procedural fairness
Explanations as Bias Detectors: A Critical Study of Local Post-hoc XAI Methods for Fairness Exploration
Papanikou, Vasiliki, Karidi, Danae Pla, Pitoura, Evaggelia, Panagiotou, Emmanouil, Ntoutsi, Eirini
As Artificial Intelligence (AI) is increasingly used in areas that significantly impact human lives, concerns about fairness and transparency have grown, especially regarding their impact on protected groups. Recently, the intersection of explainability and fairness has emerged as an important area to promote responsible AI systems. This paper explores how explainability methods can be leveraged to detect and interpret unfairness. We propose a pipeline that integrates local post-hoc explanation methods to derive fairness-related insights. During the pipeline design, we identify and address critical questions arising from the use of explanations as bias detectors such as the relationship between distributive and procedural fairness, the effect of removing the protected attribute, the consistency and quality of results across different explanation methods, the impact of various aggregation strategies of local explanations on group fairness evaluations, and the overall trustworthiness of explanations as bias detectors. Our results show the potential of explanation methods used for fairness while highlighting the need to carefully consider the aforementioned critical aspects.
Perceived Fairness of the Machine Learning Development Process: Concept Scale Development
Mishra, Anoop, Khazanchi, Deepak
In machine learning (ML) applications, unfairness is triggered due to bias in the data, the data curation process, erroneous assumptions, and implicit bias rendered during the development process. It is also well-accepted by researchers that fairness in ML application development is highly subjective, with a lack of clarity of what it means from an ML development and implementation perspective. Thus, in this research, we investigate and formalize the notion of the perceived fairness of ML development from a sociotechnical lens. Our goal in this research is to understand the characteristics of perceived fairness in ML applications. We address this research goal using a three-pronged strategy: 1) conducting virtual focus groups with ML developers, 2) reviewing existing literature on fairness in ML, and 3) incorporating aspects of justice theory relating to procedural and distributive justice. Based on our theoretical exposition, we propose operational attributes of perceived fairness to be transparency, accountability, and representativeness. These are described in terms of multiple concepts that comprise each dimension of perceived fairness. We use this operationalization to empirically validate the notion of perceived fairness of machine learning (ML) applications from both the ML practioners and users perspectives. The multidimensional framework for perceived fairness offers a comprehensive understanding of perceived fairness, which can guide the creation of fair ML systems with positive implications for society and businesses.
Procedural Fairness and Its Relationship with Distributive Fairness in Machine Learning
Wang, Ziming, Huang, Changwu, Tang, Ke, Yao, Xin
Fairness in machine learning (ML) has garnered significant attention in recent years. While existing research has predominantly focused on the distributive fairness of ML models, there has been limited exploration of procedural fairness. This paper proposes a novel method to achieve procedural fairness during the model training phase. The effectiveness of the proposed method is validated through experiments conducted on one synthetic and six real-world datasets. Additionally, this work studies the relationship between procedural fairness and distributive fairness in ML models. On one hand, the impact of dataset bias and the procedural fairness of ML model on its distributive fairness is examined. The results highlight a significant influence of both dataset bias and procedural fairness on distributive fairness. On the other hand, the distinctions between optimizing procedural and distributive fairness metrics are analyzed. Experimental results demonstrate that optimizing procedural fairness metrics mitigates biases introduced or amplified by the decision-making process, thereby ensuring fairness in the decision-making process itself, as well as improving distributive fairness. In contrast, optimizing distributive fairness metrics encourages the ML model's decision-making process to favor disadvantaged groups, counterbalancing the inherent preferences for advantaged groups present in the dataset and ultimately achieving distributive fairness.
Procedural Fairness in Machine Learning
Wang, Ziming, Huang, Changwu, Yao, Xin
Fairness in machine learning (ML) has received much attention. However, existing studies have mainly focused on the distributive fairness of ML models. The other dimension of fairness, i.e., procedural fairness, has been neglected. In this paper, we first define the procedural fairness of ML models, and then give formal definitions of individual and group procedural fairness. We propose a novel metric to evaluate the group procedural fairness of ML models, called $GPF_{FAE}$, which utilizes a widely used explainable artificial intelligence technique, namely feature attribution explanation (FAE), to capture the decision process of the ML models. We validate the effectiveness of $GPF_{FAE}$ on a synthetic dataset and eight real-world datasets. Our experiments reveal the relationship between procedural and distributive fairness of the ML model. Based on our analysis, we propose a method for identifying the features that lead to the procedural unfairness of the model and propose two methods to improve procedural fairness after identifying unfair features. Our experimental results demonstrate that we can accurately identify the features that lead to procedural unfairness in the ML model, and both of our proposed methods can significantly improve procedural fairness with a slight impact on model performance, while also improving distributive fairness.
