South America
NV-Retriever: Improving text embedding models with effective hard-negative mining
Moreira, Gabriel de Souza P., Osmulski, Radek, Xu, Mengyao, Ak, Ronay, Schifferer, Benedikt, Oldridge, Even
Text embedding models have been popular for information retrieval applications such as semantic search and Question-Answering systems based on Retrieval-Augmented Generation (RAG). Those models are typically Transformer models that are fine-tuned with contrastive learning objectives. Many papers introduced new embedding model architectures and training approaches, however, one of the key ingredients, the process of mining negative passages, remains poorly explored or described. One of the challenging aspects of fine-tuning embedding models is the selection of high quality hard-negative passages for contrastive learning. In this paper we propose a family of positive-aware mining methods that leverage the positive relevance score for more effective false negatives removal. We also provide a comprehensive ablation study on hard-negative mining methods over their configurations, exploring different teacher and base models. We demonstrate the efficacy of our proposed methods by introducing the NV-Retriever-v1 model, which scores 60.9 on MTEB Retrieval (BEIR) benchmark and 0.65 points higher than previous methods. The model placed 1st when it was published to MTEB Retrieval on July 07, 2024.
APTNESS: Incorporating Appraisal Theory and Emotion Support Strategies for Empathetic Response Generation
Hu, Yuxuan, Tan, Minghuan, Zhang, Chenwei, Li, Zixuan, Liang, Xiaodan, Yang, Min, Li, Chengming, Hu, Xiping
Empathetic response generation is designed to comprehend the emotions of others and select the most appropriate strategies to assist them in resolving emotional challenges. Empathy can be categorized into cognitive empathy and affective empathy. The former pertains to the ability to understand and discern the emotional issues and situations of others, while the latter involves the capacity to provide comfort. To enhance one's empathetic abilities, it is essential to develop both these aspects. Therefore, we develop an innovative framework that combines retrieval augmentation and emotional support strategy integration. Our framework starts with the introduction of a comprehensive emotional palette for empathy. We then apply appraisal theory to decompose this palette and create a database of empathetic responses. This database serves as an external resource and enhances the LLM's empathy by integrating semantic retrieval mechanisms. Moreover, our framework places a strong emphasis on the proper articulation of response strategies. By incorporating emotional support strategies, we aim to enrich the model's capabilities in both cognitive and affective empathy, leading to a more nuanced and comprehensive empathetic response. Finally, we extract datasets ED and ET from the empathetic dialogue dataset \textsc{EmpatheticDialogues} and ExTES based on dialogue length. Experiments demonstrate that our framework can enhance the empathy ability of LLMs from both cognitive and affective empathy perspectives. Our code is released at https://github.com/CAS-SIAT-XinHai/APTNESS.
Perceptions of Linguistic Uncertainty by Language Models and Humans
Belem, Catarina G, Kelly, Markelle, Steyvers, Mark, Singh, Sameer, Smyth, Padhraic
Uncertainty expressions such as ``probably'' or ``highly unlikely'' are pervasive in human language. While prior work has established that there is population-level agreement in terms of how humans interpret these expressions, there has been little inquiry into the abilities of language models to interpret such expressions. In this paper, we investigate how language models map linguistic expressions of uncertainty to numerical responses. Our approach assesses whether language models can employ theory of mind in this setting: understanding the uncertainty of another agent about a particular statement, independently of the model's own certainty about that statement. We evaluate both humans and 10 popular language models on a task created to assess these abilities. Unexpectedly, we find that 8 out of 10 models are able to map uncertainty expressions to probabilistic responses in a human-like manner. However, we observe systematically different behavior depending on whether a statement is actually true or false. This sensitivity indicates that language models are substantially more susceptible to bias based on their prior knowledge (as compared to humans). These findings raise important questions and have broad implications for human-AI alignment and AI-AI communication.
