NeurIPS Rebuttal for "Retrieval-Augmented Generation for Knowledge-Intensive NLP T asks" We thank reviewers for their thoughtful, detailed reviews. "information retrieval strategy to improve the the generation Pre-trained seq2seq models have only become available in the last year (T5, BART) or two (GPT2). We study two RAG models. RAG-Sequence's formulation is similar to REALM, but RAG-Token is novel and Further, we explore novel decoding strategies for these models. "contribution [...] is not very specific, since R1 suggested that "A figure or example about P AG-Sequence Model and P AG-Token Model is needed", and R3 mentions "description of the model is quite concise (due to space restrictions)".

This paper introduces xRAG, an innovative context compression method tailored for retrieval-augmented generation.

Large pre-trained language models have been shown to store factual knowledge in their parameters, and achieve state-of-the-art results when fine-tuned on downstream NLP tasks. However, their ability to access and precisely manipulate knowledge is still limited, and hence on knowledge-intensive tasks, their performance lags behind task-specific architectures. Additionally, providing provenance for their decisions and updating their world knowledge remain open research problems. Pre-trained models with a differentiable access mechanism to explicit non-parametric memory can overcome this issue, but have so far been only investigated for extractive downstream tasks. We explore a general-purpose fine-tuning recipe for retrieval-augmented generation (RAG) -- models which combine pre-trained parametric and non-parametric memory for language generation. We introduce RAG models where the parametric memory is a pre-trained seq2seq model and the non-parametric memory is a dense vector index of Wikipedia, accessed with a pre-trained neural retriever. We compare two RAG formulations, one which conditions on the same retrieved passages across the whole generated sequence, the other can use different passages per token. We fine-tune and evaluate our models on a wide range of knowledge-intensive NLP tasks and set the state-of-the-art on three open domain QA tasks, outperforming parametric seq2seq models and task-specific retrieve-and-extract architectures. For language generation tasks, we find that RAG models generate more specific, diverse and factual language than a state-of-the-art parametric-only seq2seq baseline.

Graph-based Retrieval-Augmented Generation (GraphRAG) enhances Large Language Models (LLMs) by incorporating external knowledge from linearized subgraphs retrieved from knowledge graphs. However, LLMs struggle to interpret the relational and topological information in these inputs, resulting in hallucinations that are inconsistent with the retrieved knowledge. To analyze how LLMs attend to and retain structured knowledge during generation, we propose two lightweight interpretability metrics: Path Reliance Degree (PRD), which measures over-reliance on shortest-path triples, and Semantic Alignment Score (SAS), which assesses how well the model's internal representations align with the retrieved knowledge. Through empirical analysis on a knowledge-based QA task, we identify failure patterns associated with over-reliance on salient paths and weak semantic grounding, as indicated by high PRD and low SAS scores. We further develop a lightweight post-hoc hallucination detector, Graph Grounding and Alignment (GGA), which outperforms strong semantic and confidence-based baselines across AUC and F1. By grounding hallucination analysis in mechanistic interpretability, our work offers insights into how structural limitations in LLMs contribute to hallucinations, informing the design of more reliable GraphRAG systems in the future.

In enterprise settings, efficiently retrieving relevant information from large and complex knowledge bases is essential for operational productivity and informed decision-making. This research presents a systematic framework for metadata enrichment using large language models (LLMs) to enhance document retrieval in Retrieval-Augmented Generation (RAG) systems. Our approach employs a comprehensive, structured pipeline that dynamically generates meaningful metadata for document segments, substantially improving their semantic representations and retrieval accuracy. Through extensive experiments, we compare three chunking strategies-semantic, recursive, and naive-and evaluate their effectiveness when combined with advanced embedding techniques. The results demonstrate that metadata-enriched approaches consistently outperform content-only baselines, with recursive chunking paired with TF-IDF weighted embeddings yielding an 82.5% precision rate compared to 73.3% for semantic content-only approaches. The naive chunking strategy with prefix-fusion achieved the highest Hit Rate@10 of 0.925. Our evaluation employs cross-encoder reranking for ground truth generation, enabling rigorous assessment via Hit Rate and Metadata Consistency metrics. These findings confirm that metadata enrichment enhances vector clustering quality while reducing retrieval latency, making it a key optimization for RAG systems across knowledge domains. This work offers practical insights for deploying high-performance, scalable document retrieval solutions in enterprise settings, demonstrating that metadata enrichment is a powerful approach for enhancing RAG effectiveness.

