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Lipschitz-bounded 1D convolutional neural networks using the Cayley transform and the controllability Gramian

arXiv.org Artificial Intelligence

We establish a layer-wise parameterization for 1D convolutional neural networks (CNNs) with built-in end-to-end robustness guarantees. Herein, we use the Lipschitz constant of the input-output mapping characterized by a CNN as a robustness measure. We base our parameterization on the Cayley transform that parameterizes orthogonal matrices and the controllability Gramian for the state space representation of the convolutional layers. The proposed parameterization by design fulfills linear matrix inequalities that are sufficient for Lipschitz continuity of the CNN, which further enables unconstrained training of Lipschitz-bounded 1D CNNs. Finally, we train Lipschitz-bounded 1D CNNs for the classification of heart arrythmia data and show their improved robustness.


Counterfactually Fair Regression with Double Machine Learning

arXiv.org Artificial Intelligence

Counterfactual fairness is an approach to AI fairness that tries to make decisions based on the outcomes that an individual with some kind of sensitive status would have had without this status. This paper proposes Double Machine Learning (DML) Fairness which analogises this problem of counterfactual fairness in regression problems to that of estimating counterfactual outcomes in causal inference under the Potential Outcomes framework. It uses arbitrary machine learning methods to partial out the effect of sensitive variables on nonsensitive variables and outcomes. Assuming that the effects of the two sets of variables are additively separable, outcomes will be approximately equalised and individual-level outcomes will be counterfactually fair. This paper demonstrates the approach in a simulation study pertaining to discrimination in workplace hiring and an application on real data estimating the GPAs of law school students. It then discusses when it is appropriate to apply such a method to problems of real-world discrimination where constructs are conceptually complex and finally, whether DML Fairness can achieve justice in these settings.


FedMAE: Federated Self-Supervised Learning with One-Block Masked Auto-Encoder

arXiv.org Artificial Intelligence

Latest federated learning (FL) methods started to focus on how to use unlabeled data in clients for training due to users' privacy concerns, high labeling costs, or lack of expertise. However, current Federated Semi-Supervised/Self-Supervised Learning (FSSL) approaches fail to learn large-scale images because of the limited computing resources of local clients. In this paper, we introduce a new framework FedMAE, which stands for Federated Masked AutoEncoder, to address the problem of how to utilize unlabeled large-scale images for FL. Specifically, FedMAE can pre-train one-block Masked AutoEncoder (MAE) using large images in lightweight client devices, and then cascades multiple pre-trained one-block MAEs in the server to build a multi-block ViT backbone for downstream tasks. Theoretical analysis and experimental results on image reconstruction and classification show that our FedMAE achieves superior performance compared to the state-of-the-art FSSL methods.


Data-Efficient Learning of Natural Language to Linear Temporal Logic Translators for Robot Task Specification

arXiv.org Artificial Intelligence

To make robots accessible to a broad audience, it is critical to endow them with the ability to take universal modes of communication, like commands given in natural language, and extract a concrete desired task specification, defined using a formal language like linear temporal logic (LTL). In this paper, we present a learning-based approach for translating from natural language commands to LTL specifications with very limited human-labeled training data. This is in stark contrast to existing natural-language to LTL translators, which require large human-labeled datasets, often in the form of labeled pairs of LTL formulas and natural language commands, to train the translator. To reduce reliance on human data, our approach generates a large synthetic training dataset through algorithmic generation of LTL formulas, conversion to structured English, and then exploiting the paraphrasing capabilities of modern large language models (LLMs) to synthesize a diverse corpus of natural language commands corresponding to the LTL formulas. We use this generated data to finetune an LLM and apply a constrained decoding procedure at inference time to ensure the returned LTL formula is syntactically correct. We evaluate our approach on three existing LTL/natural language datasets and show that we can translate natural language commands at 75\% accuracy with far less human data ($\le$12 annotations). Moreover, when training on large human-annotated datasets, our method achieves higher test accuracy (95\% on average) than prior work. Finally, we show the translated formulas can be used to plan long-horizon, multi-stage tasks on a 12D quadrotor.


