Regulatory compliance question answering (QA) requires precise, verifiable information, and domain-specific expertise, posing challenges for Large Language Models (LLMs). In this work, we present a novel multi-agent framework that integrates a Knowledge Graph (KG) of Regulatory triplets with Retrieval-Augmented Generation (RAG) to address these demands. First, agents build and maintain an ontology-free KG by extracting subject--predicate--object (SPO) triplets from regulatory documents and systematically cleaning, normalizing, deduplicating, and updating them. Second, these triplets are embedded and stored along with their corresponding textual sections and metadata in a single enriched vector database, allowing for both graph-based reasoning and efficient information retrieval. Third, an orchestrated agent pipeline leverages triplet-level retrieval for question answering, ensuring high semantic alignment between user queries and the factual "who-did-what-to-whom" core captured by the graph. Our hybrid system outperforms conventional methods in complex regulatory queries, ensuring factual correctness with embedded triplets, enabling traceability through a unified vector database, and enhancing understanding through subgraph visualization, providing a robust foundation for compliance-driven and broader audit-focused applications.

Deploying language models (LMs) in customer-facing speech applications requires conversational fluency and adherence to specific stylistic guidelines. This can be challenging to achieve reliably using complex system prompts due to issues like instruction following limitations and in-context bias. This study investigates the effectiveness of fine-tuning versus system prompting for aligning LMs with a specific behavioral target: responding in a natural, conversational tone suitable for voice interactions. We fine-tuned a small, open-weights model (`Llama3.2-1B-Instruct`) using Low-Rank Adaptation (LoRA) on a synthetically generated dataset derived from Wikipedia. Additionally, we fine-tuned two closed-source models (`gpt-4o-mini`, `gpt-4.1-mini`). Our results demonstrate that fine-tuning outperformed system prompting, achieving a high percentage of conversational responses, even when trained on only 100 data samples. Semantic similarity analysis confirmed that fine-tuning did not degrade content quality. Interestingly, fine-tuning with 8-bit integer quantization converged faster towards the target style than using bfloat16 precision, potentially due to implicit regularization effects. We conclude that fine-tuning small, open-weights LMs on simulated data is a highly effective and data-efficient method for instilling specific stylistic behaviors, offering a preferable alternative to complex system prompting for practical applications requiring nuanced response styles.

Recent research has shown that bit-flip attacks (BFAs) can manipulate deep neural networks (DNNs) via DRAM Rowhammer exploitations. Existing attacks are primarily launched over high-level DNN frameworks like PyTorch and flip bits in model weight files. Nevertheless, DNNs are frequently compiled into low-level executables by deep learning (DL) compilers to fully leverage low-level hardware primitives. The compiled code is usually high-speed and manifests dramatically distinct execution paradigms from high-level DNN frameworks. In this paper, we launch the first systematic study on the attack surface of BFA specifically for DNN executables compiled by DL compilers. We design an automated search tool to identify vulnerable bits in DNN executables and identify practical attack vectors that exploit the model structure in DNN executables with BFAs (whereas prior works make likely strong assumptions to attack model weights). DNN executables appear more "opaque" than models in high-level DNN frameworks. Nevertheless, we find that DNN executables contain extensive, severe (e.g., single-bit flip), and transferrable attack surfaces that are not present in high-level DNN models and can be exploited to deplete full model intelligence and control output labels. Our finding calls for incorporating security mechanisms in future DNN compilation toolchains.

We present the FinCausal 2020 Shared Task on Causality Detection in Financial Documents and the associated FinCausal dataset, and discuss the participating systems and results. Two sub-tasks are proposed: a binary classification task (Task 1) and a relation extraction task (Task 2). A total of 16 teams submitted runs across the two Tasks and 13 of them contributed with a system description paper. This workshop is associated to the Joint Workshop on Financial Narrative Processing and MultiLing Financial Summarisation (FNP-FNS 2020), held at The 28th International Conference on Computational Linguistics (COLING'2020), Barcelona, Spain on September 12, 2020.