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OT Score: An OT based Confidence Score for Source Free Unsupervised Domain Adaptation

arXiv.org Artificial Intelligence

We address the computational and theoretical limitations of current distributional alignment methods for source-free unsupervised domain adaptation (SFUDA). In particular, we focus on estimating classification performance and confidence in the absence of target labels. Current theoretical frameworks for these methods often yield computationally intractable quantities and fail to adequately reflect the properties of the alignment algorithms employed. To overcome these challenges, we introduce the Optimal Transport (OT) score, a confidence metric derived from a novel theoretical analysis that exploits the flexibility of decision boundaries induced by Semi-Discrete Optimal Transport alignment. The proposed OT score is intuitively interpretable and theoretically rigorous. It provides principled uncertainty estimates for any given set of target pseudo-labels. Experimental results demonstrate that OT score outperforms existing confidence scores. Moreover, it improves SFUDA performance through training-time reweighting and provides a reliable, label-free proxy for model performance.


Multi-Prompting Decoder Helps Better Language Understanding

arXiv.org Artificial Intelligence

Recent Pre-trained Language Models (PLMs) usually only provide users with the inference APIs, namely the emerging Model-as-a-Service (MaaS) setting. To adapt MaaS PLMs to downstream tasks without accessing their parameters and gradients, some existing methods focus on the output-side adaptation of PLMs, viewing the PLM as an encoder and then optimizing a task-specific decoder for decoding the output hidden states and class scores of the PLM. Despite the effectiveness of these methods, they only use a single prompt to query PLMs for decoding, leading to a heavy reliance on the quality of the adopted prompt. In this paper, we propose a simple yet effective Multi-Prompting Decoder (MPD) framework for MaaS adaptation. The core idea is to query PLMs with multiple different prompts for each sample, thereby obtaining multiple output hidden states and class scores for subsequent decoding. Such multi-prompting decoding paradigm can simultaneously mitigate reliance on the quality of a single prompt, alleviate the issue of data scarcity under the few-shot setting, and provide richer knowledge extracted from PLMs. Specifically, we propose two decoding strategies: multi-prompting decoding with optimal transport for hidden states and calibrated decoding for class scores. Extensive experiments demonstrate that our method achieves new state-of-the-art results on multiple natural language understanding datasets under the few-shot setting.