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DiCE-Extended: A Robust Approach to Counterfactual Explanations in Machine Learning

arXiv.org Artificial Intelligence

Explainable artificial intelligence (XAI) has become increasingly important in decision-critical domains such as healthcare, finance, and law. Counterfactual (CF) explanations, a key approach in XAI, provide users with actionable insights by suggesting minimal modifications to input features that lead to different model outcomes. Despite significant advancements, existing CF generation methods often struggle to balance proximity, diversity, and robustness, limiting their real-world applicability. A widely adopted framework, Diverse Counterfactual Explanations (DiCE), emphasizes diversity but lacks robustness, making CF explanations sensitive to perturbations and domain constraints. To address these challenges, we introduce DiCE-Extended, an enhanced CF explanation framework that integrates multi-objective optimization techniques to improve robustness while maintaining interpretability. Our approach introduces a novel robustness metric based on the Dice-Sørensen coefficient, enabling stability under small input variations. Additionally, we refine CF generation using weighted loss components (lambda_p, lambda_d, lambda_r) to balance proximity, diversity, and robustness. We empirically validate DiCE-Extended on benchmark datasets (COMPAS, Lending Club, German Credit, Adult Income) across multiple ML backends (Scikit-learn, PyTorch, TensorFlow). Results demonstrate improved CF validity, stability, and alignment with decision boundaries compared to standard DiCE-generated explanations. Our findings highlight the potential of DiCE-Extended in generating more reliable and interpretable CFs for high-stakes applications. Future work could explore adaptive optimization techniques and domain-specific constraints to further enhance CF generation in real-world scenarios


Counterfactual Explanations as Plans

arXiv.org Artificial Intelligence

There has been considerable recent interest in explainability in AI, especially with black-box machine learning models. As correctly observed by the planning community, when the application at hand is not a single-shot decision or prediction, but a sequence of actions that depend on observations, a richer notion of explanations are desirable. In this paper, we look to provide a formal account of ``counterfactual explanations," based in terms of action sequences. We then show that this naturally leads to an account of model reconciliation, which might take the form of the user correcting the agent's model, or suggesting actions to the agent's plan. For this, we will need to articulate what is true versus what is known, and we appeal to a modal fragment of the situation calculus to formalise these intuitions. We consider various settings: the agent knowing partial truths, weakened truths and having false beliefs, and show that our definitions easily generalize to these different settings.


The Gaussian Discriminant Variational Autoencoder (GdVAE): A Self-Explainable Model with Counterfactual Explanations

arXiv.org Artificial Intelligence

Visual counterfactual explanation (CF) methods modify image concepts, e.g, shape, to change a prediction to a predefined outcome while closely resembling the original query image. Unlike self-explainable models (SEMs) and heatmap techniques, they grant users the ability to examine hypothetical "what-if" scenarios. Previous CF methods either entail post-hoc training, limiting the balance between transparency and CF quality, or demand optimization during inference. To bridge the gap between transparent SEMs and CF methods, we introduce the GdVAE, a self-explainable model based on a conditional variational autoencoder (CVAE), featuring a Gaussian discriminant analysis (GDA) classifier and integrated CF explanations. Full transparency is achieved through a generative classifier that leverages class-specific prototypes for the downstream task and a closed-form solution for CFs in the latent space. The consistency of CFs is improved by regularizing the latent space with the explainer function. Extensive comparisons with existing approaches affirm the effectiveness of our method in producing high-quality CF explanations while preserving transparency. Code and models are public.


Global Human-guided Counterfactual Explanations for Molecular Properties via Reinforcement Learning