Procedural Fairness Through Decoupling Objectionable Data Generating Components
Tang, Zeyu, Wang, Jialu, Liu, Yang, Spirtes, Peter, Zhang, Kun
We reveal and address the frequently overlooked yet important issue of disguised procedural unfairness, namely, the potentially inadvertent alterations on the behavior of neutral (i.e., not problematic) aspects of data generating process, and/or the lack of procedural assurance of the greatest benefit of the least advantaged individuals. Inspired by John Rawls's advocacy for pure procedural justice (Rawls, 1971, 2001), we view automated decision-making as a microcosm of social institutions, and consider how the data generating process itself can satisfy the requirements of procedural fairness. We propose a framework that decouples the objectionable data generating components from the neutral ones by utilizing reference points and the associated value instantiation rule. Our findings highlight the necessity of preventing disguised procedural unfairness, drawing attention not only to the objectionable data generating components that we aim to mitigate, but also more importantly, to the neutral components that we intend to keep unaffected.
Assessing Perceived Fairness from Machine Learning Developer's Perspective
Mishra, Anoop, Khazanchi, Deepak
Fairness in machine learning (ML) applications is an important practice for developers in research and industry. In ML applications, unfairness is triggered due to bias in the data, curation process, erroneous assumptions, and implicit bias rendered within the algorithmic development process. As ML applications come into broader use developing fair ML applications is critical. Literature suggests multiple views on how fairness in ML is described from the users perspective and students as future developers. In particular, ML developers have not been the focus of research relating to perceived fairness. This paper reports on a pilot investigation of ML developers perception of fairness. In describing the perception of fairness, the paper performs an exploratory pilot study to assess the attributes of this construct using a systematic focus group of developers. In the focus group, we asked participants to discuss three questions- 1) What are the characteristics of fairness in ML? 2) What factors influence developers belief about the fairness of ML? and 3) What practices and tools are utilized for fairness in ML development? The findings of this exploratory work from the focus group show that to assess fairness developers generally focus on the overall ML application design and development, i.e., business-specific requirements, data collection, pre-processing, in-processing, and post-processing. Thus, we conclude that the procedural aspects of organizational justice theory can explain developers perception of fairness. The findings of this study can be utilized further to assist development teams in integrating fairness in the ML application development lifecycle. It will also motivate ML developers and organizations to develop best practices for assessing the fairness of ML-based applications.
Why it's so damn hard to make AI fair and unbiased
Let's play a little game. Imagine that you're a computer scientist. Your company wants you to design a search engine that will show users a bunch of pictures corresponding to their keywords -- something akin to Google Images. You're a great computer scientist, and this is basic stuff! But say you live in a world where 90 percent of CEOs are male. Should you design your search engine so that it accurately mirrors that reality, yielding images of man after man after man when a user types in "CEO"? Or, since that risks reinforcing gender stereotypes that help keep women out of the C-suite, should you create a search engine that deliberately shows a more balanced mix, even if it's not a mix that reflects reality as it is today?
Six Steps to Responsible AI in the Federal Government
There is widespread agreement that responsible artificial intelligence requires principles such as fairness, transparency, privacy, human safety, and explainability. Nearly all ethicists and tech policy advocates stress these factors and push for algorithms that are fair, transparent, safe, and understandable.1 But it is not always clear how to operationalize these broad principles or how to handle situations where there are conflicts between competing goals.2 It is not easy to move from the abstract to the concrete in developing algorithms and sometimes a focus on one goal comes at the detriment of alternative objectives.3 In the criminal justice area, for example, Richard Berk and colleagues argue that there are many kinds of fairness and it is "impossible to maximize accuracy and fairness at the same time, and impossible simultaneously to satisfy all kinds of fairness."4
Fairness Perceptions of Algorithmic Decision-Making: A Systematic Review of the Empirical Literature
Starke, Christopher, Baleis, Janine, Keller, Birte, Marcinkowski, Frank
Algorithmic decision-making (ADM) increasingly shapes people's daily lives. Given that such autonomous systems can cause severe harm to individuals and social groups, fairness concerns have arisen. A human-centric approach demanded by scholars and policymakers requires taking people's fairness perceptions into account when designing and implementing ADM. We provide a comprehensive, systematic literature review synthesizing the existing empirical insights on perceptions of algorithmic fairness from 39 empirical studies spanning multiple domains and scientific disciplines. Through thorough coding, we systemize the current empirical literature along four dimensions: (a) algorithmic predictors, (b) human predictors, (c) comparative effects (human decision-making vs. algorithmic decision-making), and (d) consequences of ADM. While we identify much heterogeneity around the theoretical concepts and empirical measurements of algorithmic fairness, the insights come almost exclusively from Western-democratic contexts. By advocating for more interdisciplinary research adopting a society-in-the-loop framework, we hope our work will contribute to fairer and more responsible ADM.
How to make algorithms fairer
Fixing algorithms may not be the best response to bias. Ethicist Tom Douglas offers a more radical approach to creating fairness, that aims for'substantive' rather than'procedural' fairness outside of design. Our lives are increasingly affected by algorithms. People may be denied loans, jobs, insurance policies, or even parole on the basis of risk scores that they produce. Yet algorithms are notoriously prone to biases.