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A Review of Multi-Modal Large Language and Vision Models

arXiv.org Artificial Intelligence

Large Language Models (LLMs) have recently emerged as a focal point of research and application, driven by their unprecedented ability to understand and generate text with human-like quality. Even more recently, LLMs have been extended into multi-modal large language models (MM-LLMs) which extends their capabilities to deal with image, video and audio information, in addition to text. This opens up applications like text-to-video generation, image captioning, text-to-speech, and more and is achieved either by retro-fitting an LLM with multi-modal capabilities, or building a MM-LLM from scratch. This paper provides an extensive review of the current state of those LLMs with multi-modal capabilities as well as the very recent MM-LLMs. It covers the historical development of LLMs especially the advances enabled by transformer-based architectures like OpenAI's GPT series and Google's BERT, as well as the role of attention mechanisms in enhancing model performance. The paper includes coverage of the major and most important of the LLMs and MM-LLMs and also covers the techniques of model tuning, including fine-tuning and prompt engineering, which tailor pre-trained models to specific tasks or domains. Ethical considerations and challenges, such as data bias and model misuse, are also analysed to underscore the importance of responsible AI development and deployment. Finally, we discuss the implications of open-source versus proprietary models in AI research. Through this review, we provide insights into the transformative potential of MM-LLMs in various applications.


Enhancing Trust and Privacy in Distributed Networks: A Comprehensive Survey on Blockchain-based Federated Learning

arXiv.org Artificial Intelligence

While centralized servers pose a risk of being a single point of failure, decentralized approaches like blockchain offer a compelling solution by implementing a consensus mechanism among multiple entities. Merging distributed computing with cryptographic techniques, decentralized technologies introduce a novel computing paradigm. Blockchain ensures secure, transparent, and tamper-proof data management by validating and recording transactions via consensus across network nodes. Federated Learning (FL), as a distributed machine learning framework, enables participants to collaboratively train models while safeguarding data privacy by avoiding direct raw data exchange. Despite the growing interest in decentralized methods, their application in FL remains underexplored. This paper presents a thorough investigation into Blockchain-based FL (BCFL), spotlighting the synergy between blockchain's security features and FL's privacy-preserving model training capabilities. First, we present the taxonomy of BCFL from three aspects, including decentralized, separate networks, and reputation-based architectures. Then, we summarize the general architecture of BCFL systems, providing a comprehensive perspective on FL architectures informed by blockchain. Afterward, we analyze the application of BCFL in healthcare, IoT, and other privacy-sensitive areas. Finally, we identify future research directions of BCFL.


On permutation-invariant neural networks

arXiv.org Machine Learning

Conventional machine learning algorithms have traditionally been designed under the assumption that input data follows a vector-based format, with an emphasis on vector-centric paradigms. However, as the demand for tasks involving set-based inputs has grown, there has been a paradigm shift in the research community towards addressing these challenges. In recent years, the emergence of neural network architectures such as Deep Sets and Transformers has presented a significant advancement in the treatment of set-based data. These architectures are specifically engineered to naturally accommodate sets as input, enabling more effective representation and processing of set structures. Consequently, there has been a surge of research endeavors dedicated to exploring and harnessing the capabilities of these architectures for various tasks involving the approximation of set functions. This comprehensive survey aims to provide an overview of the diverse problem settings and ongoing research efforts pertaining to neural networks that approximate set functions. By delving into the intricacies of these approaches and elucidating the associated challenges, the survey aims to equip readers with a comprehensive understanding of the field. Through this comprehensive perspective, we hope that researchers can gain valuable insights into the potential applications, inherent limitations, and future directions of set-based neural networks. Indeed, from this survey we gain two insights: i) Deep Sets and its variants can be generalized by differences in the aggregation function, and ii) the behavior of Deep Sets is sensitive to the choice of the aggregation function. From these observations, we show that Deep Sets, one of the well-known permutation-invariant neural networks, can be generalized in the sense of a quasi-arithmetic mean.


