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 guardrail model


bf05b8d4361c6be8e250be4b924f0e1d-Paper-Conference.pdf

Neural Information Processing Systems

Finetuning large language models (LLMs) enables user-specific customization but introduces important safety risks: even a few harmful examples can compromise safety alignment. A common mitigation strategy is to update the model more strongly on examples deemed safe, while downweighting or excluding those flagged as unsafe. However, because safety context can shift within a single example, updating the model equally on both harmful and harmless parts of a response is suboptimal -- an atomic treatment we term static safety shaping. In contrast, we propose dynamic safety shaping (DSS), a dynamic shaping framework that uses fine-grained safety signals to reinforce learning from safe segments of a response while suppressing unsafe content. To enable such fine-grained control during finetuning, we introduce a key insight: guardrail models, traditionally used for filtering, can be repurposed to evaluate partial responses, tracking how safety risk evolves throughout the response, segment by segment. This leads to the Safety Trajectory Assessment of Response (STAR), a token-level signal that enables shaping to operate dynamically over the training sequence. Building on this, we present DSS, a DSS method guided by STAR scores that robustly mitigates finetuning risks and delivers substantial safety improvements across diverse threats, datasets, and model families, all without compromising capability on intended tasks. We encourage future safety research to build on dynamic shaping principles for stronger mitigation against evolving finetuning risks.


C-SafeGen: Certified Safe LLMGeneration with Claim-Based Streaming Guardrails

Neural Information Processing Systems

Despite the remarkable capabilities of large language models (LLMs) across diverse applications, they remain vulnerable to generating content that violates safety regulations and policies. To mitigate these risks, LLMs undergo safety alignment; however, they can still be effectively jailbroken. Off-the-shelf guardrail models are commonly deployed to monitor generations, but these models primarily focus on detection rather than ensuring safe decoding of LLM outputs. Moreover, existing efforts lack rigorous safety guarantees, which are crucial for the universal deployment of LLMs and certifiable compliance with regulatory standards. In this paper, we propose a Claim-based Stream Decoding (CSD) algorithm coupled with a statistical risk guarantee framework using conformal analysis.


C-SafeGen: Certified Safe LLM Generation with Claim-Based Streaming Guardrails

Neural Information Processing Systems

Despite the remarkable capabilities of large language models (LLMs) across diverse applications, they remain vulnerable to generating content that violates safety regulations and policies. To mitigate these risks, LLMs undergo safety alignment; however, they can still be effectively jailbroken. Off-the-shelf guardrail models are commonly deployed to monitor generations, but these models primarily focus on detection rather than ensuring safe decoding of LLM outputs. Moreover, existing efforts lack rigorous safety guarantees, which are crucial for the universal deployment of LLMs and certifiable compliance with regulatory standards. In this paper, we propose a Claim-based Stream Decoding (CSD) algorithm coupled with a statistical risk guarantee framework using conformal analysis.


PolyGuard: Massive Multi-Domain Safety Policy-Grounded Guardrail Dataset

Neural Information Processing Systems

As large language models (LLMs) become widespread across diverse applications, concerns about the security and safety of LLM interactions have intensified. Numerous guardrail models and benchmarks have been developed to ensure LLM content safety. However, existing guardrail benchmarks are often built upon ad hoc risk taxonomies that lack a principled grounding in standardized safety policies, limiting their alignment with real-world operational requirements. Moreover, they tend to overlook domain-specific risks, while the same risk category can carry different implications across different domains. To bridge these gaps, we introduce PolyGuard, the first massive multi-domain safety policy-grounded guardrail dataset. PolyGuard offers: (1) broad domain coverage across eight safety-critical domains, such as finance, law, and codeGen; (2) policy-grounded risk construction based on authentic, domain-specific safety guidelines; (3) diverse interaction formats, encompassing declarative statements, questions, instructions, and multi-turn conversations; (4) advanced benign data curation via detoxification prompting to challenge over-refusal behaviors; and (5) \textbf{attack-enhanced instances} that simulate adversarial inputs designed to bypass guardrails. Based on PolyGuard, we benchmark 19 advanced guardrail models and uncover a series of findings, such as: (1) All models achieve varied F1 scores, with many demonstrating high variance across risk categories, highlighting their limited domain coverage and insufficient handling of domain-specific safety concerns; (2) As models evolve, their coverage of safety risks broadens, but performance on common risk categories may decrease; (3) All models remain vulnerable to optimized adversarial attacks. The policy-grounded \dataset establishes the first principled and comprehensive guardrail benchmark. We believe that \dataset and the unique insights derived from our evaluations will advance the development of policy-aligned and resilient guardrail systems.


