Atlantic Ocean
Multi-view Matrix Factorization for Linear Dynamical System Estimation
Mahdi Karami, Martha White, Dale Schuurmans, Csaba Szepesvari
We consider maximum likelihood estimation of linear dynamical systems with generalized-linear observation models. Maximum likelihood is typically considered to be hard in this setting since latent states and transition parameters must be inferred jointly. Given that expectation-maximization does not scale and is prone to local minima, moment-matching approaches from the subspace identification literature have become standard, despite known statistical efficiency issues. In this paper, we instead reconsider likelihood maximization and develop an optimization based strategy for recovering the latent states and transition parameters. Key to the approach is a two-view reformulation of maximum likelihood estimation for linear dynamical systems that enables the use of global optimization algorithms for matrix factorization. We show that the proposed estimation strategy outperforms widely-used identification algorithms such as subspace identification methods, both in terms of accuracy and runtime.
Reward-RAG: Enhancing RAG with Reward Driven Supervision
Nguyen, Thang, Chin, Peter, Tai, Yu-Wing
In this paper, we introduce Reward-RAG, a novel approach designed to enhance the Retrieval-Augmented Generation (RAG) model through Reward-Driven Supervision. Unlike previous RAG methodologies, which focus on training language models (LMs) to utilize external knowledge retrieved from external sources, our method adapts retrieval information to specific domains by employing CriticGPT to train a dedicated reward model. This reward model generates synthesized datasets for fine-tuning the RAG encoder, aligning its outputs more closely with human preferences. The versatility of our approach allows it to be effectively applied across various domains through domain-specific fine-tuning. We evaluate Reward-RAG on publicly available benchmarks from multiple domains, comparing it to state-of-the-art methods. Our experimental results demonstrate significant improvements in performance, highlighting the effectiveness of Reward-RAG in improving the relevance and quality of generated responses. These findings underscore the potential of integrating reward models with RAG to achieve superior outcomes in natural language generation tasks.
Attention in Large Language Models Yields Efficient Zero-Shot Re-Rankers
Chen, Shijie, Gutiérrez, Bernal Jiménez, Su, Yu
Information retrieval (IR) systems have played a vital role in modern digital life and have cemented their continued usefulness in this new era of generative AI via retrieval-augmented generation. With strong language processing capabilities and remarkable versatility, large language models (LLMs) have become popular choices for zero-shot re-ranking in IR systems. So far, LLM-based re-ranking methods rely on strong generative capabilities, which restricts their use to either specialized or powerful proprietary models. Given these restrictions, we ask: is autoregressive generation necessary and optimal for LLMs to perform re-ranking? We hypothesize that there are abundant signals relevant to re-ranking within LLMs that might not be used to their full potential via generation. To more directly leverage such signals, we propose in-context re-ranking (ICR), a novel method that leverages the change in attention pattern caused by the search query for accurate and efficient re-ranking. To mitigate the intrinsic biases in LLMs, we propose a calibration method using a content-free query. Due to the absence of generation, ICR only requires two ($O(1)$) forward passes to re-rank $N$ documents, making it substantially more efficient than generative re-ranking methods that require at least $O(N)$ forward passes. Our novel design also enables ICR to be applied to any LLM without specialized training while guaranteeing a well-formed ranking. Extensive experiments with two popular open-weight LLMs on standard single-hop and multi-hop information retrieval benchmarks show that ICR outperforms RankGPT while cutting the latency by more than 60% in practice. Through detailed analyses, we show that ICR's performance is specially strong on tasks that require more complex re-ranking signals. Our findings call for further exploration on novel ways of utilizing open-weight LLMs beyond text generation.
Dynamical-generative downscaling of climate model ensembles
Lopez-Gomez, Ignacio, Wan, Zhong Yi, Zepeda-Núñez, Leonardo, Schneider, Tapio, Anderson, John, Sha, Fei
Regional high-resolution climate projections are crucial for many applications, such as agriculture, hydrology, and natural hazard risk assessment. Dynamical downscaling, the state-of-the-art method to produce localized future climate information, involves running a regional climate model (RCM) driven by an Earth System Model (ESM), but it is too computationally expensive to apply to large climate projection ensembles. We propose a novel approach combining dynamical downscaling with generative artificial intelligence to reduce the cost and improve the uncertainty estimates of downscaled climate projections. In our framework, an RCM dynamically downscales ESM output to an intermediate resolution, followed by a generative diffusion model that further refines the resolution to the target scale. This approach leverages the generalizability of physics-based models and the sampling efficiency of diffusion models, enabling the downscaling of large multi-model ensembles. We evaluate our method against dynamically-downscaled climate projections from the CMIP6 ensemble. Our results demonstrate its ability to provide more accurate uncertainty bounds on future regional climate than alternatives such as dynamical downscaling of smaller ensembles, or traditional empirical statistical downscaling methods. We also show that dynamical-generative downscaling results in significantly lower errors than bias correction and spatial disaggregation (BCSD), and captures more accurately the spectra and multivariate correlations of meteorological fields. These characteristics make the dynamical-generative framework a flexible, accurate, and efficient way to downscale large ensembles of climate projections, currently out of reach for pure dynamical downscaling.
