Chain-of-thought (CoT), tree-of-thought (ToT), and related techniques work surprisingly well in practice for some complex reasoning tasks with Large Language Models (LLMs), but why? This work seeks the underlying reasons by conducting experimental case studies and linking the performance benefits to well-established sample and computational complexity principles in machine learning. We experimented with 6 reasoning tasks, ranging from grade school math, air travel planning, ..., to Blocksworld. The results suggest that (i) both CoT and ToT benefit significantly from task decomposition, which breaks a complex reasoning task into a sequence of steps with low sample complexity and explicitly outlines the reasoning structure, and (ii) for computationally hard reasoning tasks, the more sophisticated tree structure of ToT outperforms the linear structure of CoT. These findings provide useful guidelines for the use of LLM in solving reasoning tasks in practice.

Large Language Models (LLMs) are limited by their parametric knowledge, leading to hallucinations in knowledge-extensive tasks. To address this, Retrieval-Augmented Generation (RAG) incorporates external document chunks to expand LLM knowledge. Furthermore, compressing information from document chunks through extraction or summarization can improve LLM performance. Nonetheless, LLMs still struggle to notice and utilize scattered key information, a problem known as the "lost-in-the-middle" syndrome. Therefore, we typically need to restructure the content for LLM to recognize the key information. We propose $\textit{Refiner}$, an end-to-end extract-and-restructure paradigm that operates in the post-retrieval process of RAG. $\textit{Refiner}$ leverages a single decoder-only LLM to adaptively extract query-relevant contents verbatim along with the necessary context, and section them based on their interconnectedness, thereby highlights information distinction, and aligns downstream LLMs with the original context effectively. Experiments show that a trained $\textit{Refiner}$ (with 7B parameters) exhibits significant gain to downstream LLM in improving answer accuracy, and outperforms other state-of-the-art advanced RAG and concurrent compressing approaches in various single-hop and multi-hop QA tasks. Notably, $\textit{Refiner}$ achieves a 80.5% tokens reduction and a 1.6-7.0% improvement margin in multi-hop tasks compared to the next best solution. $\textit{Refiner}$ is a plug-and-play solution that can be seamlessly integrated with RAG systems, facilitating its application across diverse open-source frameworks.

Significant advancements in the field of wood species identification are needed worldwide to support sustainable timber trade. In this work we contribute to automate the identification of wood species via high-resolution macroscopic images of timber. The main challenge of this problem is that fine-grained patterns in timber are crucial in order to accurately identify wood species, and these patterns are not properly learned by traditional convolutional neural networks (CNNs) trained on low/medium resolution images. We propose a Timber Deep Learning Identification with Patch-based Inference Voting methodology, abbreviated TDLI-PIV methodology. Our proposal exploits the concept of patching and the availability of high-resolution macroscopic images of timber in order to overcome the inherent challenges that CNNs face in timber identification. The TDLI-PIV methodology is able to capture fine-grained patterns in timber and, moreover, boosts robustness and prediction accuracy via a collaborative voting inference process. In this work we also introduce a new data set of marcroscopic images of timber, called GOIMAI-Phase-I, which has been obtained using optical magnification in order to capture fine-grained details, which contrasts to the other datasets that are publicly available. More concretely, images in GOIMAI-Phase-I are taken with a smartphone with a 24x magnifying lens attached to the camera. Our data set contains 2120 images of timber and covers 37 legally protected wood species. Our experiments have assessed the performance of the TDLI-PIV methodology, involving the comparison with other methodologies available in the literature, exploration of data augmentation methods and the effect that the dataset size has on the accuracy of TDLI-PIV.

Tabular data -- structured, heterogeneous, spreadsheet-style data with rows and columns -- is widely used in practice across many domains. However, while recent foundation models have reduced the need for developing task-specific datasets and predictors in domains such as language modeling and computer vision, this transfer learning paradigm has not had similar impact in the tabular domain. In this work, we seek to narrow this gap and present TabuLa-8B, a language model for tabular prediction. We define a process for extracting a large, high-quality training dataset from the TabLib corpus, proposing methods for tabular data filtering and quality control. Using the resulting dataset, which comprises over 1.6B rows from 3.1M unique tables, we fine-tune a Llama 3-8B large language model (LLM) for tabular data prediction (classification and binned regression) using a novel packing and attention scheme for tabular prediction. Through evaluation across a test suite of 329 datasets, we find that TabuLa-8B has zero-shot accuracy on unseen tables that is over 15 percentage points (pp) higher than random guessing, a feat that is not possible with existing state-of-the-art tabular prediction models (e.g. XGBoost, TabPFN). In the few-shot setting (1-32 shots), without any fine-tuning on the target datasets, TabuLa-8B is 5-15 pp more accurate than XGBoost and TabPFN models that are explicitly trained on equal, or even up to 16x more data. We release our model, code, and data along with the publication of this paper.

Large language models (LLM) have recently attracted significant attention in the field of artificial intelligence. However, the training process of these models poses significant challenges in terms of computational and storage capacities, thus compressing checkpoints has become an urgent problem. In this paper, we propose a novel Extreme Checkpoint Compression (ExCP) framework, which significantly reduces the required storage of training checkpoints while achieving nearly lossless performance. We first calculate the residuals of adjacent checkpoints to obtain the essential but sparse information for higher compression ratio. To further excavate the redundancy parameters in checkpoints, we then propose a weight-momentum joint shrinking method to utilize another important information during the model optimization, i.e., momentum. In particular, we exploit the information of both model and optimizer to discard as many parameters as possible while preserving critical information to ensure optimal performance. Furthermore, we utilize non-uniform quantization to further compress the storage of checkpoints. We extensively evaluate our proposed ExCP framework on several models ranging from 410M to 7B parameters and demonstrate significant storage reduction while maintaining strong performance. For instance, we achieve approximately $70\times$ compression for the Pythia-410M model, with the final performance being as accurate as the original model on various downstream tasks. Codes will be available at https://github.com/Gaffey/ExCP.

