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 alignment performance


Scalable Valuation of Human Feedback through Provably Robust Model Alignment

Neural Information Processing Systems

Despite the importance of aligning language models with human preferences, crowd-sourced human feedback is often noisy---for example, preferring less desirable responses---posing a fundamental challenge to alignment. A truly robust alignment objective should yield identical model parameters even under severe label noise, a property known as redescending. We prove that no existing alignment methods satisfy this property. To address this, we propose Hölder-DPO, the first principled alignment loss with a provable redescending property, enabling estimation of the clean data distribution from noisy feedback. The aligned model estimates the likelihood of clean data, providing a theoretically grounded metric for dataset valuation that identifies the location and fraction of mislabels. This metric is gradient-free, enabling scalable and automated human feedback valuation without costly manual verification or clean validation dataset. Hölder-DPO achieves state-of-the-art robust alignment performance while accurately detecting mislabels in controlled datasets. Finally, applied to Anthropic HH-RLHF dataset, it reveals substantial noise levels and removing these mislabels significantly improves alignment performance across methods. The code is available at https://github.com/ma921/HolderDPO.


Lisa: Lazy Safety Alignment for Large Language Models against Harmful Fine-tuning Attack

Neural Information Processing Systems

Recent studies show that Large Language Models (LLMs) with safety alignment can be jail-broken by fine-tuning on a dataset mixed with harmful data. For the first time in the literature, we show that the jail-break effect can be mitigated by separating two states in the fine-tuning stage to respectively optimize over the alignment and user datasets. Unfortunately, our subsequent study shows that this simple Bi-State Optimization (BSO) solution experiences convergence instability when steps invested in its alignment state is too small, leading to downgraded alignment performance. By statistical analysis, we show that the \textit{excess drift} towards the switching iterates of the two states could be a probable reason for the instability. To remedy this issue, we propose \textbf{L}azy(\textbf{i}) \textbf{s}afety \textbf{a}lignment (\textbf{Lisa}), which introduces a proximal term to constraint the drift of each state. Theoretically, the benefit of the proximal term is supported by the convergence analysis, wherein we show that a sufficient large proximal factor is necessary to guarantee Lisa's convergence. Empirically, our results on four downstream fine-tuning tasks show that Lisa with a proximal term can significantly increase alignment performance while maintaining the LLM's accuracy on the user tasks. Code is available at https://github.com/git-disl/Lisa.






CM-Align: Consistency-based Multilingual Alignment for Large Language Models

arXiv.org Artificial Intelligence

Current large language models (LLMs) generally show a significant performance gap in alignment between English and other languages. To bridge this gap, existing research typically leverages the model's responses in English as a reference to select the best/worst responses in other languages, which are then used for Direct Preference Optimization (DPO) training. However, we argue that there are two limitations in the current methods that result in noisy multilingual preference data and further limited alignment performance: 1) Not all English responses are of high quality, and using a response with low quality may mislead the alignment for other languages. 2) Current methods usually use biased or heuristic approaches to construct multilingual preference pairs. To address these limitations, we design a consistency-based data selection method to construct high-quality multilingual preference data for improving multilingual alignment (CM-Align). Specifically, our method includes two parts: consistency-guided English reference selection and cross-lingual consistency-based multilingual preference data construction. Experimental results on three LLMs and three common tasks demonstrate the effectiveness and superiority of our method, which further indicates the necessity of constructing high-quality preference data.


Token-level Accept or Reject: A Micro Alignment Approach for Large Language Models

arXiv.org Artificial Intelligence

With the rapid development of Large Language Models (LLMs), aligning these models with human preferences and values is critical to ensuring ethical and safe applications. However, existing alignment techniques such as RLHF or DPO often require direct fine-tuning on LLMs with billions of parameters, resulting in substantial computational costs and inefficiencies. To address this, we propose Micro token-level Accept-Reject Aligning (MARA) approach designed to operate independently of the language models. MARA simplifies the alignment process by decomposing sentence-level preference learning into token-level binary classification, where a compact three-layer fully-connected network determines whether candidate tokens are "Accepted" or "Rejected" as part of the response. Extensive experiments across seven different LLMs and three open-source datasets show that MARA achieves significant improvements in alignment performance while reducing computational costs. The source code and implementation details are publicly available at https://github.com/IAAR-Shanghai/MARA, and the trained models are released at https://huggingface.co/IAAR-Shanghai/MARA_AGENTS.


Alignment and Safety in Large Language Models: Safety Mechanisms, Training Paradigms, and Emerging Challenges

arXiv.org Artificial Intelligence

Due to the remarkable capabilities and growing impact of large language models (LLMs), they have been deeply integrated into many aspects of society. Thus, ensuring their alignment with human values and intentions has emerged as a critical challenge. This survey provides a comprehensive overview of practical alignment techniques, training protocols, and empirical findings in LLM alignment. We analyze the development of alignment methods across diverse paradigms, characterizing the fundamental trade-offs between core alignment objectives. Our analysis shows that while supervised fine-tuning enables basic instruction-following, preference-based methods offer more flexibility for aligning with nuanced human intent. We discuss state-of-the-art techniques, including Direct Preference Optimization (DPO), Constitutional AI, brain-inspired methods, and alignment uncertainty quantification (AUQ), highlighting their approaches to balancing quality and efficiency. We review existing evaluation frameworks and benchmarking datasets, emphasizing limitations such as reward misspecification, distributional robustness, and scalable oversight. We summarize strategies adopted by leading AI labs to illustrate the current state of practice. We conclude by outlining open problems in oversight, value pluralism, robustness, and continuous alignment. This survey aims to inform both researchers and practitioners navigating the evolving landscape of LLM alignment.


Scale-Invariance Drives Convergence in AI and Brain Representations

arXiv.org Artificial Intelligence

Despite variations in architecture and pretraining strategies, recent studies indicate that large-scale AI models often converge toward similar internal representations that also align with neural activity. We propose that scale-invariance, a fundamental structural principle in natural systems, is a key driver of this convergence. In this work, we propose a multi-scale analytical framework to quantify two core aspects of scale-invariance in AI representations: dimensional stability and structural similarity across scales. We further investigate whether these properties can predict alignment performance with functional Magnetic Resonance Imaging (fMRI) responses in the visual cortex. Our analysis reveals that embeddings with more consistent dimension and higher structural similarity across scales align better with fMRI data. Furthermore, we find that the manifold structure of fMRI data is more concentrated, with most features dissipating at smaller scales. Embeddings with similar scale patterns align more closely with fMRI data. We also show that larger pretraining datasets and the inclusion of language modalities enhance the scale-invariance properties of embeddings, further improving neural alignment. Our findings indicate that scale-invariance is a fundamental structural principle that bridges artificial and biological representations, providing a new framework for evaluating the structural quality of human-like AI systems.