dispreferred response
ComPO: Preference Alignment via Comparison Oracles
Direct alignment methods are increasingly used for aligning large language models (LLMs) with human preferences. However, these methods suffer from the issues of likelihood displacement, which can be driven by noisy preference pairs that induce similar likelihood for preferred and dispreferred responses. The contributions of this paper are two-fold. First, we propose a preference alignment method based on zeroth-order, comparison-based optimization via comparison oracles and provide convergence guarantees for its basic mechanism. Second, we improve our method using some heuristics and conduct the experiments to demonstrate the flexibility and compatibility of practical mechanisms in improving the performance of LLMs using noisy preference pairs. Evaluations are conducted across multiple base and instruction-tuned models (Mistral-7B, Llama-3-8B and Gemma-2-9B) with benchmarks (AlpacaEval 2, MT-Bench and Arena-Hard)1. Experimental results show the effectiveness of our method as an alternative to addressing the limitations of existing methods, not only likelihood displacement but verbosity. A highlight of our work is that we evidence the importance of designing specialized methods for preference pairs with distinct likelihood margin, which complements the recent findings in Razin et al. [73].
CAPO: Confidence Aware Preference Optimization Learning for Multilingual Preferences
Pokharel, Rhitabrat, Tao, Yufei, Agrawal, Ameeta
Preference optimization is a critical post-training technique used to align large language models (LLMs) with human preferences, typically by fine-tuning on ranked response pairs. While methods like Direct Preference Optimization (DPO) have proven effective in English, they often fail to generalize robustly to multilingual settings. We propose a simple yet effective alternative, Confidence-Aware Preference Optimization (CAPO), which replaces DPO's fixed treatment of preference pairs with a dynamic loss scaling mechanism based on a relative reward. By modulating the learning signal according to the confidence in each preference pair, CAPO enhances robustness to noisy or low-margin comparisons, typically encountered in multilingual text. Empirically, CAPO outperforms existing preference optimization baselines by at least 16% in reward accuracy, and improves alignment by widening the gap between preferred and dispreferred responses across languages.
ComPO: Preference Alignment via Comparison Oracles
Chen, Peter, Chen, Xi, Yin, Wotao, Lin, Tianyi
Direct alignment methods are increasingly used for aligning large language models (LLMs) with human preferences. However, these methods suffer from the issues of verbosity and likelihood displacement, which can be driven by the noisy preference pairs that induce similar likelihood for preferred and dispreferred responses. The contributions of this paper are two-fold. First, we propose a new preference alignment method based on zeroth-order, comparison-based optimization via comparison oracles and provide convergence guarantees for its basic scheme. Second, we improve our method using some heuristics and conduct the experiments to demonstrate the flexibility and compatibility of practical scheme in improving the performance of LLMs using noisy preference pairs. Evaluations are conducted across multiple base and instruction-tuned models (Mistral-7B, Llama-3-8B and Gemma-2-9B) with benchmarks (AlpacaEval 2, MT-Bench and Arena-Hard). Experimental results show the effectiveness of our method as an alternative to addressing the limitations of existing direct alignment methods. A highlight of our work is that we evidence the importance of designing specialized methods for preference pairs with distinct likelihood margin, which complements the recent findings in Razin et al (2025).
Towards Bridging the Reward-Generation Gap in Direct Alignment Algorithms
Xiao, Zeguan, Chen, Yun, Chen, Guanhua, Tang, Ke
Direct Alignment Algorithms (DAAs), such as Direct Preference Optimization (DPO) and Simple Preference Optimization (SimPO), have emerged as efficient alternatives to Reinforcement Learning from Human Feedback (RLHF) algorithms for aligning large language models (LLMs) with human preferences. However, DAAs suffer from a fundamental limitation we identify as the "reward-generation gap" -- a misalignment between optimization objectives during training and actual generation performance during inference. In this paper, we find a contributor to the reward-generation gap is the mismatch between the inherent importance of prefix tokens during the LLM generation process and how this importance is reflected in the implicit reward functions of DAAs. To bridge the gap, we adopt a token-level MDP perspective of DAAs to analyze its limitations and introduce a simple yet effective approach called Prefix-Oriented Equal-length Training (POET), which truncates both preferred and dispreferred responses to match the shorter one's length. Training with \mname, where both responses in each sample are truncated to equal length, resulting in diverse truncated lengths across samples, the optimization of DAAs objective is implicitly constrained to converge across all timesteps of token-level MDP, thus paying more attention to prefix tokens than the standard DAAs. We conduct experiments with DPO and SimPO, two representative DAAs, demonstrating that POET improves over their standard implementations, achieving up to 15.6 points in AlpacaEval 2 and overall improvements across downstream tasks. Our results highlight the importance of addressing the misalignment between reward optimization and generation performance in DAAs.