arXiv.org Artificial Intelligence

Counterfactual explanations of Graph Neural Networks (GNNs) offer a powerful way to understand data that can naturally be represented by a graph structure. Furthermore, in many domains, it is highly desirable to derive data-driven global explanations or rules that can better explain the high-level properties of the models and data in question. However, evaluating global counterfactual explanations is hard in real-world datasets due to a lack of human-annotated ground truth, which limits their use in areas like molecular sciences. Additionally, the increasing scale of these datasets provides a challenge for random search-based methods. In this paper, we develop a novel global explanation model RLHEX for molecular property prediction. It aligns the counterfactual explanations with human-defined principles, making the explanations more interpretable and easy for experts to evaluate. RLHEX includes a VAE-based graph generator to generate global explanations and an adapter to adjust the latent representation space to human-defined principles. Optimized by Proximal Policy Optimization (PPO), the global explanations produced by RLHEX cover 4.12% more input graphs and reduce the distance between the counterfactual explanation set and the input set by 0.47% on average across three molecular datasets. RLHEX provides a flexible framework to incorporate different human-designed principles into the counterfactual explanation generation process, aligning these explanations with domain expertise. The code and data are released at https://github.com/dqwang122/RLHEX.


Watermarking Counterfactual Explanations

arXiv.org Artificial Intelligence

The field of Explainable Artificial Intelligence (XAI) focuses on techniques for providing explanations to end-users about the decision-making processes that underlie modern-day machine learning (ML) models. Within the vast universe of XAI techniques, counterfactual (CF) explanations are often preferred by end-users as they help explain the predictions of ML models by providing an easy-to-understand & actionable recourse (or contrastive) case to individual end-users who are adversely impacted by predicted outcomes. However, recent studies have shown significant security concerns with using CF explanations in real-world applications; in particular, malicious adversaries can exploit CF explanations to perform query-efficient model extraction attacks on proprietary ML models. In this paper, we propose a model-agnostic watermarking framework (for adding watermarks to CF explanations) that can be leveraged to detect unauthorized model extraction attacks (which rely on the watermarked CF explanations). Our novel framework solves a bi-level optimization problem to embed an indistinguishable watermark into the generated CF explanation such that any future model extraction attacks that rely on these watermarked CF explanations can be detected using a null hypothesis significance testing (NHST) scheme, while ensuring that these embedded watermarks do not compromise the quality of the generated CF explanations. We evaluate this framework's performance across a diverse set of real-world datasets, CF explanation methods, and model extraction techniques, and show that our watermarking detection system can be used to accurately identify extracted ML models that are trained using the watermarked CF explanations. Our work paves the way for the secure adoption of CF explanations in real-world applications.


SAFE-RL: Saliency-Aware Counterfactual Explainer for Deep Reinforcement Learning Policies

arXiv.org Artificial Intelligence

While Deep Reinforcement Learning (DRL) has emerged as a promising solution for intricate control tasks, the lack of explainability of the learned policies impedes its uptake in safety-critical applications, such as automated driving systems (ADS). Counterfactual (CF) explanations have recently gained prominence for their ability to interpret black-box Deep Learning (DL) models. CF examples are associated with minimal changes in the input, resulting in a complementary output by the DL model. Finding such alternations, particularly for high-dimensional visual inputs, poses significant challenges. Besides, the temporal dependency introduced by the reliance of the DRL agent action on a history of past state observations further complicates the generation of CF examples. To address these challenges, we propose using a saliency map to identify the most influential input pixels across the sequence of past observed states by the agent. Then, we feed this map to a deep generative model, enabling the generation of plausible CFs with constrained modifications centred on the salient regions. We evaluate the effectiveness of our framework in diverse domains, including ADS, Atari Pong, Pacman and space-invaders games, using traditional performance metrics such as validity, proximity and sparsity. Experimental results demonstrate that this framework generates more informative and plausible CFs than the state-of-the-art for a wide range of environments and DRL agents. In order to foster research in this area, we have made our datasets and codes publicly available at https://github.com/Amir-Samadi/SAFE-RL.


Knowledge Distillation-Based Model Extraction Attack using Private Counterfactual Explanations