What Makes Sentences Semantically Related: A Textual Relatedness Dataset and Empirical Study

arXiv.org Artificial Intelligence

The degree of semantic relatedness of two units of language has long been considered fundamental to understanding meaning. Additionally, automatically determining relatedness has many applications such as question answering and summarization. However, prior NLP work has largely focused on semantic similarity, a subset of relatedness, because of a lack of relatedness datasets. In this paper, we introduce a dataset for Semantic Textual Relatedness, STR-2022, that has 5,500 English sentence pairs manually annotated using a comparative annotation framework, resulting in fine-grained scores. We show that human intuition regarding relatedness of sentence pairs is highly reliable, with a repeat annotation correlation of 0.84. We use the dataset to explore questions on what makes sentences semantically related. We also show the utility of STR-2022 for evaluating automatic methods of sentence representation and for various downstream NLP tasks. Our dataset, data statement, and annotation questionnaire can be found at: https://doi.org/10.5281/zenodo.7599667


Exploring the Relevance of Data Privacy-Enhancing Technologies for AI Governance Use Cases

arXiv.org Artificial Intelligence

The development of privacy-enhancing technologies has made immense progress in reducing trade-offs between privacy and performance in data exchange and analysis. Similar tools for structured transparency could be useful for AI governance by offering capabilities such as external scrutiny, auditing, and source verification. It is useful to view these different AI governance objectives as a system of information flows in order to avoid partial solutions and significant gaps in governance, as there may be significant overlap in the software stacks needed for the AI governance use cases mentioned in this text. When viewing the system as a whole, the importance of interoperability between these different AI governance solutions becomes clear. Therefore, it is imminently important to look at these problems in AI governance as a system, before these standards, auditing procedures, software, and norms settle into place.


Improved Benthic Classification using Resolution Scaling and SymmNet Unsupervised Domain Adaptation

arXiv.org Artificial Intelligence

Autonomous Underwater Vehicles (AUVs) conduct regular visual surveys of marine environments to characterise and monitor the composition and diversity of the benthos. The use of machine learning classifiers for this task is limited by the low numbers of annotations available and the many fine-grained classes involved. In addition to these challenges, there are domain shifts between image sets acquired during different AUV surveys due to changes in camera systems, imaging altitude, illumination and water column properties leading to a drop in classification performance for images from a different survey where some or all these elements may have changed. This paper proposes a framework to improve the performance of a benthic morphospecies classifier when used to classify images from a different survey compared to the training data. We adapt the SymmNet state-of-the-art Unsupervised Domain Adaptation method with an efficient bilinear pooling layer and image scaling to normalise spatial resolution, and show improved classification accuracy. We test our approach on two datasets with images from AUV surveys with different imaging payloads and locations. The results show that generic domain adaptation can be enhanced to produce a significant increase in accuracy for images from an AUV survey that differs from the training images.


Sparse Recovery with Shuffled Labels: Statistical Limits and Practical Estimators

arXiv.org Machine Learning

This paper considers the sparse recovery with shuffled labels, i.e., $\by = \bPitrue \bX \bbetatrue + \bw$, where $\by \in \RR^n$, $\bPi\in \RR^{n\times n}$, $\bX\in \RR^{n\times p}$, $\bbetatrue\in \RR^p$, $\bw \in \RR^n$ denote the sensing result, the unknown permutation matrix, the design matrix, the sparse signal, and the additive noise, respectively. Our goal is to reconstruct both the permutation matrix $\bPitrue$ and the sparse signal $\bbetatrue$. We investigate this problem from both the statistical and computational aspects. From the statistical aspect, we first establish the minimax lower bounds on the sample number $n$ and the \emph{signal-to-noise ratio} ($\snr$) for the correct recovery of permutation matrix $\bPitrue$ and the support set $\supp(\bbetatrue)$, to be more specific, $n \gtrsim k\log p$ and $\log\snr \gtrsim \log n + \frac{k\log p}{n}$. Then, we confirm the tightness of these minimax lower bounds by presenting an exhaustive-search based estimator whose performance matches the lower bounds thereof up to some multiplicative constants. From the computational aspect, we impose a parsimonious assumption on the number of permuted rows and propose a computationally-efficient estimator accordingly. Moreover, we show that our proposed estimator can obtain the ground-truth $(\bPitrue, \supp(\bbetatrue))$ under mild conditions. Furthermore, we provide numerical experiments to corroborate our claims.


Conversation Modeling to Predict Derailment

arXiv.org Artificial Intelligence

Conversations among online users sometimes derail, i.e., break down into personal attacks. Such derailment has a negative impact on the healthy growth of cyberspace communities. The ability to predict whether ongoing conversations are likely to derail could provide valuable real-time insight to interlocutors and moderators. Prior approaches predict conversation derailment retrospectively without the ability to forestall the derailment proactively. Some works attempt to make dynamic prediction as the conversation develops, but fail to incorporate multisource information, such as conversation structure and distance to derailment. We propose a hierarchical transformer-based framework that combines utterance-level and conversation-level information to capture fine-grained contextual semantics. We propose a domain-adaptive pretraining objective to integrate conversational structure information and a multitask learning scheme to leverage the distance from each utterance to derailment. An evaluation of our framework on two conversation derailment datasets yields improvement over F1 score for the prediction of derailment. These results demonstrate the effectiveness of incorporating multisource information.


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