An uncertainty-aware Digital Shadow for underground multimodal CO2 storage monitoring
Gahlot, Abhinav Prakash, Orozco, Rafael, Yin, Ziyi, Herrmann, Felix J.
Geological Carbon Storage GCS is arguably the only scalable net-negative CO2 emission technology available While promising subsurface complexities and heterogeneity of reservoir properties demand a systematic approach to quantify uncertainty when optimizing production and mitigating storage risks which include assurances of Containment and Conformance of injected supercritical CO2 As a first step towards the design and implementation of a Digital Twin for monitoring underground storage operations a machine learning based data-assimilation framework is introduced and validated on carefully designed realistic numerical simulations As our implementation is based on Bayesian inference but does not yet support control and decision-making we coin our approach an uncertainty-aware Digital Shadow To characterize the posterior distribution for the state of CO2 plumes conditioned on multi-modal time-lapse data the envisioned Shadow combines techniques from Simulation-Based Inference SBI and Ensemble Bayesian Filtering to establish probabilistic baselines and assimilate multi-modal data for GCS problems that are challenged by large degrees of freedom nonlinear multi-physics non-Gaussianity and computationally expensive to evaluate fluid flow and seismic simulations To enable SBI for dynamic systems a recursive scheme is proposed where the Digital Shadows neural networks are trained on simulated ensembles for their state and observed data well and/or seismic Once training is completed the systems state is inferred when time-lapse field data becomes available In this computational study we observe that a lack of knowledge on the permeability field can be factored into the Digital Shadows uncertainty quantification To our knowledge this work represents the first proof of concept of an uncertainty-aware in-principle scalable Digital Shadow.
BordIRlines: A Dataset for Evaluating Cross-lingual Retrieval-Augmented Generation
Li, Bryan, Haider, Samar, Luo, Fiona, Agashe, Adwait, Callison-Burch, Chris
Large language models excel at creative generation but continue to struggle with the issues of hallucination and bias. While retrieval-augmented generation (RAG) provides a framework for grounding LLMs' responses in accurate and up-to-date information, it still raises the question of bias: which sources should be selected for inclusion in the context? And how should their importance be weighted? In this paper, we study the challenge of cross-lingual RAG and present a dataset to investigate the robustness of existing systems at answering queries about geopolitical disputes, which exist at the intersection of linguistic, cultural, and political boundaries. Our dataset is sourced from Wikipedia pages containing information relevant to the given queries and we investigate the impact of including additional context, as well as the composition of this context in terms of language and source, on an LLM's response. Our results show that existing RAG systems continue to be challenged by cross-lingual use cases and suffer from a lack of consistency when they are provided with competing information in multiple languages. We present case studies to illustrate these issues and outline steps for future research to address these challenges. We make our dataset and code publicly available at https://github.com/manestay/bordIRlines.
Tackling the Accuracy-Interpretability Trade-off in a Hierarchy of Machine Learning Models for the Prediction of Extreme Heatwaves
Lovo, Alessandro, Lancelin, Amaury, Herbert, Corentin, Bouchet, Freddy
When performing predictions that use Machine Learning (ML), we are mainly interested in performance and interpretability. This generates a natural trade-off, where complex models generally have higher skills but are harder to explain and thus trust. Interpretability is particularly important in the climate community, where we aim at gaining a physical understanding of the underlying phenomena. Even more so when the prediction concerns extreme weather events with high impact on society. In this paper, we perform probabilistic forecasts of extreme heatwaves over France, using a hierarchy of increasingly complex ML models, which allows us to find the best compromise between accuracy and interpretability. More precisely, we use models that range from a global Gaussian Approximation (GA) to deep Convolutional Neural Networks (CNNs), with the intermediate steps of a simple Intrinsically Interpretable Neural Network (IINN) and a model using the Scattering Transform (ScatNet). Our findings reveal that CNNs provide higher accuracy, but their black-box nature severely limits interpretability, even when using state-of-the-art Explainable Artificial Intelligence (XAI) tools. In contrast, ScatNet achieves similar performance to CNNs while providing greater transparency, identifying key scales and patterns in the data that drive predictions. This study underscores the potential of interpretability in ML models for climate science, demonstrating that simpler models can rival the performance of their more complex counterparts, all the while being much easier to understand. This gained interpretability is crucial for building trust in model predictions and uncovering new scientific insights, ultimately advancing our understanding and management of extreme weather events.
