficiency and significant productivity gains, various organisations, including in education, are adopting Large Language Models (LLMs) into their workflows. Educator-facing, learner-facing, and institution-facing LLMs, collectively, Educational Large Language Models (eLLMs), complement and enhance the effectiveness of teaching, learning, and academic operations. However, their integration into an educational setting raises significant cybersecurity concerns. A comprehensive landscape of contemporary attacks on LLMs and their impact on the educational environment is missing. This study presents a generalised taxonomy of fifty attacks on LLMs, which are categorized as attacks targeting either models or their infrastructure. The severity of these attacks is evaluated in the educational sector using the DREAD risk assessment framework. Our risk assessment indicates that token smuggling, adversarial prompts, direct injection, and multi-step jailbreak are critical attacks on eLLMs. The proposed taxonomy, its application in the educational environment, and our risk assessment will help academic and industrial practitioners to build resilient solutions that protect learners and institutions.
Generative AI for Critical Infrastructure in Smart Grids: A Unified Framework for Synthetic Data Generation and Anomaly Detection
In digital substations, security events pose significant challenges to the sustained operation of power systems. To mitigate these challenges, the implementation of robust defense strategies is critically important. A thorough process of anomaly identification and detection in information and communication technology (ICT) frameworks is crucial to ensure secure and reliable communication and coordination between interconnected devices within digital substations. Hence, this paper addresses the critical cybersecurity challenges confronting IEC61850-based digital substations within modern smart grids, where the integration of advanced communication protocols, e.g., generic object-oriented substation event (GOOSE), has enhanced energy management and introduced significant vulnerabilities to cyberattacks. Focusing on the limitations of traditional anomaly detection systems (ADSs) in detecting threats, this research proposes a transformative approach by leveraging generative AI (GenAI) to develop robust ADSs. The primary contributions include the suggested advanced adversarial traffic mutation (AATM) technique to generate synthesized and balanced datasets for GOOSE messages, ensuring protocol compliance and enabling realistic zero-day attack pattern creation to address data scarcity. Then, the implementation of GenAI-based ADSs incorporating the task-oriented dialogue (ToD) processes has been explored for improved detection of attack patterns. Finally, a comparison of the GenAI-based ADS with machine learning (ML)-based ADSs has been implemented to showcase the outperformance of the GenAI-based frameworks considering the AATM-generated GOOSE datasets and standard/advanced performance evaluation metrics.
Hierarchy Entropy Degeneration Explains the Rat Utopia Population Collapse: The Role of Full Visibility and Isolation
Calhoun's Rat Utopia experiments demonstrated a puzzling population trajectory: initial growth, plateau, and eventually a total collapse of the rat population despite abundant resources. This paper proposes a hypothesis that the enclosure's design enabled full visibility of the social hierarchy (pecking order), leading to entropy degeneration: progressive loss of uncertainty in rats' perceived ranks over generations. High initial uncertainty drives engagement in dominance, reproduction, and care; as visibility solidifies the hierarchy over the generations, uncertainty vanishes, nullifying perceived gains from social activities. Simulations reproduce the experimental arc which rely on a game theoretic matrix that is parameterized by the uncertainty (entropy) in the hierarchy which changes over rat generations.
When the Domain Expert Has No Time and the LLM Developer Has No Clinical Expertise: Real-World Lessons from LLM Co-Design in a Safety-Net Hospital
Kothari, Avni, Vossler, Patrick, Digitale, Jean, Forouzannia, Mohammad, Rosenberg, Elise, Lee, Michele, Bryant, Jennee, Molina, Melanie, Marks, James, Zier, Lucas, Feng, Jean
Large language models (LLMs) have the potential to address social and behavioral determinants of health by transforming labor intensive workflows in resource-constrained settings. Creating LLM-based applications that serve the needs of underserved communities requires a deep understanding of their local context, but it is often the case that neither LLMs nor their developers possess this local expertise, and the experts in these communities often face severe time/resource constraints. This creates a disconnect: how can one engage in meaningful co-design of an LLM-based application for an under-resourced community when the communication channel between the LLM developer and domain expert is constrained? We explored this question through a real-world case study, in which our data science team sought to partner with social workers at a safety net hospital to build an LLM application that summarizes patients' social needs. Whereas prior works focus on the challenge of prompt tuning, we found that the most critical challenge in this setting is the careful and precise specification of \what information to surface to providers so that the LLM application is accurate, comprehensive, and verifiable. Here we present a novel co-design framework for settings with limited access to domain experts, in which the summary generation task is first decomposed into individually-optimizable attributes and then each attribute is efficiently refined and validated through a multi-tier cascading approach.
Algorithmic Fairness amid Social Determinants: Reflection, Characterization, and Approach
Tang, Zeyu, London, Alex John, Kasirzadeh, Atoosa, Koyejo, Sanmi, Spirtes, Peter, Zhang, Kun
Social determinants are variables that, while not directly pertaining to any specific individual, capture key aspects of contexts and environments that have direct causal influences on certain attributes of an individual. Previous algorithmic fairness literature has primarily focused on sensitive attributes, often overlooking the role of social determinants. Our paper addresses this gap by introducing formal and quantitative rigor into a space that has been shaped largely by qualitative proposals regarding the use of social determinants. To demonstrate theoretical perspectives and practical applicability, we examine a concrete setting of college admissions, using region as a proxy for social determinants. Our approach leverages a region-based analysis with Gamma distribution parameterization to model how social determinants impact individual outcomes. Despite its simplicity, our method quantitatively recovers findings that resonate with nuanced insights in previous qualitative debates, that are often missed by existing algorithmic fairness approaches. Our findings suggest that mitigation strategies centering solely around sensitive attributes may introduce new structural injustice when addressing existing discrimination. Considering both sensitive attributes and social determinants facilitates a more comprehensive explication of benefits and burdens experienced by individuals from diverse demographic backgrounds as well as contextual environments, which is essential for understanding and achieving fairness effectively and transparently.
EU Digital Regulation and Guatemala: AI, 5G, and Cybersecurity
The paper examines how EU rules in AI, 5G, and cybersecurity operate as transnational governance and shape policy in Guatemala. It outlines the AI Act's risk approach, the 5G Action Plan and Security Toolbox, and the cybersecurity regime built on ENISA, NIS2, the Cybersecurity Act, and the Cyber Resilience Act. It traces extraterritorial channels such as the Brussels effect, private standards, supply chain clauses, and data transfer controls. Guatemala specific impacts include SME compliance costs, procurement limits, environmental trade-offs in rollout, rights risks, and capacity gaps. The paper maps current national measures and proposes five guardrails: digital constitutionalism, green IT duties, third country impact assessment, standards co-design, and recognition of regulatory diversity.