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 refusal direction


Refusal Direction is Universal Across Safety-Aligned Languages

Neural Information Processing Systems

Refusal mechanisms in large language models (LLMs) are essential for ensuring safety. Recent research has revealed that refusal behavior can be mediated by a single direction in activation space, enabling targeted interventions to bypass refusals. While this is primarily demonstrated in an English-centric context, appropriate refusal behavior is important for any language, but poorly understood. In this paper, we investigate the refusal behavior in LLMs across 14 languages using PolyRefuse, a multilingual safety dataset created by translating malicious and benign English prompts into these languages. We uncover the surprising cross-lingual universality of the refusal direction: a vector extracted from English can bypass refusals in other languages with near-perfect effectiveness, without any additional fine-tuning. Even more remarkably, refusal directions derived from any safety-aligned language transfer seamlessly to others. We attribute this transferability to the parallelism of refusal vectors across languages in the embedding space and identify the underlying mechanism behind cross-lingual jailbreaks. These findings provide actionable insights for building more robust multilingual safety defenses and pave the way for a deeper mechanistic understanding of cross-lingual vulnerabilities in LLMs.1


LLMs Encode Harmfulness and Refusal Separately

Neural Information Processing Systems

LLMs are trained to refuse harmful instructions, but do they truly understand harmfulness beyond just refusing? Prior work has shown that LLMs' refusal behaviors can be mediated by a one-dimensional subspace, i.e., a refusal direction. In this work, we identify a new dimension to analyze safety mechanisms in LLMs, i.e., harmfulness, which is encoded internally as a separate concept from refusal. And there exists a harmfulness direction that is distinct from the refusal direction. As causal evidence, steering along the harmfulness direction can lead LLMs to interpret harmless instructions as harmful, but steering along the refusal direction tends to elicit refusal responses directly without reversing the model's judgment on harmfulness. Furthermore, using our identified harmfulness concept, we find that certain jailbreak methods work by reducing the refusal signals without suppressing the model's internal belief of harmfulness.


LLMs Encode Harmfulness and Refusal Separately

Neural Information Processing Systems

LLMs are trained to refuse harmful instructions, but do they truly understand harmfulness beyond just refusing? Prior work has shown that LLMs' refusal behaviors can be mediated by a one-dimensional subspace, i.e., a refusal direction. In this work, we identify a new dimension to analyze safety mechanisms in LLMs, i.e., harmfulness, which is encoded internally as a separate concept from refusal. And there exists a harmfulness direction that is distinct from the refusal direction. As causal evidence, steering along the harmfulness direction can lead LLMs to interpret harmless instructions as harmful, but steering along the refusal direction tends to elicit refusal responses directly without reversing the model's judgment on harmfulness. Furthermore, using our identified harmfulness concept, we find that certain jailbreak methods work by reducing the refusal signals without suppressing the model's internal belief of harmfulness.


Refusal Direction is Universal Across Safety-Aligned Languages

Neural Information Processing Systems

Refusal mechanisms in large language models (LLMs) are essential for ensuring safety. Recent research has revealed that refusal behavior can be mediated by a single direction in activation space, enabling targeted interventions to bypass refusals. While this is primarily demonstrated in an English-centric context, appropriate refusal behavior is important for any language, but poorly understood. In this paper, we investigate the refusal behavior in LLMs across 14 languages using \textit{PolyRefuse}, a multilingual safety dataset created by translating malicious and benign English prompts into these languages. We uncover the surprising cross-lingual universality of the refusal direction: a vector extracted from English can bypass refusals in other languages with near-perfect effectiveness, without any additional fine-tuning. Even more remarkably, refusal directions derived from any safety-aligned language transfer seamlessly to others. We attribute this transferability to the parallelism of refusal vectors across languages in the embedding space and identify the underlying mechanism behind cross-lingual jailbreaks. These findings provide actionable insights for building more robust multilingual safety defenses and pave the way for a deeper mechanistic understanding of cross-lingual vulnerabilities in LLMs.



AlignTree: Efficient Defense Against LLM Jailbreak Attacks

arXiv.org Artificial Intelligence

Large Language Models (LLMs) are vulnerable to adversarial attacks that bypass safety guidelines and generate harmful content. Mitigating these vulnerabilities requires defense mechanisms that are both robust and computationally efficient. However, existing approaches either incur high computational costs or rely on lightweight defenses that can be easily circumvented, rendering them impractical for real-world LLM-based systems. In this work, we introduce the AlignTree defense, which enhances model alignment while maintaining minimal computational overhead. AlignTree monitors LLM activations during generation and detects misaligned behavior using an efficient random forest classifier. This classifier operates on two signals: (i) the refusal direction -- a linear representation that activates on misaligned prompts, and (ii) an SVM-based signal that captures non-linear features associated with harmful content. Unlike previous methods, AlignTree does not require additional prompts or auxiliary guard models. Through extensive experiments, we demonstrate the efficiency and robustness of AlignTree across multiple LLMs and benchmarks.