Planning behavior in a recurrent neural network that plays Sokoban
Garriga-Alonso, Adrià, Taufeeque, Mohammad, Gleave, Adam
In many tasks, the performance of both humans and some neural networks (NNs) improves with more reasoning: whether by giving a human time to think before making a chess move, or by prompting or training a large language model (LLM) to reason step by step [Kojima et al., 2022, OpenAI, 2024]. Among other reasoning capabilities, goal-oriented reasoning is particularly relevant to AI alignment. So-called "mesa-optimizers" - AIs that have learned to pursue goals through internal reasoning [Hubinger et al., 2019] - may internalize goals different from the training objective, leading to goal misgeneralization [Di Langosco et al., 2022, Shah et al., 2022]. Understanding how NNs learn to plan and represent the objective could be key to detect, prevent or correct goal misgeneralization. In this work, we focus on interpreting a Deep Repeating ConvL-STM [Guez et al., 2019, DRC] trained on Sokoban, a puzzle game often used as a planning benchmark [Peters et al., 2023]. We interpret the best network from Guez et al. [2019], DRC (3, 3), with 3 recurrent layers that are applied 3 times per environment step. Further details of the network are provided in Section 2. We find that its internal plan representation [Bush et al., 2025] is causal, improves with more computation, and that the DRC learns to take advantage of that by often "pacing" to get enough time to refine its internal plan. We show similar results in Appendix B for another DRC network and causal plan representation in a ResNet model.
Decoding Digital Influence: The Role of Social Media Behavior in Scientific Stratification Through Logistic Attribution Method
Scientific social stratification is a classic theme in the sociology of science. The deep integration of social media has bridged the gap between scientometrics and sociology of science. This study comprehensively analyzes the impact of social media on scientific stratification and mobility, delving into the complex interplay between academic status and social media activity in the digital age. [Research Method] Innovatively, this paper employs An Explainable Logistic Attribution Analysis from a meso-level perspective to explore the correlation between social media behaviors and scientific social stratification. It examines the impact of scientists' use of social media in the digital age on scientific stratification and mobility, uniquely combining statistical methods with machine learning. This fusion effectively integrates hypothesis testing with a substantive interpretation of the contribution of independent variables to the model. [Research Conclusion] Empirical evidence demonstrates that social media promotes stratification and mobility within the scientific community, revealing a nuanced and non-linear facilitation mechanism. Social media activities positively impact scientists' status within the scientific social hierarchy to a certain extent, but beyond a specific threshold, this impact turns negative. It shows that the advent of social media has opened new channels for academic influence, transcending the limitations of traditional academic publishing, and prompting changes in scientific stratification. Additionally, the study acknowledges the limitations of its experimental design and suggests future research directions.
Conditioned Language Policy: A General Framework for Steerable Multi-Objective Finetuning
Wang, Kaiwen, Kidambi, Rahul, Sullivan, Ryan, Agarwal, Alekh, Dann, Christoph, Michi, Andrea, Gelmi, Marco, Li, Yunxuan, Gupta, Raghav, Dubey, Avinava, Ramé, Alexandre, Ferret, Johan, Cideron, Geoffrey, Hou, Le, Yu, Hongkun, Ahmed, Amr, Mehta, Aranyak, Hussenot, Léonard, Bachem, Olivier, Leurent, Edouard
Reward-based finetuning is crucial for aligning language policies with intended behaviors (e.g., creativity and safety). A key challenge here is to develop steerable language models that trade-off multiple (conflicting) objectives in a flexible and efficient manner. This paper presents Conditioned Language Policy (CLP), a general framework for finetuning language models on multiple objectives. Building on techniques from multi-task training and parameter-efficient finetuning, CLP can learn steerable models that effectively trade-off conflicting objectives at inference time. Notably, this does not require training or maintaining multiple models to achieve different trade-offs between the objectives. Through an extensive set of experiments and ablations, we show that the CLP framework learns steerable models that outperform and Pareto-dominate the current state-of-the-art approaches for multi-objective finetuning.
