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The explanation dialogues: an expert focus study to understand requirements towards explanations within the GDPR

arXiv.org Artificial Intelligence

Explainable AI (XAI) provides methods to understand non-interpretable machine learning models. However, we have little knowledge about what legal experts expect from these explanations, including their legal compliance with, and value against European Union legislation. To close this gap, we present the Explanation Dialogues, an expert focus study to uncover the expectations, reasoning, and understanding of legal experts and practitioners towards XAI, with a specific focus on the European General Data Protection Regulation. The study consists of an online questionnaire and follow-up interviews, and is centered around a use-case in the credit domain. We extract both a set of hierarchical and interconnected codes using grounded theory, and present the standpoints of the participating experts towards XAI. We find that the presented explanations are hard to understand and lack information, and discuss issues that can arise from the different interests of the data controller and subject. Finally, we present a set of recommendations for developers of XAI methods, and indications of legal areas of discussion. Among others, recommendations address the presentation, choice, and content of an explanation, technical risks as well as the end-user, while we provide legal pointers to the contestability of explanations, transparency thresholds, intellectual property rights as well as the relationship between involved parties.


Bringing Order Amidst Chaos: On the Role of Artificial Intelligence in Secure Software Engineering

arXiv.org Artificial Intelligence

Context. Developing secure and reliable software remains a key challenge in software engineering (SE). The ever-evolving technological landscape offers both opportunities and threats, creating a dynamic space where chaos and order compete. Secure software engineering (SSE) must continuously address vulnerabilities that endanger software systems and carry broader socio-economic risks, such as compromising critical national infrastructure and causing significant financial losses. Researchers and practitioners have explored methodologies like Static Application Security Testing Tools (SASTTs) and artificial intelligence (AI) approaches, including machine learning (ML) and large language models (LLMs), to detect and mitigate these vulnerabilities. Each method has unique strengths and limitations. Aim. This thesis seeks to bring order to the chaos in SSE by addressing domain-specific differences that impact AI accuracy. Methodology. The research employs a mix of empirical strategies, such as evaluating effort-aware metrics, analyzing SASTTs, conducting method-level analysis, and leveraging evidence-based techniques like systematic dataset reviews. These approaches help characterize vulnerability prediction datasets. Results. Key findings include limitations in static analysis tools for identifying vulnerabilities, gaps in SASTT coverage of vulnerability types, weak relationships among vulnerability severity scores, improved defect prediction accuracy using just-in-time modeling, and threats posed by untouched methods. Conclusions. This thesis highlights the complexity of SSE and the importance of contextual knowledge in improving AI-driven vulnerability and defect prediction. The comprehensive analysis advances effective prediction models, benefiting both researchers and practitioners.


A Systematic Literature Review on Deep Learning-based Depth Estimation in Computer Vision

arXiv.org Artificial Intelligence

Depth estimation (DE) provides spatial information about a scene and enables tasks such as 3D reconstruction, object detection, and scene understanding. Recently, there has been an increasing interest in using deep learning (DL)-based methods for DE. Traditional techniques rely on handcrafted features that often struggle to generalise to diverse scenes and require extensive manual tuning. However, DL models for DE can automatically extract relevant features from input data, adapt to various scene conditions, and generalise well to unseen environments. Numerous DL-based methods have been developed, making it necessary to survey and synthesize the state-of-the-art (SOTA). Previous reviews on DE have mainly focused on either monocular or stereo-based techniques, rather than comprehensively reviewing DE. Furthermore, to the best of our knowledge, there is no systematic literature review (SLR) that comprehensively focuses on DE. Therefore, this SLR study is being conducted. Initially, electronic databases were searched for relevant publications, resulting in 1284 publications. Using defined exclusion and quality criteria, 128 publications were shortlisted and further filtered to select 59 high-quality primary studies. These studies were analysed to extract data and answer defined research questions. Based on the results, DL methods were developed for mainly three different types of DE: monocular, stereo, and multi-view. 20 publicly available datasets were used to train, test, and evaluate DL models for DE, with KITTI, NYU Depth V2, and Make 3D being the most used datasets. 29 evaluation metrics were used to assess the performance of DE. 35 base models were reported in the primary studies, and the top five most-used base models were ResNet-50, ResNet-18, ResNet-101, U-Net, and VGG-16. Finally, the lack of ground truth data was among the most significant challenges reported by primary studies.