Silenced Biases: The Dark Side LLMs Learned to Refuse

arXiv.org Machine Learning

Safety-aligned large language models (LLMs) are becoming increasingly widespread, especially in sensitive applications where fairness is essential and biased outputs can cause significant harm. However, evaluating the fairness of models is a complex challenge, and approaches that do so typically utilize standard question-answer (QA) styled schemes. Such methods often overlook deeper issues by interpreting the model's refusal responses as positive fairness measurements, which creates a false sense of fairness. In this work, we introduce the concept of silenced biases, which are unfair preferences encoded within models' latent space and are effectively concealed by safety-alignment. Previous approaches that considered similar indirect biases often relied on prompt manipulation or handcrafted implicit queries, which present limited scalability and risk contaminating the evaluation process with additional biases. We propose the Silenced Bias Benchmark (SBB), which aims to uncover these biases by employing activation steering to reduce model refusals during QA. SBB supports easy expansion to new demographic groups and subjects, presenting a fairness evaluation framework that encourages the future development of fair models and tools beyond the masking effects of alignment training. We demonstrate our approach over multiple LLMs, where our findings expose an alarming distinction between models' direct responses and their underlying fairness issues.


Chain-of-Thought Hijacking

arXiv.org Artificial Intelligence

Large reasoning models (LRMs) achieve higher task performance with more inference-time computation, and prior works suggest this scaled reasoning may also strengthen safety by improving refusal. Yet we find the opposite: the same reasoning can be used to bypass safeguards. We introduce Chain-of-Thought Hijacking, a jailbreak attack on reasoning models. The attack pads harmful requests with long sequences of harmless puzzle reasoning. Across HarmBench, CoT Hijacking reaches a 99%, 94%, 100%, and 94% attack success rate (ASR) on Gemini 2.5 Pro, GPT o4 mini, Grok 3 mini, and Claude 4 Sonnet, respectively - far exceeding prior jailbreak methods for LRMs. To understand the effectiveness of our attack, we turn to a mechanistic analysis, which shows that mid layers encode the strength of safety checking, while late layers encode the verification outcome. Long benign CoT dilutes both signals by shifting attention away from harmful tokens. Targeted ablations of attention heads identified by this analysis causally decrease refusal, confirming their role in a safety subnetwork. These results show that the most interpretable form of reasoning - explicit CoT - can itself become a jailbreak vector when combined with final-answer cues. We release prompts, outputs, and judge decisions to facilitate replication.


How Post-Training Reshapes LLMs: A Mechanistic View on Knowledge, Truthfulness, Refusal, and Confidence

arXiv.org Artificial Intelligence

Post-training is essential for the success of large language models (LLMs), transforming pre-trained base models into more useful and aligned post-trained models. While plenty of works have studied post-training algorithms and evaluated post-training models by their outputs, it remains understudied how post-training reshapes LLMs internally. In this paper, we compare base and post-trained LLMs mechanistically from four perspectives to better understand post-training effects. Our findings across model families and datasets reveal that: (1) Post-training does not change the factual knowledge storage locations, and it adapts knowledge representations from the base model while developing new knowledge representations; (2) Both truthfulness and refusal can be represented by vectors in the hidden representation space. The truthfulness direction is highly similar between the base and post-trained model, and it is effectively transferable for interventions; (3) The refusal direction is different between the base and post-trained models, and it shows limited forward transferability; (4) Differences in confidence between the base and post-trained models cannot be attributed to entropy neurons. Our study provides insights into the fundamental mechanisms preserved and altered during post-training, facilitates downstream tasks like model steering, and could potentially benefit future research in interpretability and LLM post-training. Our code is publicly available at https://github.com/HZD01/post-training-mechanistic-analysis.


Toward Understanding the Transferability of Adversarial Suffixes in Large Language Models

arXiv.org Artificial Intelligence

Discrete optimization-based jailbreaking attacks on large language models aim to generate short, nonsensical suffixes that, when appended onto input prompts, elicit disallowed content. Notably, these suffixes are often transferable -- succeeding on prompts and models for which they were never optimized. And yet, despite the fact that transferability is surprising and empirically well-established, the field lacks a rigorous analysis of when and why transfer occurs. To fill this gap, we identify three statistical properties that strongly correlate with transfer success across numerous experimental settings: (1) how much a prompt without a suffix activates a model's internal refusal direction, (2) how strongly a suffix induces a push away from this direction, and (3) how large these shifts are in directions orthogonal to refusal. On the other hand, we find that prompt semantic similarity only weakly correlates with transfer success. These findings lead to a more fine-grained understanding of transferability, which we use in interventional experiments to showcase how our statistical analysis can translate into practical improvements in attack success.