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Ground(less) Truth: A Causal Framework for Proxy Labels in Human-Algorithm Decision-Making

arXiv.org Artificial Intelligence

A growing literature on human-AI decision-making investigates strategies for combining human judgment with statistical models to improve decision-making. Research in this area often evaluates proposed improvements to models, interfaces, or workflows by demonstrating improved predictive performance on "ground truth" labels. However, this practice overlooks a key difference between human judgments and model predictions. Whereas humans reason about broader phenomena of interest in a decision -- including latent constructs that are not directly observable, such as disease status, the "toxicity" of online comments, or future "job performance" -- predictive models target proxy labels that are readily available in existing datasets. Predictive models' reliance on simplistic proxies makes them vulnerable to various sources of statistical bias. In this paper, we identify five sources of target variable bias that can impact the validity of proxy labels in human-AI decision-making tasks. We develop a causal framework to disentangle the relationship between each bias and clarify which are of concern in specific human-AI decision-making tasks. We demonstrate how our framework can be used to articulate implicit assumptions made in prior modeling work, and we recommend evaluation strategies for verifying whether these assumptions hold in practice. We then leverage our framework to re-examine the designs of prior human subjects experiments that investigate human-AI decision-making, finding that only a small fraction of studies examine factors related to target variable bias. We conclude by discussing opportunities to better address target variable bias in future research.


Unified Modeling of Multi-Talker Overlapped Speech Recognition and Diarization with a Sidecar Separator

arXiv.org Artificial Intelligence

Multi-talker overlapped speech poses a significant challenge for speech recognition and diarization. Recent research indicated that these two tasks are inter-dependent and complementary, motivating us to explore a unified modeling method to address them in the context of overlapped speech. A recent study proposed a cost-effective method to convert a single-talker automatic speech recognition (ASR) system into a multi-talker one, by inserting a Sidecar separator into the frozen well-trained ASR model. Extending on this, we incorporate a diarization branch into the Sidecar, allowing for unified modeling of both ASR and diarization with a negligible overhead of only 768 parameters. The proposed method yields better ASR results compared to the baseline on LibriMix and LibriSpeechMix datasets. Moreover, without sophisticated customization on the diarization task, our method achieves acceptable diarization results on the two-speaker subset of CALLHOME with only a few adaptation steps.


Self-Refine: Iterative Refinement with Self-Feedback

arXiv.org Artificial Intelligence

Like humans, large language models (LLMs) do not always generate the best output on their first try. Motivated by how humans refine their written text, we introduce Self-Refine, an approach for improving initial outputs from LLMs through iterative feedback and refinement. The main idea is to generate an initial output using an LLMs; then, the same LLMs provides feedback for its output and uses it to refine itself, iteratively. Self-Refine does not require any supervised training data, additional training, or reinforcement learning, and instead uses a single LLM as the generator, refiner, and feedback provider. We evaluate Self-Refine across 7 diverse tasks, ranging from dialog response generation to mathematical reasoning, using state-of-the-art (GPT-3.5, ChatGPT, and GPT-4) LLMs. Across all evaluated tasks, outputs generated with Self-Refine are preferred by humans and automatic metrics over those generated with the same LLM using conventional one-step generation, improving by ~20% absolute on average in task performance. Our work demonstrates that even state-of-the-art LLMs like GPT-4 can be further improved at test time using our simple, standalone approach.


UFO: Unified Fact Obtaining for Commonsense Question Answering

arXiv.org Artificial Intelligence

Leveraging external knowledge to enhance the reasoning ability is crucial for commonsense question answering. However, the existing knowledge bases heavily rely on manual annotation which unavoidably causes deficiency in coverage of world-wide commonsense knowledge. Accordingly, the knowledge bases fail to be flexible enough to support the reasoning over diverse questions. Recently, large-scale language models (LLMs) have dramatically improved the intelligence in capturing and leveraging knowledge, which opens up a new way to address the issue of eliciting knowledge from language models. We propose a Unified Facts Obtaining (UFO) approach. UFO turns LLMs into knowledge sources and produces relevant facts (knowledge statements) for the given question. We first develop a unified prompt consisting of demonstrations that cover different aspects of commonsense and different question styles. On this basis, we instruct the LLMs to generate question-related supporting facts for various commonsense questions via prompting. After facts generation, we apply a dense retrieval-based fact selection strategy to choose the best-matched fact. This kind of facts will be fed into the answer inference model along with the question. Notably, due to the design of unified prompts, UFO can support reasoning in various commonsense aspects (including general commonsense, scientific commonsense, and social commonsense). Extensive experiments on CommonsenseQA 2.0, OpenBookQA, QASC, and Social IQA benchmarks show that UFO significantly improves the performance of the inference model and outperforms manually constructed knowledge sources.


On the Learnability of Multilabel Ranking

arXiv.org Artificial Intelligence

Multilabel ranking is a central task in machine learning. However, the most fundamental question of learnability in a multilabel ranking setting with relevance-score feedback remains unanswered. In this work, we characterize the learnability of multilabel ranking problems in both batch and online settings for a large family of ranking losses. Along the way, we give two equivalence classes of ranking losses based on learnability that capture most, if not all, losses used in practice.