DELTA: Pre-train a Discriminative Encoder for Legal Case Retrieval via Structural Word Alignment

arXiv.org Artificial Intelligence

Recent research demonstrates the effectiveness of using pre-trained language models for legal case retrieval. Most of the existing works focus on improving the representation ability for the contextualized embedding of the [CLS] token and calculate relevance using textual semantic similarity. However, in the legal domain, textual semantic similarity does not always imply that the cases are relevant enough. Instead, relevance in legal cases primarily depends on the similarity of key facts that impact the final judgment. Without proper treatments, the discriminative ability of learned representations could be limited since legal cases are lengthy and contain numerous non-key facts. To this end, we introduce DELTA, a discriminative model designed for legal case retrieval. The basic idea involves pinpointing key facts in legal cases and pulling the contextualized embedding of the [CLS] token closer to the key facts while pushing away from the non-key facts, which can warm up the case embedding space in an unsupervised manner. To be specific, this study brings the word alignment mechanism to the contextual masked auto-encoder. First, we leverage shallow decoders to create information bottlenecks, aiming to enhance the representation ability. Second, we employ the deep decoder to enable translation between different structures, with the goal of pinpointing key facts to enhance discriminative ability. Comprehensive experiments conducted on publicly available legal benchmarks show that our approach can outperform existing state-of-the-art methods in legal case retrieval. It provides a new perspective on the in-depth understanding and processing of legal case documents.


Attacks, Defenses and Evaluations for LLM Conversation Safety: A Survey

arXiv.org Artificial Intelligence

Large Language Models (LLMs) are now commonplace in conversation applications. However, their risks of misuse for generating harmful responses have raised serious societal concerns and spurred recent research on LLM conversation safety. Therefore, in this survey, we provide a comprehensive overview of recent studies, covering three critical aspects of LLM conversation safety: attacks, defenses, and evaluations. Our goal is to provide a structured summary that enhances understanding of LLM conversation safety and encourages further investigation into this important subject. For easy reference, we have categorized all the studies mentioned in this survey according to our taxonomy, available at: https://github.com/niconi19/LLM-conversation-safety.


MFORT-QA: Multi-hop Few-shot Open Rich Table Question Answering

arXiv.org Artificial Intelligence

In today's fast-paced industry, professionals face the challenge of summarizing a large number of documents and extracting vital information from them on a daily basis. These metrics are frequently hidden away in tables and/or their nested hyperlinks. To address this challenge, the approach of Table Question Answering (QA) has been developed to extract the relevant information. However, traditional Table QA training tasks that provide a table and an answer(s) from a gold cell coordinate(s) for a question may not always ensure extracting the accurate answer(s). Recent advancements in Large Language Models (LLMs) have opened up new possibilities for extracting information from tabular data using prompts. In this paper, we introduce the Multi-hop Few-shot Open Rich Table QA (MFORT-QA) approach, which consists of two major steps. The first step involves Few-Shot Learning (FSL), where relevant tables and associated contexts of hyperlinks are retrieved based on a given question. The retrieved content is then used to construct few-shot prompts as inputs to an LLM, such as ChatGPT. To tackle the challenge of answering complex questions, the second step leverages Chain-of-thought (CoT) prompting to decompose the complex question into a sequential chain of questions and reasoning thoughts in a multi-hop manner. Retrieval-Augmented Generation (RAG) enhances this process by retrieving relevant tables and contexts of hyperlinks that are relevant to the resulting reasoning thoughts and questions. These additional contexts are then used to supplement the prompt used in the first step, resulting in more accurate answers from an LLM. Empirical results from OTT-QA demonstrate that our abstractive QA approach significantly improves the accuracy of extractive Table QA methods.


