South America
Breaking Free from MMI: A New Frontier in Rationalization by Probing Input Utilization
Liu, Wei, Deng, Zhiying, Niu, Zhongyu, Wang, Jun, Wang, Haozhao, Zeng, Zhigang, Li, Ruixuan
Extracting a small subset of crucial rationales from the full input is a key problem in explainability research. The most widely used fundamental criterion for rationale extraction is the maximum mutual information (MMI) criterion. In this paper, we first demonstrate that MMI suffers from diminishing marginal returns. Once part of the rationale has been identified, finding the remaining portions contributes only marginally to increasing the mutual information, making it difficult to use MMI to locate the rest. In contrast to MMI that aims to reproduce the prediction, we seek to identify the parts of the input that the network can actually utilize. This is achieved by comparing how different rationale candidates match the capability space of the weight matrix. The weight matrix of a neural network is typically low-rank, meaning that the linear combinations of its column vectors can only cover part of the directions in a high-dimensional space (high-dimension: the dimensions of an input vector). If an input is fully utilized by the network, {it generally matches these directions (e.g., a portion of a hypersphere), resulting in a representation with a high norm. Conversely, if an input primarily falls outside (orthogonal to) these directions}, its representation norm will approach zero, behaving like noise that the network cannot effectively utilize. Building on this, we propose using the norms of rationale candidates as an alternative objective to MMI. Through experiments on four text classification datasets and one graph classification dataset using three network architectures (GRUs, BERT, and GCN), we show that our method outperforms MMI and its improved variants in identifying better rationales. We also compare our method with a representative LLM (llama-3.1-8b-instruct) and find that our simple method gets comparable results to it and can sometimes even outperform it.
Attackers Can Do Better: Over- and Understated Factors of Model Stealing Attacks
Oliynyk, Daryna, Mayer, Rudolf, Rauber, Andreas
Machine learning models were shown to be vulnerable to model stealing attacks, which lead to intellectual property infringement. Among other methods, substitute model training is an all-encompassing attack applicable to any machine learning model whose behaviour can be approximated from input-output queries. Whereas prior works mainly focused on improving the performance of substitute models by, e.g. developing a new substitute training method, there have been only limited ablation studies on the impact the attacker's strength has on the substitute model's performance. As a result, different authors came to diverse, sometimes contradicting, conclusions. In this work, we exhaustively examine the ambivalent influence of different factors resulting from varying the attacker's capabilities and knowledge on a substitute training attack. Our findings suggest that some of the factors that have been considered important in the past are, in fact, not that influential; instead, we discover new correlations between attack conditions and success rate. In particular, we demonstrate that better-performing target models enable higher-fidelity attacks and explain the intuition behind this phenomenon. Further, we propose to shift the focus from the complexity of target models toward the complexity of their learning tasks. Therefore, for the substitute model, rather than aiming for a higher architecture complexity, we suggest focusing on getting data of higher complexity and an appropriate architecture. Finally, we demonstrate that even in the most limited data-free scenario, there is no need to overcompensate weak knowledge with millions of queries. Our results often exceed or match the performance of previous attacks that assume a stronger attacker, suggesting that these stronger attacks are likely endangering a model owner's intellectual property to a significantly higher degree than shown until now.
AF-KAN: Activation Function-Based Kolmogorov-Arnold Networks for Efficient Representation Learning
Kolmogorov-Arnold Networks (KANs) have inspired numerous works exploring their applications across a wide range of scientific problems, with the potential to replace Multilayer Perceptrons (MLPs). While many KANs are designed using basis and polynomial functions, such as B-splines, ReLU-KAN utilizes a combination of ReLU functions to mimic the structure of B-splines and take advantage of ReLU's speed. However, ReLU-KAN is not built for multiple inputs, and its limitations stem from ReLU's handling of negative values, which can restrict feature extraction. To address these issues, we introduce Activation Function-Based Kolmogorov-Arnold Networks (AF-KAN), expanding ReLU-KAN with various activations and their function combinations. This novel KAN also incorporates parameter reduction methods, primarily attention mechanisms and data normalization, to enhance performance on image classification datasets. We explore different activation functions, function combinations, grid sizes, and spline orders to validate the effectiveness of AF-KAN and determine its optimal configuration. In the experiments, AF-KAN significantly outperforms MLP, ReLU-KAN, and other KANs with the same parameter count. It also remains competitive even when using fewer than 6 to 10 times the parameters while maintaining the same network structure. However, AF-KAN requires a longer training time and consumes more FLOPs. The repository for this work is available at https://github.com/hoangthangta/All-KAN.
