kx 1
Language Models Resist Alignment
Ji, Jiaming, Wang, Kaile, Qiu, Tianyi, Chen, Boyuan, Zhou, Jiayi, Li, Changye, Lou, Hantao, Yang, Yaodong
Large language models (LLMs) may exhibit undesirable behaviors. Recent efforts have focused on aligning these models to prevent harmful generation. Despite these efforts, studies have shown that even a well-conducted alignment process can be easily circumvented, whether intentionally or accidentally. Do alignment fine-tuning have robust effects on models, or are merely superficial? In this work, we answer this question through both theoretical and empirical means. Empirically, we demonstrate the elasticity of post-alignment models, i.e., the tendency to revert to the behavior distribution formed during the pre-training phase upon further fine-tuning. Using compression theory, we formally derive that such fine-tuning process disproportionately undermines alignment compared to pre-training, potentially by orders of magnitude. We conduct experimental validations to confirm the presence of elasticity across models of varying types and sizes. Specifically, we find that model performance declines rapidly before reverting to the pre-training distribution, after which the rate of decline drops significantly. We further reveal that elasticity positively correlates with increased model size and the expansion of pre-training data. Our discovery signifies the importance of taming the inherent elasticity of LLMs, thereby overcoming the resistance of LLMs to alignment finetuning.
Space-Variant Total Variation boosted by learning techniques in few-view tomographic imaging
Morotti, Elena, Evangelista, Davide, Sebastiani, Andrea, Piccolomini, Elena Loli
This paper focuses on the development of a space-variant regularization model for solving an under-determined linear inverse problem. The case study is a medical image reconstruction from few-view tomographic noisy data. The primary objective of the proposed optimization model is to achieve a good balance between denoising and the preservation of fine details and edges, overcoming the performance of the popular and largely used Total Variation (TV) regularization through the application of appropriate pixel-dependent weights. The proposed strategy leverages the role of gradient approximations for the computation of the space-variant TV weights. For this reason, a convolutional neural network is designed, to approximate both the ground truth image and its gradient using an elastic loss function in its training. Additionally, the paper provides a theoretical analysis of the proposed model, showing the uniqueness of its solution, and illustrates a Chambolle-Pock algorithm tailored to address the specific problem at hand. This comprehensive framework integrates innovative regularization techniques with advanced neural network capabilities, demonstrating promising results in achieving high-quality reconstructions from low-sampled tomographic data.
Error estimate for a universal function approximator of ReLU network with a local connection
Neural networks have shown high successful performance in a wide range of tasks, but further studies are needed to improve its performance. We analyze the approximation error of the specific neural network architecture with a local connection and higher application than one with the full connection because the local-connected network can be used to explain diverse neural networks such as CNNs. Our error estimate depends on two parameters: one controlling the depth of the hidden layer, and the other, the width of the hidden layers.