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Algorithmic Foundations of Empirical X-risk Minimization

arXiv.org Machine Learning

This manuscript introduces a new optimization framework for machine learning and AI, named {\bf empirical X-risk minimization (EXM)}. X-risk is a term introduced to represent a family of compositional measures or objectives, in which each data point is compared with a large number of items explicitly or implicitly for defining a risk function. It includes surrogate objectives of many widely used measures and non-decomposable losses, e.g., AUROC, AUPRC, partial AUROC, NDCG, MAP, precision/recall at top $K$ positions, precision at a certain recall level, listwise losses, p-norm push, top push, global contrastive losses, etc. While these non-decomposable objectives and their optimization algorithms have been studied in the literature of machine learning, computer vision, information retrieval, and etc, optimizing these objectives has encountered some unique challenges for deep learning. In this paper, we present recent rigorous efforts for EXM with a focus on its algorithmic foundations and its applications. We introduce a class of algorithmic techniques for solving EXM with smooth non-convex objectives. We formulate EXM into three special families of non-convex optimization problems belonging to non-convex compositional optimization, non-convex min-max optimization and non-convex bilevel optimization, respectively. For each family of problems, we present some strong baseline algorithms and their complexities, which will motivate further research for improving the existing results. Discussions about the presented results and future studies are given at the end. Efficient algorithms for optimizing a variety of X-risks are implemented in the LibAUC library at \url{www.libauc.org}.


Overview of Current Applications of Large Language Models in Various Medical Specialities

arXiv.org Artificial Intelligence

This paper gives an overview of the latest applications of Large Language Models (LLMs) in the healthcare sector, highlighting their transformative role in enhancing medical care quality. By processing vast amounts of data from diverse medical domains, LLMs have become pivotal in assisting doctors, healthcare providers, and patients. We explore their utilization in various medical specialties, such as cancer diagnostics, dentistry, nephrology, dermatology, etc. The paper includes the LLM methodologies applied in various medical specialties, different data types in the medical domains and the relevant input formatting for LLMs, along with practical use-cases of LLMs in the healthcare domain.


Boosting Stock Price Prediction with Anticipated Macro Policy Changes

arXiv.org Artificial Intelligence

Prediction of stock prices plays a significant role in aiding the decision-making of investors. Considering its importance, a growing literature has emerged trying to forecast stock prices with improved accuracy. In this study, we introduce an innovative approach for forecasting stock prices with greater accuracy. We incorporate external economic environment-related information along with stock prices. In our novel approach, we improve the performance of stock price prediction by taking into account variations due to future expected macroeconomic policy changes as investors adjust their current behavior ahead of time based on expected future macroeconomic policy changes. Furthermore, we incorporate macroeconomic variables along with historical stock prices to make predictions. Results from this strongly support the inclusion of future economic policy changes along with current macroeconomic information. We confirm the supremacy of our method over the conventional approach using several tree-based machine-learning algorithms. Results are strongly conclusive across various machine learning models. Our preferred model outperforms the conventional approach with an RMSE value of 1.61 compared to an RMSE value of 1.75 from the conventional approach.


MalFake: A Multimodal Fake News Identification for Malayalam using Recurrent Neural Networks and VGG-16

arXiv.org Artificial Intelligence

The amount of news being consumed online has substantially expanded in recent years. Fake news has become increasingly common, especially in regional languages like Malayalam, due to the rapid publication and lack of editorial standards on some online sites. Fake news may have a terrible effect on society, causing people to make bad judgments, lose faith in authorities, and even engage in violent behavior. When we take into the context of India, there are many regional languages, and fake news is spreading in every language. Therefore, providing efficient techniques for identifying false information in regional tongues is crucial. Until now, little to no work has been done in Malayalam, extracting features from multiple modalities to classify fake news. Multimodal approaches are more accurate in detecting fake news, as features from multiple modalities are extracted to build the deep learning classification model. As far as we know, this is the first piece of work in Malayalam that uses multimodal deep learning to tackle false information. Models trained with more than one modality typically outperform models taught with only one modality. Our study in the Malayalam language utilizing multimodal deep learning is a significant step toward more effective misinformation detection and mitigation.


A Review of the Evidence for Existential Risk from AI via Misaligned Power-Seeking

arXiv.org Artificial Intelligence

Rapid advancements in artificial intelligence (AI) have sparked growing concerns among experts, policymakers, and world leaders regarding the potential for increasingly advanced AI systems to pose existential risks. This paper reviews the evidence for existential risks from AI via misalignment, where AI systems develop goals misaligned with human values, and power-seeking, where misaligned AIs actively seek power. The review examines empirical findings, conceptual arguments and expert opinion relating to specification gaming, goal misgeneralization, and power-seeking. The current state of the evidence is found to be concerning but inconclusive regarding the existence of extreme forms of misaligned power-seeking. Strong empirical evidence of specification gaming combined with strong conceptual evidence for power-seeking make it difficult to dismiss the possibility of existential risk from misaligned power-seeking. On the other hand, to date there are no public empirical examples of misaligned power-seeking in AI systems, and so arguments that future systems will pose an existential risk remain somewhat speculative. Given the current state of the evidence, it is hard to be extremely confident either that misaligned power-seeking poses a large existential risk, or that it poses no existential risk. The fact that we cannot confidently rule out existential risk from AI via misaligned power-seeking is cause for serious concern.