Taxonomy-Adaptive Moderation Model with Robust Guardrails for Large Language Models

arXiv.org Artificial Intelligence

Large Language Models (LLMs) are typically aligned for safety during the post-training phase; however, they may still generate inappropriate outputs that could potentially pose risks to users. This challenge underscores the need for robust safeguards that operate across both model inputs and outputs. In this work, we introduce Roblox Guard 1.0, a state-of-the-art instruction fine-tuned LLM designed to enhance the safety of LLM systems through comprehensive input-output moderation, using a pipeline of LLMs to enhance moderation capability. Built on the Llama-3.1-8B-Instruct backbone, our model is instruction fine-tuned to generalize across previously unseen safety taxonomies and demonstrates strong performance on out-of-domain safety benchmarks. The instruction fine-tuning process uses a mix of synthetic and open-source safety datasets, augmented with chain-of-thought (CoT) rationales and input inversion to enhance contextual understanding and decision making. To support systematic evaluation, we also release RobloxGuard-Eval, a new benchmark featuring an extensible safety taxonomy to assess the effectiveness of LLM guardrails and moderation frameworks.


SGuard-v1: Safety Guardrail for Large Language Models

arXiv.org Artificial Intelligence

We present SGuard-v1, a lightweight safety guardrail for Large Language Models (LLMs), which comprises two specialized models to detect harmful content and screen adversarial prompts in human-AI conversational settings. The first component, ContentFilter, is trained to identify safety risks in LLM prompts and responses in accordance with the MLCommons hazard taxonomy, a comprehensive framework for trust and safety assessment of AI. The second component, JailbreakFilter, is trained with a carefully designed curriculum over integrated datasets and findings from prior work on adversarial prompting, covering 60 major attack types while mitigating false-unsafe classification. SGuard-v1 is built on the 2B-parameter Granite-3.3-2B-Instruct model that supports 12 languages. We curate approximately 1.4 million training instances from both collected and synthesized data and perform instruction tuning on the base model, distributing the curated data across the two component according to their designated functions. Through extensive evaluation on public and proprietary safety benchmarks, SGuard-v1 achieves state-of-the-art safety performance while remaining lightweight, thereby reducing deployment overhead. SGuard-v1 also improves interpretability for downstream use by providing multi-class safety predictions and their binary confidence scores. We release the SGuard-v1 under the Apache-2.0 License to enable further research and practical deployment in AI safety.


Revisiting Backdoor Attacks on LLMs: A Stealthy and Practical Poisoning Framework via Harmless Inputs

arXiv.org Artificial Intelligence

Recent studies have widely investigated backdoor attacks on Large language models (LLMs) by inserting harmful question-answer (QA) pairs into training data to implant triggers. However, we revisit existing attack methods and identify two critical limitations that seriously undermine their stealthiness and practicality: (1) directly embedding harmful content into the training data compromise the model's safety alignment, resulting in high attack success rates even for clean queries without triggers, and (2) the poisoned training samples can be easily detected and filtered by safety-aligned guardrails (e.g., LLaMAGuard). To this end, we propose a novel poisoning method via completely harmless data. Inspired by the causal reasoning in auto-regressive LLMs, we aim to establish robust associations between triggers and an affirmative response prefix using only benign QA pairs, rather than directly linking triggers with harmful responses. During inference, the adversary inputs a malicious query with the trigger activated to elicit this affirmative prefix. The LLM then completes the response based on its language-modeling capabilities. Notably, achieving this behavior from clean QA pairs is non-trivial. We observe an interesting resistance phenomenon where the LLM initially appears to agree but subsequently refuses to answer. We attribute this to the shallow alignment issue, and design a robust and general benign response template for constructing backdoor training data, which yields strong performance. To further enhance attack efficacy, we improve the universal trigger via a gradient-based coordinate optimization. Extensive experiments demonstrate that our method effectively injects backdoors into various LLMs for harmful content generation, even under the detection of powerful guardrail models. Empowered by advanced algorithms and large-scale high-quality data, Large Language Models (LLMs) (Brown et al., 2020) have achieved remarkable breakthroughs and demonstrate exceptional performance across diverse complex language understanding tasks.