Jointprop: Joint Semi-supervised Learning for Entity and Relation Extraction with Heterogeneous Graph-based Propagation

arXiv.org Artificial Intelligence

Semi-supervised learning has been an important approach to address challenges in extracting entities and relations from limited data. However, current semi-supervised works handle the two tasks (i.e., Named Entity Recognition and Relation Extraction) separately and ignore the cross-correlation of entity and relation instances as well as the existence of similar instances across unlabeled data. To alleviate the issues, we propose Jointprop, a Heterogeneous Graph-based Propagation framework for joint semi-supervised entity and relation extraction, which captures the global structure information between individual tasks and exploits interactions within unlabeled data. Specifically, we construct a unified span-based heterogeneous graph from entity and relation candidates and propagate class labels based on confidence scores. We then employ a propagation learning scheme to leverage the affinities between labelled and unlabeled samples. Experiments on benchmark datasets show that our framework outperforms the state-of-the-art semi-supervised approaches on NER and RE tasks. We show that the joint semi-supervised learning of the two tasks benefits from their codependency and validates the importance of utilizing the shared information between unlabeled data.


Towards a Capability Assessment Model for the Comprehension and Adoption of AI in Organisations

arXiv.org Artificial Intelligence

This article presents a 5-level AI Capability Assessment Model (AI-CAM) and a related AI Capabilities Matrix (AI-CM) to assist practitioners in AI comprehension and adoption. These practical tools were developed with business executives, technologists, and other organisational stakeholders in mind. They are founded on a comprehensive conception of AI compared to those in other AI adoption models and are also open-source artefacts. Thus, the AI-CAM and AI-CM present an accessible resource to help inform organisational decision-makers on the capability requirements for (1) AI-based data analytics use cases based on machine learning technologies; (2) Knowledge representation to engineer and represent data, information and knowledge using semantic technologies; and (3) AI-based solutions that seek to emulate human reasoning and decision-making. The AI-CAM covers the core capability dimensions (business, data, technology, organisation, AI skills, risks, and ethical considerations) required at the five capability maturity levels to achieve optimal use of AI in organisations. The AI-CM details the related individual and team-level capabilities needed to reach each level in organisational AI capability; it, therefore, extends and enriches existing perspectives by introducing knowledge and skills requirements at all levels of an organisation. It posits three levels of AI proficiency: (1) Basic, for operational users who interact with AI and participate in AI adoption; (2) Advanced, for professionals who are charged with comprehending AI and developing related business models and strategies; and (3) Expert, for computer engineers, data scientists, and knowledge engineers participating in the design and implementation of AIbased technologies to support business use cases. In conclusion, the AI-CAM and AI-CM present a valuable resource for practitioners, businesses, and technologists, looking to innovate using AI technologies and maximise the return to their organisations.


On the Impact of Knowledge Distillation for Model Interpretability

arXiv.org Artificial Intelligence

Several recent studies have elucidated why knowledge distillation (KD) improves model performance. However, few have researched the other advantages of KD in addition to its improving model performance. In this study, we have attempted to show that KD enhances the interpretability as well as the accuracy of models. We measured the number of concept detectors identified in network dissection for a quantitative comparison of model interpretability. We attributed the improvement in interpretability to the class-similarity information transferred from the teacher to student models. First, we confirmed the transfer of class-similarity information from the teacher to student model via logit distillation. Then, we analyzed how class-similarity information affects model interpretability in terms of its presence or absence and degree of similarity information. We conducted various quantitative and qualitative experiments and examined the results on different datasets, different KD methods, and according to different measures of interpretability. Our research showed that KD models by large models could be used more reliably in various fields.


ANALOGICAL -- A Novel Benchmark for Long Text Analogy Evaluation in Large Language Models

arXiv.org Artificial Intelligence

Over the past decade, analogies, in the form of word-level analogies, have played a significant role as an intrinsic measure of evaluating the quality of word embedding methods such as word2vec. Modern large language models (LLMs), however, are primarily evaluated on extrinsic measures based on benchmarks such as GLUE and SuperGLUE, and there are only a few investigations on whether LLMs can draw analogies between long texts. In this paper, we present ANALOGICAL, a new benchmark to intrinsically evaluate LLMs across a taxonomy of analogies of long text with six levels of complexity -- (i) word, (ii) word vs. sentence, (iii) syntactic, (iv) negation, (v) entailment, and (vi) metaphor. Using thirteen datasets and three different distance measures, we evaluate the abilities of eight LLMs in identifying analogical pairs in the semantic vector space. Our evaluation finds that it is increasingly challenging for LLMs to identify analogies when going up the analogy taxonomy.


UniTRec: A Unified Text-to-Text Transformer and Joint Contrastive Learning Framework for Text-based Recommendation

arXiv.org Artificial Intelligence

Prior study has shown that pretrained language models (PLM) can boost the performance of text-based recommendation. In contrast to previous works that either use PLM to encode user history as a whole input text, or impose an additional aggregation network to fuse multi-turn history representations, we propose a unified local- and global-attention Transformer encoder to better model two-level contexts of user history. Moreover, conditioned on user history encoded by Transformer encoders, our framework leverages Transformer decoders to estimate the language perplexity of candidate text items, which can serve as a straightforward yet significant contrastive signal for user-item text matching. Based on this, our framework, UniTRec, unifies the contrastive objectives of discriminative matching scores and candidate text perplexity to jointly enhance text-based recommendation. Extensive evaluation shows that UniTRec delivers SOTA performance on three text-based recommendation tasks. Code is available at https://github.com/Veason-silverbullet/UniTRec.