Is Scaling Learned Optimizers Worth It? Evaluating The Value of VeLO's 4000 TPU Months

arXiv.org Artificial Intelligence

We analyze VeLO (versatile learned optimizer), the largest scale attempt to train a general purpose "foundational" optimizer to date. VeLO was trained on thousands of machine learning tasks using over 4000 TPU months with the goal of producing an optimizer capable of generalizing to new problems while being hyperparameter free, and outperforming industry standards such as Adam. We independently evaluate VeLO on the MLCommons optimizer benchmark suite. We find that, contrary to initial claims: (1) VeLO has a critical hyperparameter that needs problem-specific tuning, (2) VeLO does not necessarily outperform competitors in quality of solution found, and (3) VeLO is not faster than competing optimizers at reducing the training loss. These observations call into question VeLO's generality and the value of the investment in training it.


Unsupervised Representation Learning for Diverse Deformable Shape Collections

arXiv.org Artificial Intelligence

We introduce a novel learning-based method for encoding and manipulating 3D surface meshes. Our method is specifically designed to create an interpretable embedding space for deformable shape collections. Unlike previous 3D mesh autoencoders that require meshes to be in a 1-to-1 correspondence, our approach is trained on diverse meshes in an unsupervised manner. Central to our method is a spectral pooling technique that establishes a universal latent space, breaking free from traditional constraints of mesh connectivity and shape categories. The entire process consists of two stages. In the first stage, we employ the functional map paradigm to extract point-to-point (p2p) maps between a collection of shapes in an unsupervised manner. These p2p maps are then utilized to construct a common latent space, which ensures straightforward interpretation and independence from mesh connectivity and shape category. Through extensive experiments, we demonstrate that our method achieves excellent reconstructions and produces more realistic and smoother interpolations than baseline approaches.


Pitfalls in Language Models for Code Intelligence: A Taxonomy and Survey

arXiv.org Artificial Intelligence

Modern language models (LMs) have been successfully employed in source code generation and understanding, leading to a significant increase in research focused on learning-based code intelligence, such as automated bug repair, and test case generation. Despite their great potential, language models for code intelligence (LM4Code) are susceptible to potential pitfalls, which hinder realistic performance and further impact their reliability and applicability in real-world deployment. Such challenges drive the need for a comprehensive understanding - not just identifying these issues but delving into their possible implications and existing solutions to build more reliable language models tailored to code intelligence. Based on a well-defined systematic research approach, we conducted an extensive literature review to uncover the pitfalls inherent in LM4Code. Finally, 67 primary studies from top-tier venues have been identified. After carefully examining these studies, we designed a taxonomy of pitfalls in LM4Code research and conducted a systematic study to summarize the issues, implications, current solutions, and challenges of different pitfalls for LM4Code systems. We developed a comprehensive classification scheme that dissects pitfalls across four crucial aspects: data collection and labeling, system design and learning, performance evaluation, and deployment and maintenance. Through this study, we aim to provide a roadmap for researchers and practitioners, facilitating their understanding and utilization of LM4Code in reliable and trustworthy ways.


Natural Language Interfaces for Tabular Data Querying and Visualization: A Survey

arXiv.org Artificial Intelligence

The emergence of natural language processing has revolutionized the way users interact with tabular data, enabling a shift from traditional query languages and manual plotting to more intuitive, language-based interfaces. The rise of large language models (LLMs) such as ChatGPT and its successors has further advanced this field, opening new avenues for natural language processing techniques. This survey presents a comprehensive overview of natural language interfaces for tabular data querying and visualization, which allow users to interact with data using natural language queries. We introduce the fundamental concepts and techniques underlying these interfaces with a particular emphasis on semantic parsing, the key technology facilitating the translation from natural language to SQL queries or data visualization commands. We then delve into the recent advancements in Text-to-SQL and Text-to-Vis problems from the perspectives of datasets, methodologies, metrics, and system designs. This includes a deep dive into the influence of LLMs, highlighting their strengths, limitations, and potential for future improvements. Through this survey, we aim to provide a roadmap for researchers and practitioners interested in developing and applying natural language interfaces for data interaction in the era of large language models.


COPF: Continual Learning Human Preference through Optimal Policy Fitting

arXiv.org Artificial Intelligence

In the realm of natural language processing (NLP), large language models (LLMs) are vital tools with the potential to bridge human language and machine understanding. Learning human preferences is a crucial step towards ensuring that language models not only generate responses that are useful to users but also adhere to ethical and societal norms, namely helpful and harmless responses [1]. However, they face a fundamental challenge in aligning with human preferences and values, hindering their full potential. Traditional alignment methods, namely Reinforcement Learning from Human Feedback (RLHF) [2, 3], involve supervised fine-tuning (SFT), reward model (RM) training, and policy model training. This complex pipeline lacks flexibility for continual learning (CL) of human preferences, hence existing work [1] often necessitates retraining models to adapt to dynamic preferences. Hence, there is a pressing need for research into continual alignment methods to address this limitation, enabling LLMs to better adhere to evolving human preferences and values while generating helpful responses. In this paper, we propose an innovative approach to address these challenges by enhancing the utility of the Deterministic Policy Optimization (DPO) [4] algorithm, a non-reinforcement learning, and a non-continual learning method. DPO, rooted in rigorous reinforcement learning theory, offers promising advantages but suffers from three critical limitations: 1. DPO is not supported for evolving human preferences which is common in real-world applications.