The Development of a Comprehensive Spanish Dictionary for Phonetic and Lexical Tagging in Socio-phonetic Research (ESPADA)
Pronunciation dictionaries are an important component in the process of speech forced alignment. The accuracy of these dictionaries has a strong effect on the aligned speech data since they help the mapping between orthographic transcriptions and acoustic signals. In this paper, I present the creation of a comprehensive pronunciation dictionary in Spanish (ESPADA) that can be used in most of the dialect variants of Spanish data. Current dictionaries focus on specific regional variants, but with the flexible nature of our tool, it can be readily applied to capture the most common phonetic differences across major dialectal variants. We propose improvements to current pronunciation dictionaries as well as mapping other relevant annotations such as morphological and lexical information. In terms of size, it is currently the most complete dictionary with more than 628,000 entries, representing words from 16 countries. All entries come with their corresponding pronunciations, morphological and lexical tagging, and other relevant information for phonetic analysis: stress patterns, phonotactics, IPA transcriptions, and more. This aims to equip socio-phonetic researchers with a complete open-source tool that enhances dialectal research within socio-phonetic frameworks in the Spanish language.
No Size Fits All: The Perils and Pitfalls of Leveraging LLMs Vary with Company Size
Urlana, Ashok, Kumar, Charaka Vinayak, Garlapati, Bala Mallikarjunarao, Singh, Ajeet Kumar, Mishra, Rahul
Large language models (LLMs) are playing a pivotal role in deploying strategic use cases across a range of organizations, from large pan-continental companies to emerging startups. The issues and challenges involved in the successful utilization of LLMs can vary significantly depending on the size of the organization. It is important to study and discuss these pertinent issues of LLM adaptation with a focus on the scale of the industrial concerns and brainstorm possible solutions and prospective directions. Such a study has not been prominently featured in the current research literature. In this study, we adopt a threefold strategy: first, we conduct a case study with industry practitioners to formulate the key research questions; second, we examine existing industrial publications to address these questions; and finally, we provide a practical guide for industries to utilize LLMs more efficiently.
Explainable AI-based Intrusion Detection System for Industry 5.0: An Overview of the Literature, associated Challenges, the existing Solutions, and Potential Research Directions
Khan, Naseem, Ahmad, Kashif, Tamimi, Aref Al, Alani, Mohammed M., Bermak, Amine, Khalil, Issa
Industry 5.0, which focuses on human and Artificial Intelligence (AI) collaboration for performing different tasks in manufacturing, involves a higher number of robots, Internet of Things (IoTs) devices and interconnections, Augmented/Virtual Reality (AR), and other smart devices. The huge involvement of these devices and interconnection in various critical areas, such as economy, health, education and defense systems, poses several types of potential security flaws. AI itself has been proven a very effective and powerful tool in different areas of cybersecurity, such as intrusion detection, malware detection, and phishing detection, among others. Just as in many application areas, cybersecurity professionals were reluctant to accept black-box ML solutions for cybersecurity applications. This reluctance pushed forward the adoption of eXplainable Artificial Intelligence (XAI) as a tool that helps explain how decisions are made in ML-based systems. In this survey, we present a comprehensive study of different XAI-based intrusion detection systems for industry 5.0, and we also examine the impact of explainability and interpretability on Cybersecurity practices through the lens of Adversarial XIDS (Adv-XIDS) approaches. Furthermore, we analyze the possible opportunities and challenges in XAI cybersecurity systems for industry 5.0 that elicit future research toward XAI-based solutions to be adopted by high-stakes industry 5.0 applications. We believe this rigorous analysis will establish a foundational framework for subsequent research endeavors within the specified domain.
PUFFLE: Balancing Privacy, Utility, and Fairness in Federated Learning
Corbucci, Luca, Heikkila, Mikko A, Noguero, David Solans, Monreale, Anna, Kourtellis, Nicolas
Training and deploying Machine Learning models that simultaneously adhere to principles of fairness and privacy while ensuring good utility poses a significant challenge. The interplay between these three factors of trustworthiness is frequently underestimated and remains insufficiently explored. Consequently, many efforts focus on ensuring only two of these factors, neglecting one in the process. The decentralization of the datasets and the variations in distributions among the clients exacerbate the complexity of achieving this ethical trade-off in the context of Federated Learning (FL). For the first time in FL literature, we address these three factors of trustworthiness. We introduce PUFFLE, a high-level parameterised approach that can help in the exploration of the balance between utility, privacy, and fairness in FL scenarios. We prove that PUFFLE can be effective across diverse datasets, models, and data distributions, reducing the model unfairness up to 75%, with a maximum reduction in the utility of 17% in the worst-case scenario, while maintaining strict privacy guarantees during the FL training.