Overview
Trustworthy, Responsible, and Safe AI: A Comprehensive Architectural Framework for AI Safety with Challenges and Mitigations
Chen, Chen, Liu, Ziyao, Jiang, Weifeng, Goh, Si Qi, Lam, Kwok-Yan
AI Safety is an emerging area of critical importance to the safe adoption and deployment of AI systems. With the rapid proliferation of AI and especially with the recent advancement of Generative AI (or GAI), the technology ecosystem behind the design, development, adoption, and deployment of AI systems has drastically changed, broadening the scope of AI Safety to address impacts on public safety and national security. In this paper, we propose a novel architectural framework for understanding and analyzing AI Safety; defining its characteristics from three perspectives: Trustworthy AI, Responsible AI, and Safe AI. We provide an extensive review of current research and advancements in AI safety from these perspectives, highlighting their key challenges and mitigation approaches. Through examples from state-of-the-art technologies, particularly Large Language Models (LLMs), we present innovative mechanism, methodologies, and techniques for designing and testing AI safety. Our goal is to promote advancement in AI safety research, and ultimately enhance people's trust in digital transformation.
Scores as Actions: a framework of fine-tuning diffusion models by continuous-time reinforcement learning
Zhao, Hanyang, Chen, Haoxian, Zhang, Ji, Yao, David D., Tang, Wenpin
Reinforcement Learning from human feedback (RLHF) has been shown a promising direction for aligning generative models with human intent and has also been explored in recent works for alignment of diffusion generative models. In this work, we provide a rigorous treatment by formulating the task of fine-tuning diffusion models, with reward functions learned from human feedback, as an exploratory continuous-time stochastic control problem. Our key idea lies in treating the score-matching functions as controls/actions, and upon this, we develop a unified framework from a continuous-time perspective, to employ reinforcement learning (RL) algorithms in terms of improving the generation quality of diffusion models. We also develop the corresponding continuous-time RL theory for policy optimization and regularization under assumptions of stochastic different equations driven environment. Experiments on the text-to-image (T2I) generation will be reported in the accompanied paper.
Alignment of Diffusion Models: Fundamentals, Challenges, and Future
Liu, Buhua, Shao, Shitong, Li, Bao, Bai, Lichen, Xu, Zhiqiang, Xiong, Haoyi, Kwok, James, Helal, Sumi, Xie, Zeke
Diffusion models have emerged as the leading paradigm in generative modeling, excelling in various applications. Despite their success, these models often misalign with human intentions, generating outputs that may not match text prompts or possess desired properties. Inspired by the success of alignment in tuning large language models, recent studies have investigated aligning diffusion models with human expectations and preferences. This work mainly reviews alignment of diffusion models, covering advancements in fundamentals of alignment, alignment techniques of diffusion models, preference benchmarks, and evaluation for diffusion models. Moreover, we discuss key perspectives on current challenges and promising future directions on solving the remaining challenges in alignment of diffusion models. To the best of our knowledge, our work is the first comprehensive review paper for researchers and engineers to comprehend, practice, and research alignment of diffusion models.
Global blueprint for regulating military AI proving elusive
Despite growing concerns about the breakneck speed at which the world's armed forces are incorporating artificial intelligence into their weapons and systems, global cooperation in regulating the military use of the cutting-edge technology is proving elusive. The challenges were highlighted on Tuesday, the final day of the Responsible AI in the Military Domain (REAIM) summit in Seoul, as over a third of the 96 participating countries, including military powers such as China, Russia and Israel, refused to back a "blueprint for action" that puts a strong emphasis on human oversight. A total of 60 nations, including the United States and most of its allies, backed the declaration, but there is no guarantee they will adhere to it, experts warned, pointing to its nonbinding nature and the significant military advantages AI provides at a time of growing international tensions.
Transfer Learning Applied to Computer Vision Problems: Survey on Current Progress, Limitations, and Opportunities
Panda, Aaryan, Panigrahi, Damodar, Mitra, Shaswata, Mittal, Sudip, Rahimi, Shahram
The field of Computer Vision (CV) has faced challenges. Initially, it relied on handcrafted features and rule-based algorithms, resulting in limited accuracy. The introduction of machine learning (ML) has brought progress, particularly Transfer Learning (TL), which addresses various CV problems by reusing pre-trained models. TL requires less data and computing while delivering nearly equal accuracy, making it a prominent technique in the CV landscape. Our research focuses on TL development and how CV applications use it to solve real-world problems. We discuss recent developments, limitations, and opportunities.
A Survey of Inverse Constrained Reinforcement Learning: Definitions, Progress and Challenges
Liu, Guiliang, Xu, Sheng, Liu, Shicheng, Gaurav, Ashish, Subramanian, Sriram Ganapathi, Poupart, Pascal
Inverse Constrained Reinforcement Learning (ICRL) is the task of inferring the implicit constraints followed by expert agents from their demonstration data. As an emerging research topic, ICRL has received considerable attention in recent years. This article presents a categorical survey of the latest advances in ICRL. It serves as a comprehensive reference for machine learning researchers and practitioners, as well as starters seeking to comprehend the definitions, advancements, and important challenges in ICRL. We begin by formally defining the problem and outlining the algorithmic framework that facilitates constraint inference across various scenarios. These include deterministic or stochastic environments, environments with limited demonstrations, and multiple agents. For each context, we illustrate the critical challenges and introduce a series of fundamental methods to tackle these issues. This survey encompasses discrete, virtual, and realistic environments for evaluating ICRL agents. We also delve into the most pertinent applications of ICRL, such as autonomous driving, robot control, and sports analytics. To stimulate continuing research, we conclude the survey with a discussion of key unresolved questions in ICRL that can effectively foster a bridge between theoretical understanding and practical industrial applications.