DeepSeek vs. ChatGPT vs. Claude: A Comparative Study for Scientific Computing and Scientific Machine Learning Tasks
Jiang, Qile, Gao, Zhiwei, Karniadakis, George Em
Large Language Models (LLMs) have emerged as powerful tools for tackling a wide range of problems, including those in scientific computing, particularly in solving partial differential equations (PDEs). However, different models exhibit distinct strengths and preferences, resulting in varying levels of performance. In this paper, we compare the capabilities of the most advanced LLMs--DeepSeek, ChatGPT, and Claude--along with their reasoning-optimized versions in addressing computational challenges. Specifically, we evaluate their proficiency in solving traditional numerical problems in scientific computing as well as leveraging scientific machine learning techniques for PDE-based problems. We designed all our experiments so that a non-trivial decision is required, e.g. defining the proper space of input functions for neural operator learning. Our findings show that reasoning and hybrid-reasoning models consistently and significantly outperform non-reasoning ones in solving challenging problems, with ChatGPT o3-mini-high generally offering the fastest reasoning speed.
Crypto giant Tether CEO on cooperating with Trump administration: 'We've never been shady'
Paolo Ardoino, CEO of the cryptocurrency company Tether, was flying over Switzerland last week as he contemplated the changing regulatory landscape. Tether used to be at war with the establishment. Now it is the establishment. The crypto giant – tether is the most traded cryptocurrency in the world – has had a strange trip. Four years ago, banks were dropping Tether as a client, and regulators in New York had the company against the wall over questions about commingled client and corporate funds.
DIMSUM: Discourse in Mathematical Reasoning as a Supervision Module
Sharma, Krish, Barman, Niyar R, Chaturvedi, Akshay, Asher, Nicholas
We look at reasoning on GSM8k, a dataset of short texts presenting primary school, math problems. We find, with Mirzadeh et al. (2024), that current LLM progress on the data set may not be explained by better reasoning but by exposure to a broader pretraining data distribution. We then introduce a novel information source for helping models with less data or inferior training reason better: discourse structure. We show that discourse structure improves performance for models like Llama2 13b by up to 160%. Even for models that have most likely memorized the data set, adding discourse structural information to the model still improves predictions and dramatically improves large model performance on out of distribution examples.
Improving RAG Retrieval via Propositional Content Extraction: a Speech Act Theory Approach
Lima, João Alberto de Oliveira
When users formulate queries, they often include not only the information they seek, but also pragmatic markers such as interrogative phrasing or polite requests. Although these speech act indicators communicate the user\textquotesingle s intent -- whether it is asking a question, making a request, or stating a fact -- they do not necessarily add to the core informational content of the query itself. This paper investigates whether extracting the underlying propositional content from user utterances -- essentially stripping away the linguistic markers of intent -- can improve retrieval quality in Retrieval-Augmented Generation (RAG) systems. Drawing upon foundational insights from speech act theory, we propose a practical method for automatically transforming queries into their propositional equivalents before embedding. To assess the efficacy of this approach, we conducted an experimental study involving 63 user queries related to a Brazilian telecommunications news corpus with precomputed semantic embeddings. Results demonstrate clear improvements in semantic similarity between query embeddings and document embeddings at top ranks, confirming that queries stripped of speech act indicators more effectively retrieve relevant content.