HSCR: Hierarchical Self-Contrastive Rewarding for Aligning Medical Vision Language Models
Jiang, Songtao, Zhang, Yan, Jin, Yeying, Tang, Zhihang, Wu, Yangyang, Feng, Yang, Wu, Jian, Liu, Zuozhu
Medical Vision-Language Models (Med-VLMs) have achieved success across various tasks, yet most existing methods overlook the modality misalignment issue that can lead to untrustworthy responses in clinical settings. In this paper, we propose Hierarchical Self-Contrastive Rewarding (HSCR), a novel approach that addresses two critical challenges in Med-VLM alignment: 1) Cost-effective generation of high-quality preference data; 2) Capturing nuanced and context-aware preferences for improved alignment. HSCR first leverages the inherent capability of Med-VLMs to generate dispreferred responses with higher sampling probability. By analyzing output logit shifts after visual token dropout, we identify modality-coupled tokens that induce misalignment and derive an implicit alignment reward function. This function guides token replacement with hallucinated ones during decoding, producing high-quality dispreferred data. Furthermore, HSCR introduces a multi-level preference optimization strategy, which extends beyond traditional adjacent-level optimization by incorporating nuanced implicit preferences, leveraging relative quality in dispreferred data to capture subtle alignment cues for more precise and context-aware optimization. Extensive experiments across multiple medical tasks, including Med-VQA, medical image captioning and instruction following, demonstrate that HSCR not only enhances zero-shot performance but also significantly improves modality alignment and trustworthiness with just 2,000 training entries.
Risk-aware Direct Preference Optimization under Nested Risk Measure
Zhang, Lijun, Li, Lin, Qi, Yajie, Song, Huizhong, Yang, Yaodong, Wang, Jun, Wei, Wei
When fine-tuning pre-trained Large Language Models (LLMs) to align with human values and intentions, maximizing the estimated reward can lead to superior performance, but it also introduces potential risks due to deviations from the reference model's intended behavior. Most existing methods typically introduce KL divergence to constrain deviations between the trained model and the reference model; however, this may not be sufficient in certain applications that require tight risk control. In this paper, we introduce Risk-aware Direct Preference Optimization (Ra-DPO), a novel approach that incorporates risk-awareness by employing a class of nested risk measures. This approach formulates a constrained risk-aware advantage function maximization problem and then converts the Bradley-Terry model into a token-level representation. The objective function maximizes the likelihood of the policy while suppressing the deviation between a trained model and the reference model using a sequential risk ratio, thereby enhancing the model's risk-awareness. Experimental results across three open-source datasets: IMDb Dataset, Anthropic HH Dataset, and AlpacaEval, demonstrate the proposed method's superior performance in balancing alignment performance and model drift. Our code is opensourced at https://github.com/zlj123-max/Ra-DPO.
Advantage-Guided Distillation for Preference Alignment in Small Language Models
Gao, Shiping, Wan, Fanqi, Guo, Jiajian, Quan, Xiaojun, Wang, Qifan
Alignment techniques enable Large Language Models (LLMs) to generate outputs that align with human preferences and play a crucial role in their effectiveness. However, their impact often diminishes when applied to Small Language Models (SLMs), likely due to the limited capacity of these models. Instead of directly applying existing alignment techniques to SLMs, we propose to utilize a well-aligned teacher LLM to guide the alignment process for these models, thereby facilitating the transfer of the teacher's knowledge of human preferences to the student model. To achieve this, we first explore a straightforward approach, Dual-Constrained Knowledge Distillation (DCKD), that employs knowledge distillation with two KL-divergence constraints from the aligned teacher to the unaligned student. To further enhance the student's ability to distinguish between preferred and dispreferred responses, we then propose Advantage-Guided Distillation for Preference Alignment (ADPA), which leverages an advantage function from the aligned teacher to deliver more nuanced, distribution-level reward signals for the student's alignment. Our experimental results show that these two approaches appreciably improve the alignment of SLMs and narrow the performance gap with larger counterparts. Among them, ADPA demonstrates superior performance and achieves even greater effectiveness when integrated with DCKD. Our code is available at https://github.com/SLIT-AI/ADPA.
