listwise ranking
ReasonRank: Empowering Passage Ranking with Strong Reasoning Ability
Liu, Wenhan, Ma, Xinyu, Sun, Weiwei, Zhu, Yutao, Li, Yuchen, Yin, Dawei, Dou, Zhicheng
Large Language Model (LLM) based listwise ranking has shown superior performance in many passage ranking tasks. With the development of Large Reasoning Models, many studies have demonstrated that step-by-step reasoning during test-time helps improve listwise ranking performance. However, due to the scarcity of reasoning-intensive training data, existing rerankers perform poorly in many complex ranking scenarios and the ranking ability of reasoning-intensive rerankers remains largely underdeveloped. In this paper, we first propose an automated reasoning-intensive training data synthesis framework, which sources training queries and passages from diverse domains and applies DeepSeek-R1 to generate high-quality training labels. A self-consistency data filtering mechanism is designed to ensure the data quality. To empower the listwise reranker with strong reasoning ability, we further propose a two-stage post-training approach, which includes a cold-start supervised fine-tuning (SFT) stage for reasoning pattern learning and a reinforcement learning (RL) stage for further ranking ability enhancement. During the RL stage, based on the nature of listwise ranking, we design a multi-view ranking reward, which is more effective than a ranking metric-based reward. Extensive experiments demonstrate that our trained reasoning-intensive reranker \textbf{ReasonRank} outperforms existing baselines significantly and also achieves much lower latency than pointwise reranker Rank1. \textbf{Through further experiments, our ReasonRank has achieved state-of-the-art (SOTA) performance 40.6 on the BRIGHT leaderboard\footnote{https://brightbenchmark.github.io/}.} Our codes are available at https://github.com/8421BCD/ReasonRank.
Likert or Not: LLM Absolute Relevance Judgments on Fine-Grained Ordinal Scales
Godfrey, Charles, Nie, Ping, Ostapuk, Natalia, Ken, David, Gao, Shang, Inati, Souheil
Large language models (LLMs) obtain state of the art zero shot relevance ranking performance on a variety of information retrieval tasks. The two most common prompts to elicit LLM relevance judgments are pointwise scoring (a.k.a. relevance generation), where the LLM sees a single query-document pair and outputs a single relevance score, and listwise ranking (a.k.a. permutation generation), where the LLM sees a query and a list of documents and outputs a permutation, sorting the documents in decreasing order of relevance. The current research community consensus is that listwise ranking yields superior performance, and significant research effort has been devoted to crafting LLM listwise ranking algorithms. The underlying hypothesis is that LLMs are better at making relative relevance judgments than absolute ones. In tension with this hypothesis, we find that the gap between pointwise scoring and listwise ranking shrinks when pointwise scoring is implemented using a sufficiently large ordinal relevance label space, becoming statistically insignificant for many LLM-benchmark dataset combinations (where ``significant'' means ``95\% confidence that listwise ranking improves NDCG@10''). Our evaluations span four LLMs, eight benchmark datasets from the BEIR and TREC-DL suites, and two proprietary datasets with relevance labels collected after the training cut-off of all LLMs evaluated.
Found in the Middle: Permutation Self-Consistency Improves Listwise Ranking in Large Language Models
Tang, Raphael, Zhang, Xinyu, Ma, Xueguang, Lin, Jimmy, Ture, Ferhan
Large language models (LLMs) exhibit positional bias in how they use context, which especially complicates listwise ranking. To address this, we propose permutation self-consistency, a form of self-consistency over ranking list outputs of black-box LLMs. Our key idea is to marginalize out different list orders in the prompt to produce an order-independent ranking with less positional bias. First, given some input prompt, we repeatedly shuffle the list in the prompt and pass it through the LLM while holding the instructions the same. Next, we aggregate the resulting sample of rankings by computing the central ranking closest in distance to all of them, marginalizing out prompt order biases in the process. Theoretically, we prove the robustness of our method, showing convergence to the true ranking in the presence of random perturbations. Empirically, on five list-ranking datasets in sorting and passage reranking, our approach improves scores from conventional inference by up to 7-18% for GPT-3.5 and 8-16% for LLaMA v2 (70B), surpassing the previous state of the art in passage reranking. Our code is at https://github.com/castorini/perm-sc.