Annotation Guidelines for Corpus Novelties: Part 2 -- Alias Resolution Version 1.0
Amalvy, Arthur, Labatut, Vincent
This document aims at providing instructions for the annotation of aliases in the Novelties corpus. The corpus itself will be the object of a separate description. It was constituted mainly to fulfill two goals: in the short term, train and test NLP methods able to handle long texts, and in the longer term, be used to develop Renard [2], a pipeline aiming at extracting character networks from literary fiction. This pipeline includes several processing steps besides alias resolution, including named entity recognition and coreference resolution. Character networks can be used to tackle a number of tasks, including the assessment of literary theories, the level of historicity of a narrative, detecting roles in stories, classifying novels, identify subplots, segment a storyline, summarize a story, design recommendation systems, align narratives, etc. See the detailed survey of Labatut and Bost [6] for more information regarding character networks. There are seldom annotation guidelines for alias resolution in the literature, so the one presented here are designed from scratch, taking into account this application's context.
UniSumEval: Towards Unified, Fine-Grained, Multi-Dimensional Summarization Evaluation for LLMs
Lee, Yuho, Yun, Taewon, Cai, Jason, Su, Hang, Song, Hwanjun
Existing benchmarks for summarization quality evaluation often lack diverse input scenarios, focus on narrowly defined dimensions (e.g., faithfulness), and struggle with subjective and coarse-grained annotation schemes. To address these shortcomings, we create UniSumEval benchmark, which extends the range of input context (e.g., domain, length) and provides fine-grained, multi-dimensional annotations. We use AI assistance in data creation, identifying potentially hallucinogenic input texts, and also helping human annotators reduce the difficulty of fine-grained annotation tasks. With UniSumEval, we benchmark nine latest language models as summarizers, offering insights into their performance across varying input contexts and evaluation dimensions. Furthermore, we conduct a thorough comparison of SOTA automated summary evaluators. Our benchmark data will be available at https://github.com/DISL-Lab/UniSumEval-v1.0.
Inferring Thunderstorm Occurrence from Vertical Profiles of Convection-Permitting Simulations: Physical Insights from a Physical Deep Learning Model
Yousefnia, Kianusch Vahid, Bölle, Tobias, Metzl, Christoph
Thunderstorms have significant social and economic impacts due to heavy precipitation, hail, lightning, and strong winds, necessitating reliable forecasts. Thunderstorm forecasts based on numerical weather prediction (NWP) often rely on single-level surrogate predictors, like convective available potential energy and precipitation rate, derived from vertical profiles of three-dimensional atmospheric variables. In this study, we develop SALAMA 1D, a deep neural network that directly infers the probability of thunderstorm occurrence from vertical profiles of ten atmospheric variables, bypassing single-level predictors. By training the model on convection-permitting NWP forecasts, we allow SALAMA 1D to flexibly identify convective patterns, with the goal of enhancing forecast accuracy. The model's architecture is physically motivated: sparse connections encourage interactions at similar height levels, while a shuffling mechanism prevents the model from learning non-physical patterns tied to the vertical grid. SALAMA 1D is trained over Central Europe with lightning observations as the ground truth. Comparative analysis against a baseline machine learning model that uses single-level predictors shows SALAMA 1D's superior skill across various metrics and lead times of up to at least 11 hours. Moreover, increasing the number of forecasts used to compile the training set improves skill, even when training set size is kept constant. Sensitivity analysis using saliency maps indicates that the model reconstructs environmental lapse rates and rediscovers patterns consistent with established theoretical understandings, such as positive buoyancy, convective inhibition, and ice particle formation near the tropopause, while ruling out thunderstorm occurrence based on the absence of mid-level graupel and cloud cover.