Tailored-LLaMA: Optimizing Few-Shot Learning in Pruned LLaMA Models with Task-Specific Prompts

arXiv.org Artificial Intelligence

Large language models demonstrate impressive proficiency in language understanding and generation. Nonetheless, training these models from scratch, even the least complex billion-parameter variant demands significant computational resources rendering it economically impractical for many organizations. With large language models functioning as general-purpose task solvers, this paper investigates their task-specific fine-tuning. We employ task-specific datasets and prompts to fine-tune two pruned LLaMA models having 5 billion and 4 billion parameters. This process utilizes the pre-trained weights and focuses on a subset of weights using the LoRA method. One challenge in fine-tuning the LLaMA model is crafting a precise prompt tailored to the specific task. To address this, we propose a novel approach to fine-tune the LLaMA model under two primary constraints: task specificity and prompt effectiveness. Our approach, Tailored LLaMA initially employs structural pruning to reduce the model sizes from 7B to 5B and 4B parameters. Subsequently, it applies a carefully designed prompt specific to the task and utilizes the LoRA method to accelerate the fine-tuning process. Moreover, fine-tuning a model pruned by 50\% for less than one hour restores the mean accuracy of classification tasks to 95.68\% at a 20\% compression ratio and to 86.54\% at a 50\% compression ratio through few-shot learning with 50 shots. Our validation of Tailored LLaMA on these two pruned variants demonstrates that even when compressed to 50\%, the models maintain over 65\% of the baseline model accuracy in few-shot classification and generation tasks. These findings highlight the efficacy of our tailored approach in maintaining high performance with significantly reduced model sizes.


On the role of Artificial Intelligence methods in modern force-controlled manufacturing robotic tasks

arXiv.org Artificial Intelligence

This position paper explores the integration of Artificial Intelligence (AI) into force-controlled robotic tasks within the scope of advanced manufacturing, a cornerstone of Industry 4.0. AI's role in enhancing robotic manipulators - key drivers in the Fourth Industrial Revolution - is rapidly leading to significant innovations in smart manufacturing. The objective of this article is to frame these innovations in practical force-controlled applications - e.g. deburring, polishing, and assembly tasks like peg-in-hole (PiH) - highlighting their necessity for maintaining high-quality production standards. By reporting on recent AI-based methodologies, this article contrasts them and identifies current challenges to be addressed in future research. The analysis concludes with a perspective on future research directions, emphasizing the need for common performance metrics to validate AI techniques, integration of various enhancements for performance optimization, and the importance of validating them in relevant scenarios. These future directions aim to provide consistency with already adopted approaches, so as to be compatible with manufacturing standards, increasing the relevance of AI-driven methods in both academic and industrial contexts.


Large Language Models for Bioinformatics

arXiv.org Artificial Intelligence

With the rapid advancements in large language model (LLM) technology and the emergence of bioinformatics-specific language models (BioLMs), there is a growing need for a comprehensive analysis of the current landscape, computational characteristics, and diverse applications. This survey aims to address this need by providing a thorough review of BioLMs, focusing on their evolution, classification, and distinguishing features, alongside a detailed examination of training methodologies, datasets, and evaluation frameworks. We explore the wide-ranging applications of BioLMs in critical areas such as disease diagnosis, drug discovery, and vaccine development, highlighting their impact and transformative potential in bioinformatics. We identify key challenges and limitations inherent in BioLMs, including data privacy and security concerns, interpretability issues, biases in training data and model outputs, and domain adaptation complexities. Finally, we highlight emerging trends and future directions, offering valuable insights to guide researchers and clinicians toward advancing BioLMs for increasingly sophisticated biological and clinical applications.


Concerns and Values in Human-Robot Interactions: A Focus on Social Robotics

arXiv.org Artificial Intelligence

Recent advancements in artificial intelligence and robotics are pushing robots from research laboratories into public spaces [60], healthcare facilities [51] and schools [11], as well as private homes. As robots start exhibiting nuanced, multifaceted behaviours, by inhabiting high-stakes environments where their actions have profound social and physical consequences, robots become more and more social agents [8, 2]. As such, they transcend their nature of complex tools and start to pose new ethical challenges, impacting the humans involved in immediate and long-term interactions. Human-robot interaction (HRI) researchers must anticipate and address these ethical concerns. This involves understanding the potential risks and benefits associated with robot interactions and striving to embed ethical principles and values into the design of robotic systems that align with societal norms and values. In social psychology, seminal works such as Schwartz's theory of basic human values [81] have pursued a categorisation of values.


