value system
Utility Engineering: Analyzing and Controlling Emergent Value Systems in AIs
As AIs rapidly advance and become more agentic, the risk they pose is governed not only by their capabilities but increasingly by their propensities, including goals and values. Tracking the emergence of goals and values has proven a longstanding problem, and despite much interest over the years it remains unclear whether current AIs have meaningful values. We propose a solution to this problem, leveraging the framework of utility functions to study the internal coherence of AI preferences. Surprisingly, we find that independently-sampled preferences in current LLMs exhibit high degrees of structural coherence, and moreover that this emerges with scale. These findings suggest that value systems emerge in LLMs in a meaningful sense, a finding with broad implications.
Better Than "Better Than Nothing": Design Strategies for Enculturated Empathetic AI Robot Companions for Older Adults
Pedersen, Isabel, Slane, Andrea
The paper asserts that emulating empathy in human-robot interaction is a key component to achieve satisfying social, trustworthy, and ethical robot interaction with older people. Following comments from older adult study participants, the paper identifies a gap. Despite the acceptance of robot care scenarios, participants expressed the poor quality of the social aspect. Current human-robot designs, to a certain extent, neglect to include empathy as a theorized design pathway. Using rhetorical theory, this paper defines the socio-cultural expectations for convincing empathetic relationships. It analyzes and then summarizes how society understands, values, and negotiates empathic interaction between human companions in discursive exchanges, wherein empathy acts as a societal value system. Using two public research collections on robots, with one geared specifically to gerontechnology for older people, it substantiates the lack of attention to empathy in public materials produced by robot companies. This paper contends that using an empathetic care vocabulary as a design pathway is a productive underlying foundation for designing humanoid social robots that aim to support older people's goals of aging-in-place. It argues that the integration of affective AI into the sociotechnical assemblages of human-socially assistive robot interaction ought to be scrutinized to ensure it is based on genuine cultural values involving empathetic qualities.
Learning the Value Systems of Societies from Preferences
Holgado-Sánchez, Andrés, Billhardt, Holger, Ossowski, Sascha, Degli-Esposti, Sara
Aligning AI systems with human values and the value-based preferences of various stakeholders (their value systems) is key in ethical AI. In value-aware AI systems, decision-making draws upon explicit computational representations of individual values (groundings) and their aggregation into value systems. As these are notoriously difficult to elicit and calibrate manually, value learning approaches aim to automatically derive computational models of an agent's values and value system from demonstrations of human behaviour. Nonetheless, social science and humanities literature suggest that it is more adequate to conceive the value system of a society as a set of value systems of different groups, rather than as the simple aggregation of individual value systems. Accordingly, here we formalize the problem of learning the value systems of societies and propose a method to address it based on heuristic deep clustering. The method learns socially shared value groundings and a set of diverse value systems representing a given society by observing qualitative value-based preferences from a sample of agents. We evaluate the proposal in a use case with real data about travelling decisions.
CLAVE: An Adaptive Framework for Evaluating Values of LLM Generated Responses
The rapid progress in Large Language Models (LLMs) poses potential risks such as generating unethical content. Assessing the values embedded in LLMs' generated responses can help expose their misalignment, but this relies on reference-free value evaluators, e.g. Nevertheless, two key challenges emerge in open-ended value evaluation: the evaluator should adapt to changing human value definitions with minimal annotation, against their own bias (adaptability); and remain robust across varying value expressions and scenarios (generalizability). To handle these challenges, we introduce CLAVE, a novel framework that integrates two complementary LLMs: a large model to extract high-level value concepts from diverse responses, leveraging its extensive knowledge and generalizability, and a small model fine-tuned on these concepts to adapt to human value annotations. This dual-model framework enables adaptation to any value system using 100 human-labeled samples per value type. We benchmark the performance of 15 popular LLM evaluators and fully analyze their strengths and weaknesses.
EAVIT: Efficient and Accurate Human Value Identification from Text data via LLMs
Zhu, Wenhao, Xie, Yuhang, Song, Guojie, Zhang, Xin
The rapid evolution of large language models (LLMs) has revolutionized various fields, including the identification and discovery of human values within text data. While traditional NLP models, such as BERT, have been employed for this task, their ability to represent textual data is significantly outperformed by emerging LLMs like GPTs. However, the performance of online LLMs often degrades when handling long contexts required for value identification, which also incurs substantial computational costs. To address these challenges, we propose EAVIT, an efficient and accurate framework for human value identification that combines the strengths of both locally fine-tunable and online black-box LLMs. Our framework employs a value detector - a small, local language model - to generate initial value estimations. These estimations are then used to construct concise input prompts for online LLMs, enabling accurate final value identification. To train the value detector, we introduce explanation-based training and data generation techniques specifically tailored for value identification, alongside sampling strategies to optimize the brevity of LLM input prompts. Our approach effectively reduces the number of input tokens by up to 1/6 compared to directly querying online LLMs, while consistently outperforming traditional NLP methods and other LLM-based strategies.
Utility Engineering: Analyzing and Controlling Emergent Value Systems in AIs
Mazeika, Mantas, Yin, Xuwang, Tamirisa, Rishub, Lim, Jaehyuk, Lee, Bruce W., Ren, Richard, Phan, Long, Mu, Norman, Khoja, Adam, Zhang, Oliver, Hendrycks, Dan
As AIs rapidly advance and become more agentic, the risk they pose is governed not only by their capabilities but increasingly by their propensities, including goals and values. Tracking the emergence of goals and values has proven a longstanding problem, and despite much interest over the years it remains unclear whether current AIs have meaningful values. We propose a solution to this problem, leveraging the framework of utility functions to study the internal coherence of AI preferences. Surprisingly, we find that independently-sampled preferences in current LLMs exhibit high degrees of structural coherence, and moreover that this emerges with scale. These findings suggest that value systems emerge in LLMs in a meaningful sense, a finding with broad implications. To study these emergent value systems, we propose utility engineering as a research agenda, comprising both the analysis and control of AI utilities. We uncover problematic and often shocking values in LLM assistants despite existing control measures. These include cases where AIs value themselves over humans and are anti-aligned with specific individuals. To constrain these emergent value systems, we propose methods of utility control. As a case study, we show how aligning utilities with a citizen assembly reduces political biases and generalizes to new scenarios. Whether we like it or not, value systems have already emerged in AIs, and much work remains to fully understand and control these emergent representations.
Generative Psycho-Lexical Approach for Constructing Value Systems in Large Language Models
Ye, Haoran, Zhang, Tianze, Xie, Yuhang, Zhang, Liyuan, Ren, Yuanyi, Zhang, Xin, Song, Guojie
Values are core drivers of individual and collective perception, cognition, and behavior. Value systems, such as Schwartz's Theory of Basic Human Values, delineate the hierarchy and interplay among these values, enabling cross-disciplinary investigations into decision-making and societal dynamics. Recently, the rise of Large Language Models (LLMs) has raised concerns regarding their elusive intrinsic values. Despite growing efforts in evaluating, understanding, and aligning LLM values, a psychologically grounded LLM value system remains underexplored. This study addresses the gap by introducing the Generative Psycho-Lexical Approach (GPLA), a scalable, adaptable, and theoretically informed method for constructing value systems. Leveraging GPLA, we propose a psychologically grounded five-factor value system tailored for LLMs. For systematic validation, we present three benchmarking tasks that integrate psychological principles with cutting-edge AI priorities. Our results reveal that the proposed value system meets standard psychological criteria, better captures LLM values, improves LLM safety prediction, and enhances LLM alignment, when compared to the canonical Schwartz's values.