HPS: Hard Preference Sampling for Human Preference Alignment
Zou, Xiandong, Lin, Wanyu, Li, Yuchen, Zhou, Pan
Aligning Large Language Model (LLM) responses with human preferences is vital for building safe and controllable AI systems. While preference optimization methods based on Plackett-Luce (PL) and Bradley-Terry (BT) models have shown promise, they face challenges such as poor handling of harmful content, inefficient use of dispreferred responses, and, specifically for PL, high computational costs. To address these issues, we propose Hard Preference Sampling (HPS), a novel framework for robust and efficient human preference alignment. HPS introduces a training loss that prioritizes the most preferred response while rejecting all dispreferred and harmful ones. It emphasizes "hard" dispreferred responses--those closely resembling preferred ones--to enhance the model's rejection capabilities. By leveraging a single-sample Monte Carlo sampling strategy, HPS reduces computational overhead while maintaining alignment quality. Theoretically, HPS improves sample efficiency over existing PL methods and maximizes the reward margin between preferred and dispreferred responses, ensuring clearer distinctions. Experiments on HH-RLHF and PKU-Safety datasets validate HPS's effectiveness, achieving comparable BLEU and reward scores while greatly improving reward margins and thus reducing harmful content generation.
AlphaPO -- Reward shape matters for LLM alignment
Gupta, Aman, Tang, Shao, Song, Qingquan, Zhu, Sirou, Hong, Jiwoo, Saha, Ankan, Gupta, Viral, Lee, Noah, Kim, Eunki, Zhu, Jason, Pillai, Natesh, Keerthi, S. Sathiya
Reinforcement Learning with Human Feedback (RLHF) and its variants have made huge strides toward the effective alignment of large language models (LLMs) to follow instructions and reflect human values. More recently, Direct Alignment Algorithms (DAAs) have emerged in which the reward modeling stage of RLHF is skipped by characterizing the reward directly as a function of the policy being learned. Examples include Direct Preference Optimization (DPO) and Simple Preference Optimization (SimPO). These methods often suffer from likelihood displacement, a phenomenon by which the probabilities of preferred responses are often reduced undesirably. In this paper, we argue that, for DAAs the reward (function) shape matters. We introduce AlphaPO, a new DAA method that leverages an $\alpha$-parameter to help change the shape of the reward function beyond the standard log reward. AlphaPO helps maintain fine-grained control over likelihood displacement and over-optimization. Compared to SimPO, one of the best performing DAAs, AlphaPO leads to about 7\% to 10\% relative improvement in alignment performance for the instruct versions of Mistral-7B and Llama3-8B. The analysis and results presented highlight the importance of the reward shape, and how one can systematically change it to affect training dynamics, as well as improve alignment performance.
Unintentional Unalignment: Likelihood Displacement in Direct Preference Optimization
Razin, Noam, Malladi, Sadhika, Bhaskar, Adithya, Chen, Danqi, Arora, Sanjeev, Hanin, Boris
Direct Preference Optimization (DPO) and its variants are increasingly used for aligning language models with human preferences. Although these methods are designed to teach a model to generate preferred responses more frequently relative to dispreferred responses, prior work has observed that the likelihood of preferred responses often decreases during training. The current work sheds light on the causes and implications of this counter-intuitive phenomenon, which we term likelihood displacement. We demonstrate that likelihood displacement can be catastrophic, shifting probability mass from preferred responses to responses with an opposite meaning. As a simple example, training a model to prefer $\texttt{No}$ over $\texttt{Never}$ can sharply increase the probability of $\texttt{Yes}$. Moreover, when aligning the model to refuse unsafe prompts, we show that such displacement can unintentionally lead to unalignment, by shifting probability mass from preferred refusal responses to harmful responses (e.g., reducing the refusal rate of Llama-3-8B-Instruct from 74.4% to 33.4%). We theoretically characterize that likelihood displacement is driven by preferences that induce similar embeddings, as measured by a centered hidden embedding similarity (CHES) score. Empirically, the CHES score enables identifying which training samples contribute most to likelihood displacement in a given dataset. Filtering out these samples effectively mitigated unintentional unalignment in our experiments. More broadly, our results highlight the importance of curating data with sufficiently distinct preferences, for which we believe the CHES score may prove valuable.