Multimodal Foundation Models (MMFMs) have shown remarkable performance on various computer vision and natural language processing tasks. However, their performance on particular tasks such as document understanding is still limited. They also require more compute, time, and engineering resources to finetune and deploy compared to traditional, unimodal models. In this report, we present Multimodal Structured Generation, a general framework which constrains the output logits of frozen MMFMs to force them to reason before responding with structured outputs that downstream APIs can parse and use. We provide a detailed account of our approach, including the technical details, theoretical discussions, and final evaluation results in the 2nd Multimodal Foundation Models Challenge hosted by the Computer Vision and Pattern Recognition (CVPR) conference. Our approach achieved the second highest score in the hidden test set for Phase 2 and third highest overall. This shows the method's ability to generalize to unseen tasks. And that simple engineering can beat expensive & complicated modelling steps as we first discussed in our paper, Retrieval Augmented Structured Generation: Business Document Information Extraction as Tool Use. All of our scripts, deployment steps, and evaluation results can be accessed in https://github.com/leloykun/MMFM-Challenge

Recent work has identified substantial disparities in generated images of different geographic regions, including stereotypical depictions of everyday objects like houses and cars. However, existing measures for these disparities have been limited to either human evaluations, which are time-consuming and costly, or automatic metrics evaluating full images, which are unable to attribute these disparities to specific parts of the generated images. In this work, we introduce a new set of metrics, Decomposed Indicators of Disparities in Image Generation (Decomposed-DIG), that allows us to separately measure geographic disparities in the depiction of objects and backgrounds in generated images. Using Decomposed-DIG, we audit a widely used latent diffusion model and find that generated images depict objects with better realism than backgrounds and that backgrounds in generated images tend to contain larger regional disparities than objects. We use Decomposed-DIG to pinpoint specific examples of disparities, such as stereotypical background generation in Africa, struggling to generate modern vehicles in Africa, and unrealistically placing some objects in outdoor settings. Informed by our metric, we use a new prompting structure that enables a 52% worst-region improvement and a 20% average improvement in generated background diversity.

The emergence of Vision Language Models (VLMs) has brought unprecedented advances in understanding multimodal information. The combination of textual and visual semantics in VLMs is highly complex and diverse, making the safety alignment of these models challenging. Furthermore, due to the limited study on the safety alignment of VLMs, there is a lack of large-scale, high-quality datasets. To address these limitations, we propose a Safety Preference Alignment dataset for Vision Language Models named SPA-VL. In terms of breadth, SPA-VL covers 6 harmfulness domains, 13 categories, and 53 subcategories, and contains 100,788 samples of the quadruple (question, image, chosen response, rejected response). In terms of depth, the responses are collected from 12 open-source (e.g., QwenVL) and closed-source (e.g., Gemini) VLMs to ensure diversity. The experimental results indicate that models trained with alignment techniques on the SPA-VL dataset exhibit substantial improvements in harmlessness and helpfulness while maintaining core capabilities. SPA-VL, as a large-scale, high-quality, and diverse dataset, represents a significant milestone in ensuring that VLMs achieve both harmlessness and helpfulness.

We introduce an approach aimed at enhancing the reasoning capabilities of Large Language Models (LLMs) through an iterative preference learning process inspired by the successful strategy employed by AlphaZero. Our work leverages Monte Carlo Tree Search (MCTS) to iteratively collect preference data, utilizing its look-ahead ability to break down instance-level rewards into more granular step-level signals. To enhance consistency in intermediate steps, we combine outcome validation and stepwise self-evaluation, continually updating the quality assessment of newly generated data. The proposed algorithm employs Direct Preference Optimization (DPO) to update the LLM policy using this newly generated step-level preference data. Theoretical analysis reveals the importance of using on-policy sampled data for successful self-improving. Extensive evaluations on various arithmetic and commonsense reasoning tasks demonstrate remarkable performance improvements over existing models. For instance, our approach outperforms the Mistral-7B Supervised Fine-Tuning (SFT) baseline on GSM8K, MATH, and ARC-C, with substantial increases in accuracy to $81.8\%$ (+$5.9\%$), $34.7\%$ (+$5.8\%$), and $76.4\%$ (+$15.8\%$), respectively. Additionally, our research delves into the training and inference compute tradeoff, providing insights into how our method effectively maximizes performance gains. Our code is publicly available at https://github.com/YuxiXie/MCTS-DPO.

Recent improvements in natural language processing (NLP) and machine learning (ML) and increased mainstream adoption have led to researchers frequently discussing the "democratization" of artificial intelligence. In this paper, we seek to clarify how democratization is understood in NLP and ML publications, through large-scale mixed-methods analyses of papers using the keyword "democra*" published in NLP and adjacent venues. We find that democratization is most frequently used to convey (ease of) access to or use of technologies, without meaningfully engaging with theories of democratization, while research using other invocations of "democra*" tends to be grounded in theories of deliberation and debate. Based on our findings, we call for researchers to enrich their use of the term democratization with appropriate theory, towards democratic technologies beyond superficial access.