In the era of Large Language Models (LLMs), Retrieval-Augmented Generation (RAG) architectures are gaining significant attention for their ability to ground language generation in reliable knowledge sources. Despite their impressive effectiveness in many areas, RAG systems based solely on semantic similarity often fail to ensure factual accuracy in specialized domains, where terminological ambiguity can affect retrieval relevance. This study proposes an enhanced RAG architecture that integrates a factual signal derived from Entity Linking to improve the accuracy of educational question-answering systems in Italian. The system includes a Wikidata-based Entity Linking module and implements three re-ranking strategies to combine semantic and entity-based information: a hybrid score weighting model, reciprocal rank fusion, and a cross-encoder re-ranker. Experiments were conducted on two benchmarks: a custom academic dataset and the standard SQuAD-it dataset. Results show that, in domain-specific contexts, the hybrid schema based on reciprocal rank fusion significantly outperforms both the baseline and the cross-encoder approach, while the cross-encoder achieves the best results on the general-domain dataset. These findings confirm the presence of an effect of domain mismatch and highlight the importance of domain adaptation and hybrid ranking strategies to enhance factual precision and reliability in retrieval-augmented generation. They also demonstrate the potential of entity-aware RAG systems in educational environments, fostering adaptive and reliable AI-based tutoring tools.

This extended abstract introduces Self-Explaining Contrastive Evidence Re-Ranking (CER), a novel method that restructures retrieval around factual evidence by fine-tuning embeddings with contrastive learning and generating token-level attribution rationales for each retrieved passage. Hard negatives are automatically selected using a subjectivity-based criterion, forcing the model to pull factual rationales closer while pushing subjective or misleading explanations apart. As a result, the method creates an embedding space explicitly aligned with evidential reasoning. We evaluated our method on clinical trial reports, and initial experimental results show that CER improves retrieval accuracy, mitigates the potential for hallucinations in RAG systems, and provides transparent, evidence-based retrieval that enhances reliability, especially in safety-critical domains.

Self-adaptive systems (SASs) are designed to handle changes and uncertainties through a feedback loop with four core functionalities: monitoring, analyzing, planning, and execution. Recently, generative artificial intelligence (GenAI), especially the area of large language models, has shown impressive performance in data comprehension and logical reasoning. These capabilities are highly aligned with the functionalities required in SASs, suggesting a strong potential to employ GenAI to enhance SASs. However, the specific benefits and challenges of employing GenAI in SASs remain unclear. Yet, providing a comprehensive understanding of these benefits and challenges is complex due to several reasons: limited publications in the SAS field, the technological and application diversity within SASs, and the rapid evolution of GenAI technologies. To that end, this paper aims to provide researchers and practitioners a comprehensive snapshot that outlines the potential benefits and challenges of employing GenAI's within SAS. Specifically, we gather, filter, and analyze literature from four distinct research fields and organize them into two main categories to potential benefits: (i) enhancements to the autonomy of SASs centered around the specific functions of the MAPE-K feedback loop, and (ii) improvements in the interaction between humans and SASs within human-on-the-loop settings. From our study, we outline a research roadmap that highlights the challenges of integrating GenAI into SASs. The roadmap starts with outlining key research challenges that need to be tackled to exploit the potential for applying GenAI in the field of SAS. The roadmap concludes with a practical reflection, elaborating on current shortcomings of GenAI and proposing possible mitigation strategies.

Retrieval-Augmented Generation (RAG) has emerged as a powerful framework to improve factuality in large language models (LLMs) by grounding their outputs in retrieved documents. However, ensuring perfect retrieval of relevant information remains challenging, and when irrelevant content is passed downstream to an LLM, it can lead to hallucinations. In this work, we propose Finetune-RAG, a simple and effective fine-tuning approach that features the first-of-its-kind RAG training dataset constructed to mimic real-world imperfections. Experimental results show that Finetune-RAG improves factual accuracy by 21.2% over the base model. We also propose Bench-RAG, an LLM-as-a-judge evaluation pipeline that stress tests models under realistic imperfect retrieval scenarios. Our codebase and dataset are fully open sourced for community use.

LLMs often suffer from hallucinations and outdated or incomplete knowledge. RAG is proposed to address these issues by integrating external knowledge like that in KGs into LLMs. However, leveraging private KGs in RAG systems poses significant privacy risks due to the black-box nature of LLMs and potential insecure data transmission, especially when using third-party LLM APIs lacking transparency and control. In this paper, we investigate the privacy-protected RAG scenario for the first time, where entities in KGs are anonymous for LLMs, thus preventing them from accessing entity semantics. Due to the loss of semantics of entities, previous RAG systems cannot retrieve question-relevant knowledge from KGs by matching questions with the meaningless identifiers of anonymous entities. To realize an effective RAG system in this scenario, two key challenges must be addressed: (1) How can anonymous entities be converted into retrievable information. (2) How to retrieve question-relevant anonymous entities. Hence, we propose a novel ARoG framework including relation-centric abstraction and structure-oriented abstraction strategies. For challenge (1), the first strategy abstracts entities into high-level concepts by dynamically capturing the semantics of their adjacent relations. It supplements meaningful semantics which can further support the retrieval process. For challenge (2), the second strategy transforms unstructured natural language questions into structured abstract concept paths. These paths can be more effectively aligned with the abstracted concepts in KGs, thereby improving retrieval performance. To guide LLMs to effectively retrieve knowledge from KGs, the two strategies strictly protect privacy from being exposed to LLMs. Experiments on three datasets demonstrate that ARoG achieves strong performance and privacy-robustness.