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AI Alignment Strategies from a Risk Perspective: Independent Safety Mechanisms or Shared Failures?

arXiv.org Artificial Intelligence

AI alignment research aims to develop techniques to ensure that AI systems do not cause harm. However, every alignment technique has failure modes, which are conditions in which there is a non-negligible chance that the technique fails to provide safety. As a strategy for risk mitigation, the AI safety community has increasingly adopted a defense-in-depth framework: Conceding that there is no single technique which guarantees safety, defense-in-depth consists in having multiple redundant protections against safety failure, such that safety can be maintained even if some protections fail. However, the success of defense-in-depth depends on how (un)correlated failure modes are across alignment techniques. For example, if all techniques had the exact same failure modes, the defense-in-depth approach would provide no additional protection at all. In this paper, we analyze 7 representative alignment techniques and 7 failure modes to understand the extent to which they overlap. We then discuss our results' implications for understanding the current level of risk and how to prioritize AI alignment research in the future.


The Most-Cited Computer Scientist Has a Plan to Make AI More Trustworthy

TIME - Tech

On June 3, Yoshua Bengio, the world's most-cited computer scientist, announced the launch of LawZero, a nonprofit that aims to create "safe by design" AI by pursuing a fundamentally different approach to major tech companies. Players like OpenAI and Google are investing heavily in AI agents--systems that not only answer queries and generate images, but can craft plans and take actions in the world. The goal of these companies is to create virtual employees that can do practically any job a human can, known in the tech industry as artificial general intelligence, or AGI. Executives like Google DeepMind's CEO Demis Hassabis point to AGI's potential to solve climate change or cure disease as a motivator for its development. Bengio, however, says we don't need agentic systems to reap AI's rewards--it's a false choice.


Superintelligent Agents Pose Catastrophic Risks: Can Scientist AI Offer a Safer Path?

arXiv.org Artificial Intelligence

The leading AI companies are increasingly focused on building generalist AI agents -- systems that can autonomously plan, act, and pursue goals across almost all tasks that humans can perform. Despite how useful these systems might be, unchecked AI agency poses significant risks to public safety and security, ranging from misuse by malicious actors to a potentially irreversible loss of human control. We discuss how these risks arise from current AI training methods. Indeed, various scenarios and experiments have demonstrated the possibility of AI agents engaging in deception or pursuing goals that were not specified by human operators and that conflict with human interests, such as self-preservation. Following the precautionary principle, we see a strong need for safer, yet still useful, alternatives to the current agency-driven trajectory. Accordingly, we propose as a core building block for further advances the development of a non-agentic AI system that is trustworthy and safe by design, which we call Scientist AI. This system is designed to explain the world from observations, as opposed to taking actions in it to imitate or please humans. It comprises a world model that generates theories to explain data and a question-answering inference machine. Both components operate with an explicit notion of uncertainty to mitigate the risks of overconfident predictions. In light of these considerations, a Scientist AI could be used to assist human researchers in accelerating scientific progress, including in AI safety. In particular, our system can be employed as a guardrail against AI agents that might be created despite the risks involved. Ultimately, focusing on non-agentic AI may enable the benefits of AI innovation while avoiding the risks associated with the current trajectory. We hope these arguments will motivate researchers, developers, and policymakers to favor this safer path.