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Quantifying the Gain in Weak-to-Strong Generalization

Neural Information Processing Systems

Recent advances in large language models have shown capabilities that are extraordinary and near-superhuman. These models operate with such complexity that reliably evaluating and aligning them proves challenging for humans. This leads to the natural question: can guidance from weak models (like humans) adequately direct the capabilities of strong models? In a recent and somewhat surprising work, Burns et al. (2023) empirically demonstrated that when strong models (like GPT-4) are finetuned using labels generated by weak supervisors (like GPT-2), the strong models outperform their weaker counterparts---a phenomenon they term .In this work, we present a theoretical framework for understanding weak-to-strong generalization. Specifically, we show that the improvement in performance achieved by strong models over their weaker counterparts is quantified by the incurred by the strong model on labels generated by the weaker model. Our theory reveals several curious algorithmic insights. For instance, we can predict the amount by which the strong model will improve over the weak model, and also choose among different weak models to train the strong model, based on its misfit error.


Use perturbations when learning from explanations

Neural Information Processing Systems

Machine learning from explanations (MLX) is an approach to learning that uses human-provided explanations of relevant or irrelevant features for each input to ensure that model predictions are right for the right reasons. Existing MLX approaches rely on local model interpretation methods and require strong model smoothing to align model and human explanations, leading to sub-optimal performance. We recast MLX as a robustness problem, where human explanations specify a lower dimensional manifold from which perturbations can be drawn, and show both theoretically and empirically how this approach alleviates the need for strong model smoothing. We consider various approaches to achieving robustness, leading to improved performance over prior MLX methods. Finally, we show how to combine robustness with an earlier MLX method, yielding state-of-the-art results on both synthetic and real-world benchmarks.


Selective Weak-to-Strong Generalization

Lang, Hao, Huang, Fei, Li, Yongbin

arXiv.org Artificial Intelligence

Future superhuman models will surpass the ability of humans and humans will only be able to \textit{weakly} supervise superhuman models. To alleviate the issue of lacking high-quality data for model alignment, some works on weak-to-strong generalization (W2SG) finetune a strong pretrained model with a weak supervisor so that it can generalize beyond weak supervision. However, the invariable use of weak supervision in existing methods exposes issues in robustness, with a proportion of weak labels proving harmful to models. In this paper, we propose a selective W2SG framework to avoid using weak supervision when unnecessary. We train a binary classifier P(IK) to identify questions that a strong model can answer and use its self-generated labels for alignment. We further refine weak labels with a graph smoothing method. Extensive experiments on three benchmarks show that our method consistently outperforms competitive baselines. Further analyses show that P(IK) can generalize across tasks and difficulties, which indicates selective W2SG can help superalignment.


From Linear to Nonlinear: Provable Weak-to-Strong Generalization through Feature Learning

Oh, Junsoo, Song, Jerry, Yun, Chulhee

arXiv.org Machine Learning

Weak-to-strong generalization refers to the phenomenon where a stronger model trained under supervision from a weaker one can outperform its teacher. While prior studies aim to explain this effect, most theoretical insights are limited to abstract frameworks or linear/random feature models. In this paper, we provide a formal analysis of weak-to-strong generalization from a linear CNN (weak) to a two-layer ReLU CNN (strong). We consider structured data composed of label-dependent signals of varying difficulty and label-independent noise, and analyze gradient descent dynamics when the strong model is trained on data labeled by the pretrained weak model. Our analysis identifies two regimes -- data-scarce and data-abundant -- based on the signal-to-noise characteristics of the dataset, and reveals distinct mechanisms of weak-to-strong generalization. In the data-scarce regime, generalization occurs via benign overfitting or fails via harmful overfitting, depending on the amount of data, and we characterize the transition boundary. In the data-abundant regime, generalization emerges in the early phase through label correction, but we observe that overtraining can subsequently degrade performance.


Weak-to-Strong Generalization under Distribution Shifts

Jeon, Myeongho, Sobotka, Jan, Choi, Suhwan, Brbić, Maria

arXiv.org Machine Learning

As future superhuman models become increasingly complex, accurately supervising their behavior may exceed human capabilities. Recent works have demonstrated that in such scenarios, weak models can effectively supervise strong models, a phenomenon known as weak-to-strong generalization. However, we find that naive weak-to-strong generalization fails under distribution shifts, often leading to worse performance of the strong model than its weak supervisors. To address this, we propose RAVEN, a robust weak-to-strong generalization framework that dynamically learns the optimal combinations of weak models in addition to parameters of the strong model. We demonstrate the effectiveness of RAVEN on image classification, text classification, and preference alignment tasks. RAVEN outperforms alternative baselines by over 30% on out-of-distribution tasks while matching or surpassing existing methods on in-distribution tasks. Moreover, our results show that RAVEN assigns higher weights to more accurate weak models, demonstrating its ability to automatically identify trustworthy supervision.



Aligner: Efficient Alignment by Learning to Correct

Neural Information Processing Systems

Aligner can be applied to any powerful, large-scale upstream models. Moreover, it can even iteratively bootstrap the upstream models using corrected responses as synthetic human preference data, breaking through the model's performance ceiling.


Contrastive Weak-to-strong Generalization

Jiang, Houcheng, Fang, Junfeng, Wu, Jiaxin, Zhang, Tianyu, Gao, Chen, Li, Yong, Wang, Xiang, He, Xiangnan, Deng, Yang

arXiv.org Artificial Intelligence

Weak-to-strong generalization provides a promising paradigm for scaling large language models (LLMs) by training stronger models on samples from aligned weaker ones, without requiring human feedback or explicit reward modeling. However, its robustness and generalization are hindered by the noise and biases in weak-model outputs, which limit its applicability in practice. To address this challenge, we leverage implicit rewards, which approximate explicit rewards through log-likelihood ratios, and reveal their structural equivalence with Contrastive Decoding (CD), a decoding strategy shown to reduce noise in LLM generation. Building on this connection, we propose Contrastive Weak-to-Strong Generalization (ConG), a framework that employs contrastive decoding between pre- and post-alignment weak models to generate higher-quality samples. This approach enables more reliable capability transfer, denoising, and improved robustness, substantially mitigating the limitations of traditional weak-to-strong methods. Empirical results across different model families confirm consistent improvements, demonstrating the generality and effectiveness of ConG. Taken together, our findings highlight the potential of ConG to advance weak-to-strong generalization and provide a promising pathway toward AGI.