Toward Safer Diffusion Language Models: Discovery and Mitigation of Priming Vulnerability

arXiv.org Artificial Intelligence

Diffusion language models (DLMs) generate tokens in parallel through iterative denoising, which can reduce latency and enable bidirectional conditioning. However, the safety risks posed by jailbreak attacks that exploit this inference mechanism are not well understood. In this paper, we reveal that DLMs have a critical vulnerability stemming from their iterative denoising process and propose a countermeasure. Specifically, our investigation shows that if an affirmative token for a harmful query appears at an intermediate step, subsequent denoising can be steered toward a harmful response even in aligned models. As a result, simply injecting such affirmative tokens can readily bypass the safety guardrails. Furthermore, we demonstrate that the vulnerability allows existing optimization-based jailbreak attacks to succeed on DLMs. Building on this analysis, we propose a novel safety alignment method tailored to DLMs that trains models to generate safe responses from contaminated intermediate states that contain affirmative tokens. Our experiments indicate that the proposed method significantly mitigates the vulnerability with minimal impact on task performance. Furthermore, our method improves robustness against conventional jailbreak attacks. Our work underscores the need for DLM-specific safety research.


CAPTURE: Context-Aware Prompt Injection Testing and Robustness Enhancement

arXiv.org Artificial Intelligence

Prompt injection remains a major security risk for large language models. However, the efficacy of existing guardrail models in context-aware settings remains underexplored, as they often rely on static attack benchmarks. Additionally, they have over-defense tendencies. We introduce CAPTURE, a novel context-aware benchmark assessing both attack detection and over-defense tendencies with minimal in-domain examples. Our experiments reveal that current prompt injection guardrail models suffer from high false negatives in adversarial cases and excessive false positives in benign scenarios, highlighting critical limitations. To demonstrate our framework's utility, we train CaptureGuard on our generated data. This new model drastically reduces both false negative and false positive rates on our context-aware datasets while also generalizing effectively to external benchmarks, establishing a path toward more robust and practical prompt injection defenses.


Disentangled Safety Adapters Enable Efficient Guardrails and Flexible Inference-Time Alignment

arXiv.org Artificial Intelligence

Existing paradigms for ensuring AI safety, such as guardrail models and alignment training, often compromise either inference efficiency or development flexibility. We introduce Disentangled Safety Adapters (DSA), a novel framework addressing these challenges by decoupling safety-specific computations from a task-optimized base model. DSA utilizes lightweight adapters that leverage the base model's internal representations, enabling diverse and flexible safety functionalities with minimal impact on inference cost. Empirically, DSA-based safety guardrails substantially outperform comparably sized standalone models, notably improving hallucination detection (0.88 vs. 0.61 AUC on Summedits) and also excelling at classifying hate speech (0.98 vs. 0.92 on ToxiGen) and unsafe model inputs and responses (0.93 vs. 0.90 on AEGIS2.0 & BeaverTails). Furthermore, DSA-based safety alignment allows dynamic, inference-time adjustment of alignment strength and a fine-grained trade-off between instruction following performance and model safety. Importantly, combining the DSA safety guardrail with DSA safety alignment facilitates context-dependent alignment strength, boosting safety on StrongReject by 93% while maintaining 98% performance on MTBench -- a total reduction in alignment tax of 8 percentage points compared to standard safety alignment fine-tuning. Overall, DSA presents a promising path towards more modular, efficient, and adaptable AI safety and alignment.