Retrieval-Augmented Generation with Graphs (GraphRAG)

arXiv.org Artificial Intelligence

Retrieval-augmented generation (RAG) is a powerful technique that enhances downstream task execution by retrieving additional information, such as knowledge, skills, and tools from external sources. Graph, by its intrinsic "nodes connected by edges" nature, encodes massive heterogeneous and relational information, making it a golden resource for RAG in tremendous real-world applications. As a result, we have recently witnessed increasing attention on equipping RAG with Graph, i.e., GraphRAG. However, unlike conventional RAG, where the retriever, generator, and external data sources can be uniformly designed in the neural-embedding space, the uniqueness of graph-structured data, such as diverse-formatted and domain-specific relational knowledge, poses unique and significant challenges when designing GraphRAG for different domains. Given the broad applicability, the associated design challenges, and the recent surge in GraphRAG, a systematic and up-to-date survey of its key concepts and techniques is urgently desired. Following this motivation, we present a comprehensive and up-to-date survey on GraphRAG. Our survey first proposes a holistic GraphRAG framework by defining its key components, including query processor, retriever, organizer, generator, and data source. Furthermore, recognizing that graphs in different domains exhibit distinct relational patterns and require dedicated designs, we review GraphRAG techniques uniquely tailored to each domain. Finally, we discuss research challenges and brainstorm directions to inspire cross-disciplinary opportunities.


Risk-averse policies for natural gas futures trading using distributional reinforcement learning

arXiv.org Artificial Intelligence

Financial markets have experienced significant instabilities in recent years, creating unique challenges for trading and increasing interest in risk-averse strategies. Distributional Reinforcement Learning (RL) algorithms, which model the full distribution of returns rather than just expected values, offer a promising approach to managing market uncertainty. This paper investigates this potential by studying the effectiveness of three distributional RL algorithms for natural gas futures trading and exploring their capacity to develop risk-averse policies. Specifically, we analyze the performance and behavior of Categorical Deep Q-Network (C51), Quantile Regression Deep Q-Network (QR-DQN), and Implicit Quantile Network (IQN). To the best of our knowledge, these algorithms have never been applied in a trading context. These policies are compared against five Machine Learning (ML) baselines, using a detailed dataset provided by Predictive Layer SA, a company supplying ML-based strategies for energy trading. The main contributions of this study are as follows. (1) We demonstrate that distributional RL algorithms significantly outperform classical RL methods, with C51 achieving performance improvement of more than 32\%. (2) We show that training C51 and IQN to maximize CVaR produces risk-sensitive policies with adjustable risk aversion. Specifically, our ablation studies reveal that lower CVaR confidence levels increase risk aversion, while higher levels decrease it, offering flexible risk management options. In contrast, QR-DQN shows less predictable behavior. These findings emphasize the potential of distributional RL for developing adaptable, risk-averse trading strategies in volatile markets.


Cluster & Disperse: a general air conflict resolution heuristic using unsupervised learning

arXiv.org Artificial Intelligence

We provide a general and malleable heuristic for the air conflict resolution problem. This heuristic is based on a new neighborhood structure for searching the solution space of trajectories and flight-levels. Using unsupervised learning, the core idea of our heuristic is to cluster the conflict points and disperse them in various flight levels. Our first algorithm is called Cluster & Disperse and in each iteration it assigns the most problematic flights in each cluster to another flight-level. In effect, we shuffle them between the flight-levels until we achieve a well-balanced configuration. The Cluster & Disperse algorithm then uses any horizontal plane conflict resolution algorithm as a subroutine to solve these well-balanced instances. Nevertheless, we develop a novel algorithm for the horizontal plane based on a similar idea. That is we cluster and disperse the conflict points spatially in the same flight level using the gradient descent and a social force. We use a novel maneuver making flights travel on an arc instead of a straight path which is based on the aviation routine of the Radius to Fix legs. Our algorithms can handle a high density of flights within a reasonable computation time. We put their performance in context with some notable algorithms from the literature. Being a general framework, a particular strength of the Cluster & Disperse is its malleability in allowing various constraints regarding the aircraft or the environment to be integrated with ease. This is in contrast to the models for instance based on mixed integer programming.