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6a4262293ca91c5af2dfab24bd343b43-Supplemental-Conference.pdf

Neural Information Processing Systems

By combining robust regression and prior information, we develop an effective robust regression method that can resist adaptive adversarial attacks. Due to the widespread existence of noise and data corruption, it is necessary to recover the true regression parameters when a certain proportion of the response variables have been corrupted. Methods to overcome this problem often involve robust least-squaresregression.


Uncertainty-based Offline Variational Bayesian Reinforcement Learning for Robustness under Diverse Data Corruptions

Neural Information Processing Systems

Real-world offline datasets are often subject to data corruptions (such as noise or adversarial attacks) due to sensor failures or malicious attacks. Despite advances in robust offline reinforcement learning (RL), existing methods struggle to learn robust agents under high uncertainty caused by the diverse corrupted data (i.e., corrupted states, actions, rewards, and dynamics), leading to performance degradation in clean environments. To tackle this problem, we propose a novel robust variational Bayesian inference for offline RL (TRACER). It introduces Bayesian inference for the first time to capture the uncertainty via offline data for robustness against all types of data corruptions.


Security Analysis of Safe and Seldonian Reinforcement Learning Algorithms

Neural Information Processing Systems

We analyze the extent to which existing methods rely on accurate training data for a specific class of reinforcement learning (RL) algorithms, known as Safe and Seldonian RL. We introduce a new measure of security to quantify the susceptibility to perturbations in training data by creating an attacker model that represents a worst-case analysis, and show that a couple of Seldonian RL methods are extremely sensitive to even a few data corruptions. We then introduce a new algorithm that is more robust against data corruptions, and demonstrate its usage in practice on some RL problems, including a grid-world and a diabetes treatment simulation.


Enhancing Robustness of Offline Reinforcement Learning Under Data Corruption via Sharpness-Aware Minimization

Xu, Le, Chen, Jiayu

arXiv.org Artificial Intelligence

Offline reinforcement learning (RL) is vulnerable to real-world data corruption, with even robust algorithms failing under challenging observation and mixture corruptions. We posit this failure stems from data corruption creating sharp minima in the loss landscape, leading to poor generalization. To address this, we are the first to apply Sharpness-A ware Minimization (SAM) as a general-purpose, plug-and-play optimizer for offline RL. SAM seeks flatter minima, guiding models to more robust parameter regions. We integrate SAM into strong baselines for data corruption: IQL, a top-performing offline RL algorithm in this setting, and RIQL, an algorithm designed specifically for data-corruption robustness. We evaluate them on D4RL benchmarks with both random and adversarial corruption. Our SAM-enhanced methods consistently and significantly outperform the original baselines. Visualizations of the reward surface confirm that SAM finds smoother solutions, providing strong evidence for its effectiveness in improving the robustness of offline RL agents.


How Data Quality Affects Machine Learning Models for Credit Risk Assessment

Maurino, Andrea

arXiv.org Artificial Intelligence

Machine Learning (ML) models are being increasingly employed for credit risk evaluation, with their effectiveness largely hinging on the quality of the input data. In this paper we investigate the impact of several data quality issues, including missing values, noisy attributes, outliers, and label errors, on the predictive accuracy of the machine learning model used in credit risk assessment. Utilizing an open-source dataset, we introduce controlled data corruption using the Pucktrick library to assess the robustness of 10 frequently used models like Random Forest, SVM, and Logistic Regression and so on. Our experiments show significant differences in model robustness based on the nature and severity of the data degradation. Moreover, the proposed methodology and accompanying tools offer practical support for practitioners seeking to enhance data pipeline robustness, and provide researchers with a flexible framework for further experimentation in data-centric AI contexts.



Robust Policy Expansion for Offline-to-Online RL under Diverse Data Corruption

He, Longxiang, Ye, Deheng, Tan, Junbo, Wang, Xueqian, Shen, Li

arXiv.org Artificial Intelligence

Pretraining a policy on offline data followed by fine-tuning through online interactions, known as Offline-to-Online Reinforcement Learning (O2O RL), has emerged as a promising paradigm for real-world RL deployment. However, both offline datasets and online interactions in practical environments are often noisy or even maliciously corrupted, severely degrading the performance of O2O RL. Existing works primarily focus on mitigating the conservatism of offline policies via online exploration, while the robustness of O2O RL under data corruption, including states, actions, rewards, and dynamics, is still unexplored. In this work, we observe that data corruption induces heavy-tailed behavior in the policy, thereby substantially degrading the efficiency of online exploration. To address this issue, we incorporate Inverse Probability Weighted (IPW) into the online exploration policy to alleviate heavy-tailedness, and propose a novel, simple yet effective method termed $\textbf{RPEX}$: $\textbf{R}$obust $\textbf{P}$olicy $\textbf{EX}$pansion. Extensive experimental results on D4RL datasets demonstrate that RPEX achieves SOTA O2O performance across a wide range of data corruption scenarios. Code is available at $\href{https://github.com/felix-thu/RPEX}{https://github.com/felix-thu/RPEX}$.



Prediction of mortality and resource utilization in critical care: a deep learning approach using multimodal electronic health records with natural language processing techniques

Ruan, Yucheng, Lan, Xiang, Tan, Daniel J., Abdullah, Hairil Rizal, Feng, Mengling

arXiv.org Artificial Intelligence

Background Predicting mortality and resource utilization from electronic health records (EHRs) is challenging yet crucial for optimizing patient outcomes and managing costs in intensive care unit (ICU). Existing approaches predominantly focus on structured EHRs, often ignoring the valuable clinical insights in free-text notes. Additionally, the potential of textual information within structured data is not fully leveraged. This study aimed to introduce and assess a deep learning framework using natural language processing techniques that integrates multimodal EHRs to predict mortality and resource utilization in critical care settings. Methods Utilizing two real-world EHR datasets, we developed and evaluated our model on three clinical tasks with leading existing methods. We also performed an ablation study on three key components in our framework: medical prompts, free-texts, and pre-trained sentence encoder. Furthermore, we assessed the model's robustness against the corruption in structured EHRs. Results Our experiments on two real-world datasets across three clinical tasks showed that our proposed model improved performance metrics by 1.6\%/0.8\% on BACC/AUROC for mortality prediction, 0.5%/2.2% on RMSE/MAE for LOS prediction, 10.9%/11.0% on RMSE/MAE for surgical duration estimation compared to the best existing methods. It consistently demonstrated superior performance compared to other baselines across three tasks at different corruption rates. Conclusions The proposed framework is an effective and accurate deep learning approach for predicting mortality and resource utilization in critical care. The study also highlights the success of using prompt learning with a transformer encoder in analyzing multimodal EHRs. Importantly, the model showed strong resilience to data corruption within structured data, especially at high corruption levels.