arXiv.org Artificial Intelligence

In recent years, there has been a notable increase in the deployment of machine learning (ML) models as services (MLaaS) across diverse production software applications. In parallel, explainable AI (XAI) continues to evolve, addressing the necessity for transparency and trustworthiness in ML models. XAI techniques aim to enhance the transparency of ML models by providing insights, in terms of the model's explanations, into their decision-making process. Simultaneously, some MLaaS platforms now offer explanations alongside the ML prediction outputs. This setup has elevated concerns regarding vulnerabilities in MLaaS, particularly in relation to privacy leakage attacks such as model extraction attacks (MEA). This is due to the fact that explanations can unveil insights about the inner workings of the model which could be exploited by malicious users. In this work, we focus on investigating how model explanations, particularly Generative adversarial networks (GANs)-based counterfactual explanations (CFs), can be exploited for performing MEA within the MLaaS platform. We also delve into assessing the effectiveness of incorporating differential privacy (DP) as a mitigation strategy. To this end, we first propose a novel MEA methodology based on Knowledge Distillation (KD) to enhance the efficiency of extracting a substitute model of a target model exploiting CFs. Then, we advise an approach for training CF generators incorporating DP to generate private CFs. We conduct thorough experimental evaluations on real-world datasets and demonstrate that our proposed KD-based MEA can yield a high-fidelity substitute model with reduced queries with respect to baseline approaches. Furthermore, our findings reveal that the inclusion of a privacy layer impacts the performance of the explainer, the quality of CFs, and results in a reduction in the MEA performance.


Counterfactual Explainer Framework for Deep Reinforcement Learning Models Using Policy Distillation

arXiv.org Artificial Intelligence

Deep Reinforcement Learning (DRL) has demonstrated promising capability in solving complex control problems. However, DRL applications in safety-critical systems are hindered by the inherent lack of robust verification techniques to assure their performance in such applications. One of the key requirements of the verification process is the development of effective techniques to explain the system functionality, i.e., why the system produces specific results in given circumstances. Recently, interpretation methods based on the Counterfactual (CF) explanation approach have been proposed to address the problem of explanation in DRLs. This paper proposes a novel CF explanation framework to explain the decisions made by a black-box DRL. To evaluate the efficacy of the proposed explanation framework, we carried out several experiments in the domains of automated driving systems and Atari Pong game. Our analysis demonstrates that the proposed framework generates plausible and meaningful explanations for various decisions made by deep underlying DRLs. Source codes are available at: \url{https://github.com/Amir-Samadi/Counterfactual-Explanation}


SAFE: Saliency-Aware Counterfactual Explanations for DNN-based Automated Driving Systems

arXiv.org Artificial Intelligence

A CF explainer identifies the minimum modifications in the input that would alter the model's output to its complement. In other words, a CF explainer computes the minimum modifications required to cross the model's decision boundary. Current deep generative CF models often work with user-selected features rather than focusing on the discriminative features of the black-box model. Consequently, such CF examples may not necessarily lie near the decision boundary, thereby contradicting the definition of CFs. To address this issue, we propose in this paper a novel approach that leverages saliency maps to generate more informative CF explanations. Source codes are available at: https://github.com/Amir-Samadi//Saliency_Aware_CF.


CounterNet: End-to-End Training of Prediction Aware Counterfactual Explanations

arXiv.org Artificial Intelligence

This work presents CounterNet, a novel end-to-end learning framework which integrates Machine Learning (ML) model training and the generation of corresponding counterfactual (CF) explanations into a single end-to-end pipeline. Counterfactual explanations offer a contrastive case, i.e., they attempt to find the smallest modification to the feature values of an instance that changes the prediction of the ML model on that instance to a predefined output. Prior techniques for generating CF explanations suffer from two major limitations: (i) all of them are post-hoc methods designed for use with proprietary ML models -- as a result, their procedure for generating CF explanations is uninformed by the training of the ML model, which leads to misalignment between model predictions and explanations; and (ii) most of them rely on solving separate time-intensive optimization problems to find CF explanations for each input data point (which negatively impacts their runtime). This work makes a novel departure from the prevalent post-hoc paradigm (of generating CF explanations) by presenting CounterNet, an end-to-end learning framework which integrates predictive model training and the generation of counterfactual (CF) explanations into a single pipeline. Unlike post-hoc methods, CounterNet enables the optimization of the CF explanation generation only once together with the predictive model. We adopt a block-wise coordinate descent procedure which helps in effectively training CounterNet's network. Our extensive experiments on multiple real-world datasets show that CounterNet generates high-quality predictions, and consistently achieves 100% CF validity and low proximity scores (thereby achieving a well-balanced cost-invalidity trade-off) for any new input instance, and runs 3X faster than existing state-of-the-art baselines.