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Emergence of Minimal Circuits for Indirect Object Identification in Attention-Only Transformers

arXiv.org Artificial Intelligence

Mechanistic interpretability aims to reverse-engineer large language models (LLMs) into human-understandable computational circuits. However, the complexity of pretrained models often obscures the minimal mechanisms required for specific reasoning tasks. In this work, we train small, attention-only transformers from scratch on a symbolic version of the Indirect Object Identification (IOI) task -- a benchmark for studying coreference -- like reasoning in transformers. Surprisingly, a single-layer model with only two attention heads achieves perfect IOI accuracy, despite lacking MLPs and normalization layers. Through residual stream decomposition, spectral analysis, and embedding interventions, we find that the two heads specialize into additive and contrastive subcircuits that jointly implement IOI resolution. Furthermore, we show that a two-layer, one-head model achieves similar performance by composing information across layers through query-value interactions. These results demonstrate that task-specific training induces highly interpretable, minimal circuits, offering a controlled testbed for probing the computational foundations of transformer reasoning.


Labels in Extremes: How Well Calibrated are Extreme Multi-label Classifiers?

arXiv.org Artificial Intelligence

Extreme multilabel classification (XMLC) problems occur in settings such as related product recommendation, large-scale document tagging, or ad prediction, and are characterized by a label space that can span millions of possible labels. There are two implicit tasks that the classifier performs: \emph{Evaluating} each potential label for its expected worth, and then \emph{selecting} the best candidates. For the latter task, only the relative order of scores matters, and this is what is captured by the standard evaluation procedure in the XMLC literature. However, in many practical applications, it is important to have a good estimate of the actual probability of a label being relevant, e.g., to decide whether to pay the fee to be allowed to display the corresponding ad. To judge whether an extreme classifier is indeed suited to this task, one can look, for example, to whether it returns \emph{calibrated} probabilities, which has hitherto not been done in this field. Therefore, this paper aims to establish the current status quo of calibration in XMLC by providing a systematic evaluation, comprising nine models from four different model families across seven benchmark datasets. As naive application of Expected Calibration Error (ECE) leads to meaningless results in long-tailed XMC datasets, we instead introduce the notion of \emph{calibration@k} (e.g., ECE@k), which focusses on the top-$k$ probability mass, offering a more appropriate measure for evaluating probability calibration in XMLC scenarios. While we find that different models can exhibit widely varying reliability plots, we also show that post-training calibration via a computationally efficient isotonic regression method enhances model calibration without sacrificing prediction accuracy. Thus, the practitioner can choose the model family based on accuracy considerations, and leave calibration to isotonic regression.


Reconfidencing LLMs from the Grouping Loss Perspective

arXiv.org Artificial Intelligence

Large Language Models (LLMs), including ChatGPT and LLaMA, are susceptible to generating hallucinated answers in a confident tone. While efforts to elicit and calibrate confidence scores have proven useful, recent findings show that controlling uncertainty must go beyond calibration: predicted scores may deviate significantly from the actual posterior probabilities due to the impact of grouping loss. In this work, we construct a new evaluation dataset derived from a knowledge base to assess confidence scores given to answers of Mistral and LLaMA. Experiments show that they tend to be overconfident. Further, we show that they are more overconfident on some answers than others, \emph{eg} depending on the nationality of the person in the query. In uncertainty-quantification theory, this is grouping loss. To address this, we propose a solution to reconfidence LLMs, canceling not only calibration but also grouping loss. The LLMs, after the reconfidencing process, indicate improved confidence alignment with the accuracy of their responses.