A Survey of Anomaly Detection in In-Vehicle Networks
Özdemir, Övgü, İşyapar, M. Tuğberk, Karagöz, Pınar, Schmidt, Klaus Werner, Demir, Demet, Karagöz, N. Alpay
Modern vehicles are equipped with Electronic Control Units (ECU) that are used for controlling important vehicle functions including safety-critical operations. ECUs exchange information via in-vehicle communication buses, of which the Controller Area Network (CAN bus) is by far the most widespread representative. Problems that may occur in the vehicle's physical parts or malicious attacks may cause anomalies in the CAN traffic, impairing the correct vehicle operation. Therefore, the detection of such anomalies is vital for vehicle safety. This paper reviews the research on anomaly detection for in-vehicle networks, more specifically for the CAN bus. Our main focus is the evaluation of methods used for CAN bus anomaly detection together with the datasets used in such analysis. To provide the reader with a more comprehensive understanding of the subject, we first give a brief review of related studies on time series-based anomaly detection. Then, we conduct an extensive survey of recent deep learning-based techniques as well as conventional techniques for CAN bus anomaly detection. Our comprehensive analysis delves into anomaly detection algorithms employed in in-vehicle networks, specifically focusing on their learning paradigms, inherent strengths, and weaknesses, as well as their efficacy when applied to CAN bus datasets. Lastly, we highlight challenges and open research problems in CAN bus anomaly detection.
Revisiting Static Feature-Based Android Malware Detection
Alam, Md Tanvirul, Bhusal, Dipkamal, Rastogi, Nidhi
The increasing reliance on machine learning (ML) in computer security, particularly for malware classification, has driven significant advancements. However, the replicability and reproducibility of these results are often overlooked, leading to challenges in verifying research findings. This paper highlights critical pitfalls that undermine the validity of ML research in Android malware detection, focusing on dataset and methodological issues. We comprehensively analyze Android malware detection using two datasets and assess offline and continual learning settings with six widely used ML models. Our study reveals that when properly tuned, simpler baseline methods can often outperform more complex models. To address reproducibility challenges, we propose solutions for improving datasets and methodological practices, enabling fairer model comparisons. Additionally, we open-source our code to facilitate malware analysis, making it extensible for new models and datasets. Our paper aims to support future research in Android malware detection and other security domains, enhancing the reliability and reproducibility of published results.
How Mature is Requirements Engineering for AI-based Systems? A Systematic Mapping Study on Practices, Challenges, and Future Research Directions
Habiba, Umm-e-, Haug, Markus, Bogner, Justus, Wagner, Stefan
Artificial intelligence (AI) permeates all fields of life, which resulted in new challenges in requirements engineering for artificial intelligence (RE4AI), e.g., the difficulty in specifying and validating requirements for AI or considering new quality requirements due to emerging ethical implications. It is currently unclear if existing RE methods are sufficient or if new ones are needed to address these challenges. Therefore, our goal is to provide a comprehensive overview of RE4AI to researchers and practitioners. What has been achieved so far, i.e., what practices are available, and what research gaps and challenges still need to be addressed? To achieve this, we conducted a systematic mapping study combining query string search and extensive snowballing. The extracted data was aggregated, and results were synthesized using thematic analysis. Our selection process led to the inclusion of 126 primary studies. Existing RE4AI research focuses mainly on requirements analysis and elicitation, with most practices applied in these areas. Furthermore, we identified requirements specification, explainability, and the gap between machine learning engineers and end-users as the most prevalent challenges, along with a few others. Additionally, we proposed seven potential research directions to address these challenges. Practitioners can use our results to identify and select suitable RE methods for working on their AI-based systems, while researchers can build on the identified gaps and research directions to push the field forward.
Generalization Error Bound for Quantum Machine Learning in NISQ Era -- A Survey
Khanal, Bikram, Rivas, Pablo, Sanjel, Arun, Sooksatra, Korn, Quevedo, Ernesto, Rodriguez, Alejandro
Despite the mounting anticipation for the quantum revolution, the success of Quantum Machine Learning (QML) in the Noisy Intermediate-Scale Quantum (NISQ) era hinges on a largely unexplored factor: the generalization error bound, a cornerstone of robust and reliable machine learning models. Current QML research, while exploring novel algorithms and applications extensively, is predominantly situated in the context of noise-free, ideal quantum computers. However, Quantum Circuit (QC) operations in NISQ-era devices are susceptible to various noise sources and errors. In this article, we conduct a Systematic Mapping Study (SMS) to explore the state-of-the-art generalization bound for supervised QML in NISQ-era and analyze the latest practices in the field. Our study systematically summarizes the existing computational platforms with quantum hardware, datasets, optimization techniques, and the common properties of the bounds found in the literature. We further present the performance accuracy of various approaches in classical benchmark datasets like the MNIST and IRIS datasets. The SMS also highlights the limitations and challenges in QML in the NISQ era and discusses future research directions to advance the field. Using a detailed Boolean operators query in five reliable indexers, we collected 544 papers and filtered them to a small set of 37 relevant articles. This filtration was done following the best practice of SMS with well-defined research questions and inclusion and exclusion criteria.