Fact Checking Beyond Training Set

arXiv.org Artificial Intelligence

Evaluating the veracity of everyday claims is time consuming and in some cases requires domain expertise. We empirically demonstrate that the commonly used fact checking pipeline, known as the retriever-reader, suffers from performance deterioration when it is trained on the labeled data from one domain and used in another domain. Afterwards, we delve into each component of the pipeline and propose novel algorithms to address this problem. We propose an adversarial algorithm to make the retriever component robust against distribution shift. Our core idea is to initially train a bi-encoder on the labeled source data, and then, to adversarially train two separate document and claim encoders using unlabeled target data. We then focus on the reader component and propose to train it such that it is insensitive towards the order of claims and evidence documents. Our empirical evaluations support the hypothesis that such a reader shows a higher robustness against distribution shift. To our knowledge, there is no publicly available multi-topic fact checking dataset. Thus, we propose a simple automatic method to re-purpose two well-known fact checking datasets. We then construct eight fact checking scenarios from these datasets, and compare our model to a set of strong baseline models, including recent domain adaptation models that use GPT4 for generating synthetic data.


PLOT-TAL -- Prompt Learning with Optimal Transport for Few-Shot Temporal Action Localization

arXiv.org Artificial Intelligence

This paper introduces a novel approach to temporal action localization (TAL) in few-shot learning. Our work addresses the inherent limitations of conventional single-prompt learning methods that often lead to overfitting due to the inability to generalize across varying contexts in real-world videos. Recognizing the diversity of camera views, backgrounds, and objects in videos, we propose a multi-prompt learning framework enhanced with optimal transport. This design allows the model to learn a set of diverse prompts for each action, capturing general characteristics more effectively and distributing the representation to mitigate the risk of overfitting. Furthermore, by employing optimal transport theory, we efficiently align these prompts with action features, optimizing for a comprehensive representation that adapts to the multifaceted nature of video data. Our experiments demonstrate significant improvements in action localization accuracy and robustness in few-shot settings on the standard challenging datasets of THUMOS-14 and EpicKitchens100, highlighting the efficacy of our multi-prompt optimal transport approach in overcoming the challenges of conventional few-shot TAL methods.


Quantum Algorithms: A New Frontier in Financial Crime Prevention

arXiv.org Artificial Intelligence

Financial crimes fast proliferation and sophistication require novel approaches that provide robust and effective solutions. This paper explores the potential of quantum algorithms in combating financial crimes. It highlights the advantages of quantum computing by examining traditional and Machine Learning (ML) techniques alongside quantum approaches. The study showcases advanced methodologies such as Quantum Machine Learning (QML) and Quantum Artificial Intelligence (QAI) as powerful solutions for detecting and preventing financial crimes, including money laundering, financial crime detection, cryptocurrency attacks, and market manipulation. These quantum approaches leverage the inherent computational capabilities of quantum computers to overcome limitations faced by classical methods. Furthermore, the paper illustrates how quantum computing can support enhanced financial risk management analysis. Financial institutions can improve their ability to identify and mitigate risks, leading to more robust risk management strategies by exploiting the quantum advantage. This research underscores the transformative impact of quantum algorithms on financial risk management. By embracing quantum technologies, organisations can enhance their capabilities to combat evolving threats and ensure the integrity and stability of financial systems.


Conformal Intent Classification and Clarification for Fast and Accurate Intent Recognition

arXiv.org Artificial Intelligence

We present Conformal Intent Classification and Clarification (CICC), a framework for fast and accurate intent classification for task-oriented dialogue systems. The framework turns heuristic uncertainty scores of any intent classifier into a clarification question that is guaranteed to contain the true intent at a pre-defined confidence level. By disambiguating between a small number of likely intents, the user query can be resolved quickly and accurately. Additionally, we propose to augment the framework for out-of-scope detection. In a comparative evaluation using seven intent recognition datasets we find that CICC generates small clarification questions and is capable of out-of-scope detection. CICC can help practitioners and researchers substantially in improving the user experience of dialogue agents with specific clarification questions.