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Enabling Differentially Private Federated Learning for Speech Recognition: Benchmarks, Adaptive Optimizers and Gradient Clipping
While federated learning (FL) and differential privacy (DP) have been extensively studied, their application to automatic speech recognition (ASR) remains largely unexplored due to the challenges in training large transformer models. Specifically, large models further exacerbate issues in FL as they are particularly susceptible to gradient heterogeneity across layers, unlike the relatively uniform gradient behavior observed in shallow models. As a result, prior works struggle to converge with standard optimization techniques, even in the absence of DP mechanisms. To the best of our knowledge, no existing work establishes a competitive, practical recipe for FL with DP in the context of ASR. To address this gap, we establish the first benchmark for FL with DP in end-to-end ASR. Our approach centers on per-layer clipping and layer-wise gradient normalization: theoretical analysis reveals that these techniques together mitigate clipping bias and gradient heterogeneity across layers in deeper models. Consistent with these theoretical insights, our empirical results show that FL with DP is viable under strong privacy guarantees, provided a population of at least several million users. Specifically, we achieve user-level (7.2, 10 9)-DP (resp.
Supplementary Materials
Finally, the data was subsampled by a factor of 2. Data augmentation TX features were augmented by adding two types of artificial noise. Each session day has its own affine transform layer. RNN training hyperparameters The hyperparameters for RNN training are listed in Table 1. Table 1: RNN training hyperparameters Description Hyperparameter Learning rate 0.01 Batch size 48 Number of training batches 20000 Number of hidden units in the GRU 512 Number of GRU layers 2 Dropout rate in the GRU 0.4 Optimizer Adam Learning rate decay schedule Linear L2 weight regularization 1e-5 Maximum gradient norm for clipping 10 1.2 Language model training details Out-of-vocabulary words were mapped to a special
Competition and Attraction Improve Model Fusion
Abrantes, João, Lange, Robert Tjarko, Tang, Yujin
Model merging is a powerful technique for integrating the specialized knowledge of multiple machine learning models into a single model. However, existing methods require manually partitioning model parameters into fixed groups for merging, which restricts the exploration of potential combinations and limits performance. To overcome these limitations, we propose Model Merging of Natural Niches (M2N2), an evolutionary algorithm with three key features: (1) dynamic adjustment of merging boundaries to progressively explore a broader range of parameter combinations; (2) a diversity preservation mechanism inspired by the competition for resources in nature, to maintain a population of diverse, high-performing models that are particularly well-suited for merging; and (3) a heuristicbased attraction metric to identify the most promising pairs of models for fusion. Our experimental results demonstrate, for the first time, that model merging can be used to evolve models entirely from scratch. Specifically, we apply M2N2 to evolve MNIST classifiers from scratch and achieve performance comparable to CMA-ES, while being computationally more efficient. Furthermore, M2N2 scales to merge specialized language and image generation models, achieving state-of-the-art performance. Notably, it preserves crucial model capabilities beyond those explicitly optimized by the fitness function, highlighting its robustness and versatility. Our code is available at https://github.com/SakanaAI/natural_niches