Research on Superalignment Should Advance Now with Parallel Optimization of Competence and Conformity
Kim, HyunJin, Yi, Xiaoyuan, Yao, Jing, Huang, Muhua, Bak, JinYeong, Evans, James, Xie, Xing
The recent leap in AI capabilities, driven by big generative models, has sparked the possibility of achieving Artificial General Intelligence (AGI) and further triggered discussions on Artificial Superintelligence (ASI), a system surpassing all humans across all domains. This gives rise to the critical research question of: If we realize ASI, how do we align it with human values, ensuring it benefits rather than harms human society, a.k.a., the Superalignment problem. Despite ASI being regarded by many as solely a hypothetical concept, in this paper, we argue that superalignment is achievable and research on it should advance immediately, through simultaneous and alternating optimization of task competence and value conformity. We posit that superalignment is not merely a safeguard for ASI but also necessary for its realization. To support this position, we first provide a formal definition of superalignment rooted in the gap between capability and capacity and elaborate on our argument. Then we review existing paradigms, explore their interconnections and limitations, and illustrate a potential path to superalignment centered on two fundamental principles. We hope this work sheds light on a practical approach for developing the value-aligned next-generation AI, garnering greater benefits and reducing potential harms for humanity.
Constructions are Revealed in Word Distributions
Rozner, Joshua, Weissweiler, Leonie, Mahowald, Kyle, Shain, Cory
Construction grammar posits that constructions (form-meaning pairings) are acquired through experience with language (the distributional learning hypothesis). But how much information about constructions does this distribution actually contain? Corpus-based analyses provide some answers, but text alone cannot answer counterfactual questions about what caused a particular word to occur. For that, we need computable models of the distribution over strings -- namely, pretrained language models (PLMs). Here we treat a RoBERTa model as a proxy for this distribution and hypothesize that constructions will be revealed within it as patterns of statistical affinity. We support this hypothesis experimentally: many constructions are robustly distinguished, including (i) hard cases where semantically distinct constructions are superficially similar, as well as (ii) schematic constructions, whose "slots" can be filled by abstract word classes. Despite this success, we also provide qualitative evidence that statistical affinity alone may be insufficient to identify all constructions from text. Thus, statistical affinity is likely an important, but partial, signal available to learners.
Psycholinguistic Analyses in Software Engineering Text: A Systematic Literature Review
Sajadi, Amirali, Damevski, Kostadin, Chatterjee, Preetha
Context: A deeper understanding of human factors in software engineering (SE) is essential for improving team collaboration, decision-making, and productivity. Communication channels like code reviews and chats provide insights into developers' psychological and emotional states. While large language models excel at text analysis, they often lack transparency and precision. Psycholinguistic tools like Linguistic Inquiry and Word Count (LIWC) offer clearer, interpretable insights into cognitive and emotional processes exhibited in text. Despite its wide use in SE research, no comprehensive review of LIWC's use has been conducted. Objective: We examine the importance of psycholinguistic tools, particularly LIWC, and provide a thorough analysis of its current and potential future applications in SE research. Methods: We conducted a systematic review of six prominent databases, identifying 43 SE-related papers using LIWC. Our analysis focuses on five research questions. Results: Our findings reveal a wide range of applications, including analyzing team communication to detect developer emotions and personality, developing ML models to predict deleted Stack Overflow posts, and more recently comparing AI-generated and human-written text. LIWC has been primarily used with data from project management platforms (e.g., GitHub) and Q&A forums (e.g., Stack Overflow). Key BSE concepts include Communication, Organizational Climate, and Positive Psychology. 26 of 43 papers did not formally evaluate LIWC. Concerns were raised about some limitations, including difficulty handling SE-specific vocabulary. Conclusion: We highlight the potential of psycholinguistic tools and their limitations, and present new use cases for advancing the research of human factors in SE (e.g., bias in human-LLM conversations).